1 to 3 of 3 Permanent Compliance Monitoring Officer Jobs in England

Our client, a leading Financial Services firm in the Pensions Transfers sector are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking … independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system. Role Responsibilities: Assisting the Compliance Director in ensuring the appropriateness of the Company’s overall Compliance Monitoring … but not limited to Client Onboarding, Communication, and ensuring the Suitability of Pension Transfers recommendations and any Investment Schemes. Undertaking or assisting in other Compliance Reviews and Monitoring activities in accordance with the timetable set out in the Compliance Monitoring Programme. Reporting the findings of all more »

Miryco Consultants is working with a leading global insurance broker, who are looking for a Compliance Officer to join their Central Compliance Monitoring team. This is a fantastic opportunity for compliance monitoring professionals who enjoy building and developing frameworks, as well as working in … and consider if action required Conduct specific thematic reviews Requirements: Experience working for an insurance broker or insurer/MGA Working experience in a monitoring role Data analysis experience desirable Location: Gloucester twice a month with occasional travel to London required. Expenses for this will be paid. Salary: Competitive more »

Miryco Consultants is working with a leading specialty insurance broker who are looking for a Compliance Monitoring Officer to join their Specialty Regulatory team. This is a great opportunity to join a company in growth mode, operating within Lloyd's of London and globally. Responsibilities: Development, implementation … and maintenance of the CMF and CMP. Conducting thematic reviews for the business. Reviewing, advising and delivering on assigned projects. Experience: 3+ years' compliance monitoring experience within insurance. Insurance broking experience preferable. Strong knowledge of FCA Handbook. Location: London Please note, our client is unable to offer sponsorship more »