SALARY 40-55K The Company: Our client is a wealthmanagement company, highly recognised with a fantastic reputation. The Role: The Compliance Manager will Report into the Head of Compliance within the WealthManagement business. The Compliance Manager role will have an Investment Advisory focus. … Working in the BRISTOL office The Compliance Manager will monitor the regulatory environment for key regulatory initiatives relating to investment management, recommending, and implementing solutions. The Compliance Manager will provide a Compliance Advisory service & will support the Investment Management company on asset management issues including routine advice … updating of compliance policies and procedures to ensure fit for purpose and regulatory needs. The Compliance Manager will be responsible for monitoring of portfolio management compliance systems and will support on investment platform issues. The Compliance Manager will ensure all Investment breaches of FCA Rules are properly investigated, recorded more »
Bristol, Avon, South West, United Kingdom Hybrid / WFH Options
Hargreaves Lansdown Asset Management Limited
role would suit someone who has experience in service-related roles, and who is looking to develop their professional career in Financial Services and Wealth Management. This role is the first step to develop your career in a Bristol-based FTSE 250 WealthManagement company. You will … with other teams within the business and external companies Supporting the team's risk and control activities to ensure good client outcomes and risk management culture About you We invest in our teams - we don't require you to have a background in financial services. A successful candidate must more »
Bristol, Avon, South West, United Kingdom Hybrid / WFH Options
Hargreaves Lansdown Asset Management Limited
role would suit someone who has experience in service-related roles, and who is looking to develop their professional career in Financial Services and Wealth Management. This role is the first step to develop your career in a Bristol-based FTSE 250 WealthManagement company. You will … with other teams within the business and external companies Supporting the team's risk and control activities to ensure good client outcomes and risk management culture About you We invest in our teams - we don't require you to have a background in financial services. A successful candidate must more »
The Company: Our client is a wealthmanagement company, highly recognised with a fantastic reputation. The Role: TheCompliance Manager will Report into the Head of Compliance within the WealthManagement business. The Compliance Manager role will have an Investment Advisory focus. Working in the Bristol officeThe … Compliance Manager will monitor the regulatory environment for key regulatory initiatives relating to investment management, recommending, and implementing solutions. The Compliance Manager will provide a Compliance Advisory service & will support the Investment Management company on asset management issues including routine advice and resolution of issues relating to … updating of compliance policies and procedures to ensure fit for purpose and regulatory needs. The Compliance Manager will be responsible for monitoring of portfolio management compliance systems and will supporton investment platform issues. TheCompliance Manager will ensure all Investment breaches of FCA Rules are properly investigated, recorded and resolved. more »