1 to 25 of 327 Regulatory Compliance Jobs in the UK excluding London

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

at an incredibly exciting time for the business as we embark on a critical PSTN Switch Off project. This role is key to ensuring business continuity, operational resilience, and regulatory compliance by managing the transition from legacy PSTN systems to modern, future-proof solutions across our UK properties. Working closely with teams from Information, Data and Technology, Estates … existing PSTN lines, mapping associated assets such as fire alarms, lifts, and other critical systems. Develop and implement a phased rollout plan, ensuring minimal disruption to business operations and compliance with regulatory requirements. Liaise and collaborate with internal teams and external vendors, to ensure project alignment and successful execution. Manage project risks, issues, and dependencies, implementing mitigation strategies … to reduce potential business impacts. Ensure regulatory compliance, particularly in relation to BS5839 standards and the overall PSTN switch-off deadlines. Prepare and manage project budgets, tracking expenditures and ensuring cost-effective solutions. Monitor project progress against the timeline, providing regular updates and reports to stakeholders and project sponsors. Co-ordinate training and change management initiatives, ensuring end More ❯

include the provision of regular management information and analytics. As well as providing a suite of monthly finance reports and financial statements, the role also has control of the Regulatory Compliance and Governance function. Main Tasks (not exhaustive) 1. Producemonthly financial board meeting pack to include detailed commentary, KPI and adhoc information as requested in a timely manner. … 2. Actively collaborate, communicate and co-ordinate with all stakeholders. 3. Responsible for budget planning, forecasting, pricing, invoicing, credit control, cashflow, IT and regulatory compliance and governance. With the strict requirement for all activities to be completed in complete accordance with the recognised UK legal requirements, the UK accounting policies and the regulatory governance frameworks. 4. Overseemonthly … changes. 7. Manageexternal stakeholders and relationships such as investors, banks, lawyers, accountants/auditors, and insurance underwriter partners. 8. Management, leadership and development of the Finance, IT & Projects and Regulatory Compliance Teams, including mentoring and performance reviews. 9. Ensure all IT activity and Project Management is well organised, planned and coordinated and in line with policies and procedures. More ❯

IIR35) | £700 p/day | Hybrid I am seeking a Controls & Audit Specialist to join our client's Public Cloud Engineering team. This role focuses on risk, governance and regulatory compliance across the firm's Azure cloud environment. With audit requests expected to grow, this position is critical in ensuring a strong control framework, producing high-quality documentation … and supporting regulatory adherence at scale. Location: Bournemouth (Hybrid) Contract: 6-months (IIR35) Rate: £700-740 p/day Start date: ASAP Key Responsibilities: Risk & Control Management- Provide subject matter expertise in control assessments within Azure, ensuring adherence to regulatory and internal standards. Governance & Compliance- Manage audit and compliance activities, track issues through to resolution, and … on control effectiveness to senior stakeholders. Frameworks & Standards- Ensure alignment with industry regulations, control frameworks, and engineering best practices. Documentation & Reporting- Produce clear, comprehensive documentation of controls, assessments, and compliance activities to support regulators and audit teams. Collaboration- Build trusted relationships with assessment teams, product groups, and control owners to embed compliance into engineering processes Required Skills: Proficiency More ❯

based wealthtech startup creating a digital Platform as a Service for modern investment managers: a cloud-native, API-driven wealthtech platform that integrates custody, trading, portfolio management, reporting, and compliance workflows. With live connectivity to Saxo Bank, Addepar, and multiple API-based services (client KYC/AML, market data providers, and many others), Icebrg enables scalable and compliant operations … investment managers. We work in a joint venture with an FCA-regulated partner in the United Kingdom. Our platform handles the most complex aspects of investment management operations, from regulatory compliance and custody services to multi-asset trading and comprehensive reporting. With seamless integrations to industry-leading systems, we provide our clients with access to global markets while … are seeking a highly skilled Senior Operations Manager to lead the operational setup and management of the Icebrg platform. You will oversee client assets and reporting, manage operational and regulatory processes, and ensure seamless integration of operational workflows with our technology infrastructure. This is a highly technical role: you will work closely with the CTO and the developers’ team More ❯

based wealthtech startup creating a digital Platform as a Service for modern investment managers: a cloud-native, API-driven wealthtech platform that integrates custody, trading, portfolio management, reporting, and compliance workflows. With live connectivity to Saxo Bank, Addepar, and multiple API-based services (client KYC/AML, market data providers, and many others), Icebrg enables scalable and compliant operations … investment managers. We work in a joint venture with an FCA-regulated partner in the United Kingdom. Our platform handles the most complex aspects of investment management operations, from regulatory compliance and custody services to multi-asset trading and comprehensive reporting. With seamless integrations to industry-leading systems, we provide our clients with access to global markets while … are seeking a highly skilled Senior Operations Manager to lead the operational setup and management of the Icebrg platform. You will oversee client assets and reporting, manage operational and regulatory processes, and ensure seamless integration of operational workflows with our technology infrastructure. This is a highly technical role: you will work closely with the CTO and the developers’ team More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

