1 to 25 of 28 Permanent Compliance Officer Jobs in England

Compliance Officer Industry: Lloyds London Insurance Hybrid £70,000 - £80,000 Role overview: We are seeking a Compliance Officer for an established London Markets Syndicate. The successful candidate will spearhead the execution of the Compliance function's plans, including tackling financial crime and sanctions, conducting … compliance monitoring reviews, and providing strategic and operational support on regulatory matters and changes. Key Responsibilities: Lead in-depth thematic compliance monitoring reviews on regulatory matters and draft comprehensive reports. Drive reporting for the Risk & Solvency Committee, delivering robust Management Information (MI) and drafting sections of the Head … of Compliance's report. Instil a culture of risk awareness. Partner with Senior Managers and Senior Compliance Officers to deliver high-quality assurance and strategic advice. Execute batch screening of policies against relevant sanctions and financial crime lists. Oversee critical operational processes, including the regulatory returns calendar, policy more »

Onboarding and Compliance Officer Liverpool Street Hybrid working (After 6 month probation) Up to £35,000 My client, a growing, international contract recruitment business is looking for an Onboarding and Compliance officer to join their team. The ideal candidate will have experience working within a compliance … sales teams regarding any missing, inaccurate or unconfirmed information. • Communicating both internally and externally in connection with information and outstanding documentation required for contracts, compliance and payments (i.e. missing bank details, contracts, timesheets, receipts, references etc.). • Recording and inputting details of all documentation received back from contractors (including … relevant systems. • Data entry onto any relevant and internal spreadsheets. • Data entry onto any client and internal systems/CRMs. • Basic knowledge of any compliance legislation including AWR & IR35 processes. • Checking the validity of candidates’ right to work. • Carrying out ID checks on candidates’ right-to-work documents. • Chasing more »

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities: Operational … Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the company's … gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and update the company more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across … UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory … developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of more »

Financial Group https://www.britannia.com/and a member of the London Stock Exchange and Dubai Gold and Commodity Exchange, ROLE DESCRIPTION The Compliance Analyst plays a vital role in supporting the compliance function within the firm. This position involves assisting in the development, implementation, and maintenance … of compliance programs to ensure adherence to regulatory requirements and internal policies. The Compliance Analyst conducts compliance monitoring, reviews trading activities, performs due diligence checks, and assists in regulatory filings and reporting. KEY RESPONSIBILITIES Performing analysis and reviews of key business data in support of the firm … s financial crime and conflicts of interest systems and controls. Perform due diligence checks on clients, counterparties, and transactions to assess and mitigate compliance risks, including conducting customer due diligence (CDD) and enhanced due diligence (EDD) processes as necessary. Collaborate with other internal teams, including legal, risk management, operations more »

Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »

Miryco Consultants is working with a leading global insurance broker, who are looking for a Compliance Officer to join their Central Compliance Monitoring team. This is a fantastic opportunity for compliance monitoring professionals who enjoy building and developing frameworks, as well as working in a dynamic more »

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and/or their Deputy (DMLRO … in ensuring that London operates in accordance with all legal and regulatory requirements related to regulatory and Financial Crime (FC) Compliance Oversight of the Quality Assurance framework (Financial Crime) . Becoming an SME within this area of specialty assisting the Compliance and Business teams to maintain the framework more »

as we aim to become the Bank of choice for businesses wishing to transact in the African continent. Job Purpose Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. Working closely with Bank … CASS audit and following up on recommendations and exceptions identified by the external auditors. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive the minimise the risk of regulatory failure and the resultant reputational … damage. Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: Relevant qualification – Compliance qualification or LLB preferred. Minimum of 3 – 4 years of relevant industry experience. Good knowledge of the trade finance and regulatory framework. more »

payment and core banking products for both individual and corporate customers, including payment accounts and deposit accounts. In this role, you will provide critical compliance advice, challenge, and support to the first line of defence. Key Responsibilities: Collaborate with product owners throughout various stages of the product lifecycle, offering … robust oversight and monitoring of internal policy and procedure compliance. Operate in line with the Bank's Risk Management framework and relevant risk and compliance policies. Support the Compliance Manager and Head of Advisory by reviewing and challenging relevant governance committee papers, and deputise for the Compliance … and rulebooks related to payment services and accounts; knowledge of European requirements is a plus. Experience in branch banking or a regulatory law/compliance background is beneficial. Knowledge of banking products and processes for individual and corporate products, preferably with sales process experience. Sound judgment and strong decision more »

