Reg Reporting Analyst
Operations Control Specialist – Regulatory Reporting
We are working with a growing financial services firm seeking an experienced Operations Control Specialist to support its regulatory reporting obligations
.
This is not a managerial position. The firm is looking for an established subject-matter expert with strong MiFID II/MiFIR trade and transaction reporting knowledge who can apply their expertise within a fast-paced and evolving busines
s.
Key responsibilit
- iesMonitor the firm’s regulatory reporting obligations, includi
- ng:MiFID II trade and transaction report
- ingMAS OTC derivatives report
- ingShort Selling disclosu
- resSubstantial Shareholder disclosu
- resTakeover Panel disclosu
- resREMIT report
- ingWork closely with Legal and Compliance to interpret regulatory chang
- es.Translate regulatory and business changes into clear operational requiremen
- ts.Continuously assess regulatory reporting risks and introduce or enhance controls where necessa
ry.
Experience requ
- iredStrong subject-matter expertise in MiFID II/MiFIR trade and transaction reporting is essent
- ial.Proven understanding of regulatory reporting obligations and their impact on Operati
- ons.Experience managing regulatory change or implementation proje
- cts.Good knowledge of financial instruments across equities, fixed income and commodit
- ies.Knowledge of other European regulations, including EMIR and SFTR, would be advantage
- ous.Experience using SQL, Alteryx and Tabl
- eau.Advanced Microsoft Office skills, particularly Excel, PowerPoint and W