ve partnered with some of the world’s largest financial institutions and raised significant backing from top-tier investors. Our mission is to help financial institutions stay ahead of regulatory change, so they can launch new products and expand into new markets 10x faster without hitting compliance bottlenecks. What is the role We’re looking for a financial … services Compliance Subject Matter Expert (SME) who brings hands-on experience from working in the second line of defence in implementing compliance frameworks, maintaining governance registers, and designing and testing controls for effectiveness. This is a unique opportunity: compliance and legal functions are going through a massive disruption for the first time being reshaped by AI . … and clients, helping senior stakeholders navigate this shift with confidence while directly shaping how AI transforms compliance. What you’ll do Engage senior stakeholders as a trusted advisor on compliance and regulatory change. Apply hands-on second line of defence experience (obligations extraction, gap analysis, controls design, testing effectiveness) to client challenges. Lead client conversations from initial interest More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯

experience for yourself, and a better working world for all. Our Digital Risk team is dedicated to providing innovative solutions that mitigate risks associated with digital transformation, cybersecurity, and regulatory compliance. The Digital Risk practice is growing rapidly, and we are looking for Senior Consultants to help drive success for our clients by helping them navigate the complexities of … the digital landscape. The opportunity Our Digital Risk team provides innovative solutions that mitigate risks associated with digital transformation, cybersecurity, and regulatory compliance. As organizations increasingly adopt AI technologies, the need for trusted AI frameworks and governance has become paramount. The Digital Risk practice is growing rapidly, and we are looking for Senior Consultants to help drive success for … the digital landscape, including the integration of AI in risk management strategies. Your key responsibilities Collaborate with clients and internal stakeholders to assess and improve digital risk management strategies, compliance frameworks, and risk mitigation efforts, with a focus on trusted AI practices where applicable. Conduct risk assessments to identify vulnerabilities and recommend appropriate controls and solutions. Support clients in More ❯

the second line of defence across Information Governance, Cyber Security, Quality, and Digital Clinical Safety. In this role, you will oversee the operational delivery of InHealths management systems, ensuring compliance, accountability, and consistency across the business. You will provide strong leadership, manage a dedicated team, and play a key part in driving governance priorities that protect our patients, staff … permanent role, working remotely. There will be travel to InHealth sites as part of the role. Main duties of the job Information Governance: Oversee policy frameworks, DPIAs, DSAs, and regulatory compliance, and lead the Data Security Protection Toolkit return. Cyber Security: Manage security policies, lead ISO 27001 certification, embed data security practices, and oversee incident response. Digital Clinical … Safety: Maintain digital clinical safety policies (DCB0129/0160), ensure training compliance, and support safety case documentation. Quality Management: Manage the Quality Management System (ISO 9001), coordinate audit programmes, and support executive-level decision-making with regulatory insights. Cross-Domain Governance: Administer IG and Cyber Security Committee operations, oversee risk and action logs, and maintain compliance evidence More ❯

similar within Consulting. Excellent problem solving and analytical skills. Strong executive-level stakeholder management and client relationship skills. Knowledge of Energy Resources & Industrials industry functions (e.g., Engineering, Operations, Sustainability, Regulatory Compliance). Experience as a leader of people, fostering data design teams. Experience in data solution architecture, design principles, and solution patterns following architecture methodologies. Experience designing and … engineering, analytics, AI/GenAI, observability, cloud, security. Experience aligning data architecture blueprints across business units and geographies; presenting designs to stakeholders (e.g., Architecture Boards). Experience in governance, regulatory compliance (e.g., GDPR) and managing large-scale programmes. Ability to size projects and shape delivery of large programmes; leading cross-geography teams, including offshore delivery. Experience with go More ❯

similar within Consulting. Excellent problem solving and analytical skills. Strong executive-level stakeholder management and client relationship skills. Knowledge of Energy Resources & Industrials industry functions (e.g., Engineering, Operations, Sustainability, Regulatory Compliance). Experience as a leader of people, fostering data design teams. Experience in data solution architecture, design principles, and solution patterns following architecture methodologies. Experience designing and … engineering, analytics, AI/GenAI, observability, cloud, security. Experience aligning data architecture blueprints across business units and geographies; presenting designs to stakeholders (e.g., Architecture Boards). Experience in governance, regulatory compliance (e.g., GDPR) and managing large-scale programmes. Ability to size projects and shape delivery of large programmes; leading cross-geography teams, including offshore delivery. Experience with go More ❯

