1 to 25 of 26 Permanent Regulatory Change Jobs in England with Remote Work Options

Job Title : Regulatory Affairs Manager (ASIC/MAS) Team: Regulatory Affairs Location: Remote working with offices in London & Sofia Rate: Competitive, + commission, + share options Date available: June 2024 Job type: Full Time Line Manager: Interim - Head of Product Control Now Summary Control Now (CN) is a … regulatory technology business established in 2017 specifically to address investment firm’s requirements to submit compliant transaction reports for global reporting regimes such as MIFIR, EMIR, ASIC, MAS and many others. Control Now are disrupting the current market for Transaction Reporting with its suite of fully automated software delivered … business in a growing industry; learn directly from industry experts in a friendly environment and support improving the quality of data available to financial regulatory authorities. Role Summary Control Now (CN) is looking for a Regulatory Affairs Manager to support the business with monitoring and interpreting regulatory more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices … the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and data protection regulatory compliance. Provide subject matter expert advice on all … conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »

Business Analyst - Insurance change Salary Range: £50-79k Location: London Working Model: Hybrid Company Overview: We are working with a global financial services consultancy who are hiring into their fast growing insurance practice. Committed to diversity and inclusion, we celebrate individuality and foster a culture that values innovation … driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

This Tech & AI enabled agency is helping some of the most important companies, government departments, charities, and campaign groups navigate a year of elections, regulatory changes, and policy challenges. They seek to add a quant AD who is keen to join a dynamic and growing company and help them more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more »

Be responsible for ensuring our private label suppliers meet UK retailer standards including environmental & sustainability commitments. Advise and administer with the technical team all regulatory changes which impact on the business and ensure that they are delivered within the timeline set by legislation or internally. Implement appropriate systems of more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

Overview: The Assistant Grid Connections Engineer will play a key role in supporting the development and implementation of grid connection projects, ensuring compliance with regulatory standards and industry best practices. This position offers an excellent opportunity for a dedicated individual to gain hands-on experience in the renewable energy … for renewable energy installations. Conduct site assessments and feasibility studies to evaluate grid connection options and requirements. Collaborate with internal teams, external stakeholders, and regulatory authorities to obtain necessary permits and approvals. Support the preparation of technical specifications, drawings, and documentation for grid connection applications. Assist in coordinating grid … systems. Provide technical support and assistance to project managers, engineers, and other team members as needed. Stay informed about industry trends, emerging technologies, and regulatory changes related to grid connections. Adhere to safety protocols, quality standards, and project timelines to ensure successful project delivery. Qualifications: Bachelor's degree in more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

Permanent/Full time Hours : 8.30 am - 5.00 pm Benefits : Competitive If youre passionate about data protection and dedicated to supporting schools in meeting regulatory requirements, wed love to hear from you. This role can be either home or office-based with the expectation of travelling to schools when … regarding data management, usage, and protection. This multifaceted role encompasses both external client support and internal compliance. You will be responsible for advising on regulatory obligations, conducting assessments, delivering training, and managing policy libraries. Additionally, ensuring companywide GDPR compliance, collaborating with IT Teams to enhance security, and fostering strong … relationships across the company. This position requires adeptness in handling data breaches, supporting regulatory changes, and promoting data protection objectives through various channels. Our ideal candidate will be passionate about data protection, dedicated to delivering exceptional service and driven by a desire to make a positive impact in the more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on … system enquiries and reports, internal documentation and staff interviews to confirm that the firm is not exposed to undue risk. with the monitoring of regulatory breaches and manage the resolution of potential and actual incidents to achieve the optimum outcome for the business and the customer at all times … are reviewed and appropriate action taken depending on whether they are indicative of procedural weakness or failure of internal controls. in the preparation of regulatory submissions. with ad hoc projects including new regulatory guidance, introduction and implementation. The successful candidate must have gained solid Compliance experience of COBS more »

accident prevention. Investigate accidents, incidents, and near misses to determine root causes and implement corrective actions to prevent recurrence. Keep abreast of industry trends, regulatory changes, and emerging technologies related to health and safety, and where possible, incorporate best practices into company policies and procedures. Maintain accurate records and … documentation related to health and safety activities, including incident reports, training records, and compliance documentation. Serve as a point of contact for regulatory bodies, auditors, and other stakeholders regarding health and safety matters. Champion a culture of safety awareness and accountability throughout the organisation, promoting employee engagement and participation … develop effective solutions. Excellent communication and interpersonal skills, with the ability to interact with employees at all levels of the organization and influence behaviour change through relationship building and collaboration. Demonstrated leadership abilities, including the ability to inspire and motivate. Proficiency in Microsoft Office Suite and other relevant software more »

plans and managing the test calendar Collaborate with cross-functional teams to ensure alignment with PCI DSS requirements across all departments Stay abreast of regulatory changes and industry standards related to PCI DSS compliance and integrate them into our processes Manage relationships with external auditors and regulatory bodies more »