4 Trade Surveillance Jobs with Hybrid or WFH Options

Product Manager – Trade Surveillance Location: Hybrid Salary: £70,000 - £110,000 Skills: Product Manager, Trade Surveillance, Market Surveillance, Communication Surveillance, eComms Surveillance, Data Analytics, Road Map, Agile Artemis Talent have partnered with an exciting software vendor who provide Trade Surveillance and … Analytics tools to the financial services industry who require a Trade Surveillance Product Manager to join there expanding team. As a Product Manager within this leading provider of Trade Surveillance, you will be working very closely with development teams and clients translating requirements for functional and … to compete with market leading financial services platforms. To be considered for the role of Product Manager the following experience is essential; knowledge of Trade, Market or Communications Surveillance would be highly beneficial ability to manage, define and scale the product road map in line with industry changes more »

Our client, a global cryptocurrency firm, are looking for trade surveillance professionals to support their UK team. This is ideal for someone with trade and communications surveillance experience who has used both the Validus and Smartz systems. This will be a fully remote contract which will … be looking to start in around a months time. Key Responsibilities: Monitor daily alerts arising from the trade surveillance system software across the crypto trading venue Undertaking communications surveillance across internal systems Oversight of the market abuse risk assessment, and ensure that there are adequate policies, procedures … and methodologies in place Key Requirements: Experience conducting surveillance across UK and EU firms Used Validus and Smartz systems Experience within cryptocurrency (desired) Strong knowledge of Market Abuse Please reach out to Nicole Poole at Danos Consulting to learn more about this opportunity. more »

a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory … you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science, or a related field. At least 4 years … of experience in regulatory compliance, or technology in the financial services industry. MUST HAVE - Knowledge of regulatory requirements related to surveillance and monitoring for Market Abuse as well as Record keeping rules for financial institutions. Proven analytical skills with experience conducting impact assessments and gap analysis. Strong business analysis more »

to support each other, providing the opportunity to gain exposure to other areas of Compliance from time to time as required. Contribute to ongoing trade surveillance and the submission of STORs. Working with the Head of Compliance to assist with ad-hoc Compliance Projects in relation to regulatory more »