similar within Consulting. Excellent problem solving and analytical skills. Strong executive-level stakeholder management and client relationship skills. Knowledge of Energy Resources & Industrials industry functions (e.g., Engineering, Operations, Sustainability, Regulatory Compliance). Experience as a leader of people, fostering data design teams. Experience in data solution architecture, design principles, and solution patterns following architecture methodologies. Experience designing and … engineering, analytics, AI/GenAI, observability, cloud, security. Experience aligning data architecture blueprints across business units and geographies; presenting designs to stakeholders (e.g., Architecture Boards). Experience in governance, regulatory compliance (e.g., GDPR) and managing large-scale programmes. Ability to size projects and shape delivery of large programmes; leading cross-geography teams, including offshore delivery. Experience with go More ❯

similar within Consulting. Excellent problem solving and analytical skills. Strong executive-level stakeholder management and client relationship skills. Knowledge of Energy Resources & Industrials industry functions (e.g., Engineering, Operations, Sustainability, Regulatory Compliance). Experience as a leader of people, fostering data design teams. Experience in data solution architecture, design principles, and solution patterns following architecture methodologies. Experience designing and … engineering, analytics, AI/GenAI, observability, cloud, security. Experience aligning data architecture blueprints across business units and geographies; presenting designs to stakeholders (e.g., Architecture Boards). Experience in governance, regulatory compliance (e.g., GDPR) and managing large-scale programmes. Ability to size projects and shape delivery of large programmes; leading cross-geography teams, including offshore delivery. Experience with go More ❯

payments company? My Client My client is a globally recognised financial technology firm driving innovation in the payments space. They are seeking a talented Legal Counsel to join their Regulatory and Product team up to a 6-month contract. This role will focus on providing legal support for the development of payment products and services, ensuring compliance with … evolving regulatory requirements. Working closely with the Senior Legal Counsel and cross-functional teams, this is an exciting opportunity to make a meaningful impact in a fast-growing, dynamic environment. Requirements 7+ years PQE: Qualified lawyer with experience in financial services, either in-house or in private practice. Payments & fintech expertise: Strong understanding of UK and European payments regulations … including PSD2, the Electronic Money Regulations, and FCA requirements. Product development knowledge: Experience advising on product structuring, licensing, and regulatory compliance in a financial technology context. Analytical & organisational skills: Ability to manage complex legal and regulatory issues in a fast-paced environment. Communication & collaboration: Strong stakeholder management skills with a proactive, solution-oriented approach. Core Responsibilities Advise More ❯

payments company? My Client My client is a globally recognised financial technology firm driving innovation in the payments space. They are seeking a talented Legal Counsel to join their Regulatory and Product team up to a 6-month contract. This role will focus on providing legal support for the development of payment products and services, ensuring compliance with … evolving regulatory requirements. Working closely with the Senior Legal Counsel and cross-functional teams, this is an exciting opportunity to make a meaningful impact in a fast-growing, dynamic environment. Requirements 7+ years PQE: Qualified lawyer with experience in financial services, either in-house or in private practice. Payments & fintech expertise: Strong understanding of UK and European payments regulations … including PSD2, the Electronic Money Regulations, and FCA requirements. Product development knowledge: Experience advising on product structuring, licensing, and regulatory compliance in a financial technology context. Analytical & organisational skills: Ability to manage complex legal and regulatory issues in a fast-paced environment. Communication & collaboration: Strong stakeholder management skills with a proactive, solution-oriented approach. Core Responsibilities Advise More ❯

payments company? My Client My client is a globally recognised financial technology firm driving innovation in the payments space. They are seeking a talented Legal Counsel to join their Regulatory and Product team up to a 6-month contract. This role will focus on providing legal support for the development of payment products and services, ensuring compliance with … evolving regulatory requirements. Working closely with the Senior Legal Counsel and cross-functional teams, this is an exciting opportunity to make a meaningful impact in a fast-growing, dynamic environment. Requirements 7+ years PQE: Qualified lawyer with experience in financial services, either in-house or in private practice. Payments & fintech expertise: Strong understanding of UK and European payments regulations … including PSD2, the Electronic Money Regulations, and FCA requirements. Product development knowledge: Experience advising on product structuring, licensing, and regulatory compliance in a financial technology context. Analytical & organisational skills: Ability to manage complex legal and regulatory issues in a fast-paced environment. Communication & collaboration: Strong stakeholder management skills with a proactive, solution-oriented approach. Core Responsibilities Advise More ❯

to evaluate system performance, monitor scorecard effectiveness, and support champion/challenger testing strategies. Work closely with Risk, IT, and Business Teams to enhance credit risk processes and ensure regulatory compliance Interface with FICO technical teams and manage platform relationships to ensure our client’s Credit requirements are met. Lead multiple large-scale projects within aggressive timelines, managing … skills. Able to network and build strong relationships with internal and external peer groups. Skills Preferred: FICO systems experience strongly preferred. Automotive finance or consumer lending background. Experience with regulatory compliance requirements (FCA, PRA guidelines). Knowledge of our client’s Credit or automotive manufacturer finance operations. Previous experience transitioning from vendor-managed to in-house platforms. Champion More ❯