dynamic environment? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the BRAC … Work: Monday to Friday 9am until 6pm (45 minutes unpaid lunch break) Salary: £25,000 to £30,000 gross per annum (Depending on Experience) Compliance Officer Requirements: A minimum of 3 years experience in a financial crime position relevant to the job description in relevant field, i.e. bank … concept of investigations and the ability to demonstrate/explain this if selected for interview Ability to multi-task, prioritise and manage time effectively Compliance Officer Opportunities: Exceptional candidates demonstrating a strong work ethic, have the exciting potential to advance within our compliance team, with the opportunity more »

and established Fintech lender which has recently taken over a Mortgage business and the objective of this role is to embed their risk and compliance into the existing business. Once the Interim role and the business integration is completed (9-12m) there is potential for the role to … days per fortnight in either Oxford or Leeds office. You will be reporting to the CRO with liaison with the legal, risk and compliance and integration teams as well as external stakeholders and UK Regulators. As a Risk and Compliance Officer, you will be expected to demonstrate … when undertaking designated activities and tasks. This role has a specific focus on leading the integration of a Mortgage Business and their Risk and Compliance Frameworks as part of the broader business integration activity. You will provide support to the UK CRO and will have support from a Risk more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team. This person ideally would have extensive experience in core compliance tasks and particular PA Dealing. Key … Skills: 8+ years of Compliance experience Regulatory knowledge with regard to OBI's & PA dealing Ability to face off with senior stakeholders and investment teams Excellent communication skills more »

Job Title: Claims and Funding Officer Location: North London Hours: Full Time (37.5 hours per week) on site Salary: £30,000 - £35,000 Benefits: 25 days holiday, bonus We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and … accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. ________________________________________ Summary of Responsibilities of the Funding and Compliance Officer Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following … managers regularly. Perform day-to-day administrative tasks as assigned by the line manager and divisional head. ________________________________________ Skills & Experience Required for the Funding and Compliance Officer Knowledge of Traineeship funding streams and ESFA guidance and rules. Proficiency in MS Office (Excel, Word, Internet/Email) and Management Information more »

Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across … London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions more »

Job Description Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a … Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within … to work both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial … institutions. Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and … applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as more »

We are looking for an Information Compliance Officer to join our Parliamentary Knowledge and Information Office at the House of Lords. This is an exciting opportunity for someone with good knowledge of data protection legislation and experience of handling FOI/EIR requests, who is keen to use … their expertise to advise and support multiple stakeholders. The work that you do will ensure compliance with legislation and best practice, through your contribution to relevant policies, processes and sharing of knowledge with others. This is an opportunity to work on a hybrid basis where you will be able … policies and procedures on information security issues and the accreditation of ITsolutions, in liaison with the Information Security Team and House of Commons Information Compliance Team - supporting the Head of Information Compliance in completing Data Protection Impact Assessments (DPIAs) for projects and IT solutions that are processing personaldata. more »

customers at the heart of everything we do and that starts with our brilliantly different team of people. Job Description As a Data Protection Compliance Officer , you will support the Group Data Protection Officer (DPO) through the independent assurance assessment of Togethers compliance with the UK … processing business functions, to ensure successful implementation and embedding of the data protection risk processes and controls across the business. As a Data Protection Compliance Officer, we are looking for someone to: Assess and manage the impact of data protection risk, within the current business as usual process more »

A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they … platforms of any London based hedge fund - hence why its employees find no reason to ever look externally for another hedge fund role. The Compliance Officer will assist in all aspects of compliance for the business. Working as part of a team of 3, in a flat … involved in various automation projects, within a world class team. The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best more »

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Key Responsibilities: · Advise on compliance requirements more »

Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. You will support in-house medical affairs and commercial teams, helping facilitate activities and ensure ABPI compliance. This is an 18 month FTC. You will ensure there is a compliance system in place that adheres to the ABPI and PMCPA requirements. Provide compliance training and ensure effective records are kept and maintained. Provide advice and guidance the business on all ABPI related matters. Develop and support SOPs to ensure ABPI compliance. Support the wider compliance team to … and help drive a culture of compliance. Support contract management and appropriately outsource for legal advice when necessary. Experience Required: Broad experience in ABPI compliance ethics programs, including Anti-Bribery and Corruption, Competition Practical experience with the UK ABPI Code of practice. Good understanding of the importance of compliance more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management … Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA … Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

flexible working to all. Our individual impact and output is what counts most. About The Role This is an exciting opportunity for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all … profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting; Supporting the Chief Risk & Compliance Officer with the rollout of more »