1 of 1 Wealth Management Jobs in County Antrim

across multiple businesses and functions to ensure compliance with MiFID/R regulations in relevant jurisdictions. The oversight programme will encompass all business units, including Markets, Banking, Services, and Wealth Management. Responsibilities: Coordinate MiFID/R governance forums to ensure effective oversight and compliance. Collaborate with business units to assess control effectiveness and manage residual risks through the Risk … and Control Self-Assessment process. Oversee issue management, ensuring timely remediation of identified issues. Develop, monitor, and report key performance and risk metrics related to MiFID/R. Manage the MiFID/R publications within the Citi Regulations inventory, ensuring accuracy and compliance timelines. Maintain a comprehensive reference control library for all UK/EU MiFID/R obligations. … Liaise with Compliance, Legal, Internal Audit, and other control functions to maintain an effective control framework. Qualifications & Skills: Practical experience in Financial Services, with a background in consulting, business management, business risk, or advisory compliance. Strong understanding of EU/UK MIFIR/MIFID II or other major European or US regulations. Demonstrated experience in regulation implementation, change programmes More ❯