Senior Governance & Compliance Manager

• Promoting a culture of compliance within Financial Services activities
• Participating in 2LOD Compliance Risk Governance Committees and attending relevant 1LOD Governance Committees
• Assisting in the creation and implementation of comprehensive Compliance Policies
• Reviewing and updating existing Compliance Policies to reflect new or amended Regulatory Requirements / Standards
• Helping to develop an annual risk-based Compliance Monitoring Plan
• Engaging with Regulators regarding the Compliance Risk Framework, Policies, new Regulations etc
• Ensuring all current and emerging compliance obligations are identified and integrated into new and updated Compliance Policies
• Monitoring, identifying, advising on, and communicating the impacts of upcoming regulatory changes
• Consulting with Legal on Compliance matters as needed
• Developing and delivering a Compliance Training Programme

• Min 5 years experience in a similar role within a Compliance/Risk/Audition function in Finance or Insurance
• Professional compliance qualifcation or relevant degree
• Experience working within a 3LOD Risk Management model
• Strong understanding of current and emerging compliance risks, with practical experience in leading an effective control environment and the ability to benchmark and analyze various compliance risks
• Strong analytical and communication skills

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