1 to 2 of 2 Permanent Compliance Analyst Jobs in the City of London

We have a new and exciting opportunity for a Compliance Analyst to join our London team. Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives. *** Please note that this is an onsite role … with the resolution of findings. Work with the business units to develop a good understanding of their strategy, services and products. Work collaboratively with Compliance colleagues sharing best practice and promoting open dialogue and communication. Review/approve/oversee client categorisation, including elective professional client opt ups. Maintain … the principles of TCF are being met. Assist with advice/guidance to the business and oversight of the handling of key areas of Compliance, including client money, financial promotions, and product governance etc., and ensure that employees are made aware of and understand their regulatory responsibilities. Assist the more »

is the possibility of a permanent role being available at the end of the contract too. Duties will include: Assisting in the oversight of compliance processes Assisting in the oversight of due diligence Supporting the Head of Compliance in managing regulatory relationships with key regulators including the PRA … FCA and Lloyd's (and relevant overseas regulators). Participating in the delivery of an effective compliance training program. Working on compliance projects Managing enquiries to the compliance team inbox accurately and efficiently in line with agreed SLAs. Maintaining all allocated documentation to the appropriate standard, ensuring … associated procedures (Conduct Risk and Financial Crime). As this is a contract role, it is essential that you have at least one years compliance experience gained at an insurer, insurance brokerage or at a consultancy firm where you worked with insurance clients. more »