Head of Compliance - Part-time contract (2-3 days a week)
Head of Compliance - part time contract (2-3 days a week)
My global FinTech client, based in London, is looking for a contract Head of Compliance on a part time basis (2-3 days a week).
The Head of Compliance will lead the risk and compliance function. They will oversee the compliance framework, regulatory engagement, and internal controls, working closely with senior leadership to ensure the organisation meets regulatory standards while supporting growth. This is a strategic, hands-on leadership position in a fast-paced fintech environment.
They would also look at a permanent Head of Compliance, 2-3 days a week.
Key skills:
- Senior compliance experience within financial markets, fintech, trading infrastructure, or market data organisations
- Strong knowledge of FCA regulations and compliance requirements
- Proven track record designing and implementing compliance frameworks in fast-paced environments
- Strong leadership skills with the ability to influence senior stakeholders and boards
- Excellent analytical, communication, and problem-solving abilities
- Previous SMF holder (desirable)
Responsibilities:
- Lead the firm's compliance function, maintaining a robust framework aligned with FCA regulations
- Develop and oversee compliance policies, monitoring programmes, and regulatory reporting
- Act as the primary liaison with the FCA and advise senior leadership and the Board on regulatory developments and risks
- Oversee compliance risk assessments, monitoring, and investigations to ensure effective controls and remediation
- Build and lead a high-performing compliance team while promoting a strong culture of compliance and cross-functional collaboration
Please apply now for immediate consideration and further details.
Scot Lewis Associates Ltd is acting as an employment business.