1 to 25 of 154 Permanent Regulatory Change Jobs in England

transfers and operations team to streamline administrative processes and enhance the onboarding and user experience for financial advisors Maintain up-to-date knowledge of regulatory changes affecting platform operations and ensure compliance with all relevant laws and regulations If you are passionate about making a difference in a small more »

dispatch of Income Tax certificates for all personal and trust investment portfolios work is completed within Trust Services Service Level Agreements projects with key regulatory changes in producing Management Information (MI) Knowledge and Experience: knowledge of wealth/trust products knowledge in such systems as WGHSS, GHSS HUB, IMS more »

the implementation and maintenance of IT systems and processes in accordance with GMP regulations and guidelines. You will play a pivotal role in ensuring regulatory compliance, managing deviations and CAPAs, and leading validation activities for IT systems and software applications. Additionally, you will provide technical support, collaborate with other … implementation and maintenance of IT systems and processes in accordance with GMP regulations and guidelines. * Facilitate the effective management of deviations and CAPAs, ensuring regulatory compliance and continuous improvement. Additionally, you will play a pivotal role in overseeing change management processes, by assessing impacts, communicating changes, and adeptly … managing stakeholder expectations. * Develop and maintain IT quality procedures, policies, and documentation to ensure compliance with regulatory requirements. * Support audits and inspections related to IT quality and regulatory compliance. * Monitor and audit IT systems and data processes to ensure compliance with regulatory requirements. * Lead validation activities for more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics … Global employee recognition scheme which gives us the opportunity to recognize success. Chance to get involved in shaping our culture and affecting real positive change by joining one of our Employee Resource Groups (ERGs). A creative and engaging company culture right across the business. If you find yourself more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

NIST, CIS-20, COBIT-5 Knowledge of relevant regulations, i.e. DORA, Outsourcing, ESMA, etc. Previous experience in supporting or delivering of large scare regulatory change initiative Experience with contract review of information security schedules and terms Knowledge of financial markets, FMIs and CSD operations is an advantage Knowledge more »

activities focused on corporate governance and compliance. Identify and leverage opportunities arising from the rapidly evolving ESG landscape. Collaborate with global leaders to understand regulatory changes and their impact on clients. Partner with practice and industry groups already engaged in these critical areas. Collaborative Environment: Work closely with Global more »

in the UK and abroad. To help this firm operate effectively they are looking for a candidate with a deep understanding of insurance processes, regulatory requirements, and industry best practices. This role requires a strategic thinker who can manage day-to-day operations while also identifying opportunities for process … to enhance efficiency and reduce costs. Ensure accurate and timely processing of claims and underwriting. Maintain up-to-date knowledge of industry trends and regulatory changes. Develop training programs for staff development. Oversee policy administration and customer service functions. Ensure high levels of customer satisfaction. Manage budget and resource more »

and external stakeholders. Foster and nurture relationships with clients, industry experts, and key stakeholders to cultivate new business opportunities. Keep abreast of industry trends, regulatory changes, and market developments pertinent to asset and wealth management. Requirements : Bachelor's degree in finance, economics, or a related field. Possession of an more »

all applicable customs and trade regulations while maximize feasible savings for the business. The position is responsible for monitoring key industry developments, legislative, and regulatory changes affecting the businesses, assess impact and represent the client in various Trade Associations to ensure their interests are represented. The position will also … compliance personnel and will also support the Global Supply Chain with all departmental goals and objectives. Responsibilities Monitors regional key industry developments, legislative, and regulatory changes affecting the internal business units, assess impact and represent the client in various Trade Associations to ensure their interests are represented. Implement Global more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The division is ideal for collaborative individuals who have strong ethics and attention … to detail. EMEA ICAAP and Regulatory Stress Testing Team The EMEA ICAAP and Regulatory Stress Testing team sits within the Regulatory Policy team in the Regulatory Controllers department within the EMEA Finance division. Regulatory Controllers are responsible for ensuring that Goldman Sachs UK and European … which the business is subject, e.g. Market Risk, Credit Risk and Operational Risk, and other risks as assessed in our ICAAPs. The ICAAP and Regulatory Stress Testing team is a specialist unit which concentrates on: Coordination of the material EMEA entities Internal Capital Adequacy Assessment Process (ICAAPs) Coordination of more »

plan models. Programme manage the delivery of partnership creation, acquisitions and other expansion opportunities. *Strategic projects: *Delivery of LPS strategic projects e.g. market feasibility, regulatory/compliance impact assessment, operating model projects. *Market Analysis:* Conduct comprehensive market research and analysis on the procurement-as-a-service market to identify … emerging trends, customer needs, and potential risks. Stay up to date with industry developments, regulatory changes and other anticipated changes that may impact LPS strategy. *Competitive Analysis: *Conduct competitive intelligence activities to monitor competitors' strategies, proposition offerings, pricing models, and market positioning. Use this information to identify areas where … Excellent knowledge of procurement services market dynamics, industry trends, and competitive landscape. * Deep understanding and interest in procurement technology landscape and how this will change the future of procurement. * Demonstrated track record of leading successful corporate initiatives. * Outstanding communication and presentation skills, being able to effectively convey complex ideas more »

assessments, audits, and compliance reviews to evaluate the effectiveness of security controls and identify areas for improvement. Stay abreast of emerging threats, vulnerabilities, and regulatory changes in the cybersecurity landscape, and proactively adapt security strategies and controls as needed. About you: Experience in working with third party vendors. Excellent … A collaborative cyber security professional, adept at working cross- functionally and an ability to influence and mentor team members. Proven track record of driving change and transformation within a business. Expertise in identifying and mitigating system vulnerabilities. E: j.bhard@locke-mccloud.com Locke & McCloud are the UK’s leading cyber more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

Technology Testing: Manage technology testing activities, including scenario testing and response plans. Vulnerability Assessment: Assess and prioritise vulnerabilities, define remedial actions, and track implementation. Regulatory Compliance: Support the creation of the annual regulatory self-assessment and ensure compliance. What We’re Looking For: Technical Knowledge: Understanding of Operational … Why Join Us? Impactful Work: Enhance the resilience of financial systems. Collaborative Environment: Work with experts dedicated to operational excellence. Professional Growth: Lead significant regulatory change and transformation initiatives. more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

enable strategic objectives. Your responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Excellent written and verbal communication, capable of summarising complex regulatory information into concise, accessible, and useful formats Proactive and independent, capable of performing duties with minimal supervision or push Displays logical sound judgement and more »

into the development of the UK Distribution model and the production of marketing materials. The individual will be a critical sponsor and contributor to regulatory projects through to implementation. Your role and responsibilities will include To be a key Compliance point of contact providing advice and guidance for technical … queries and regulatory matters relating to onshore and offshore distribution and marketing. To be a key contributor to the Distributor oversight framework. To be a key Compliance contributor to regulatory change implementation projects, in particular for this year, key deliverables being the UK’s Sustainability Disclosure Requirements … relation to current and emerging regulations in respect of onshore and cross-border distribution and marketing across multi product and asset classes, and fund regulatory topics where required. To sponsor the development of workflow tools and working practices that enable more efficient reviews of both UK and global marketing more »

visibility and appeal of consumer financial products. Maintain a proactive approach to staying informed about the latest paid search innovations, financial product trends, and regulatory changes in the consumer finance industry, applying this knowledge to maintain a competitive edge in campaign execution. Generate comprehensive reports for clients within the more »

collaborating with local finance teams. Responsibilities: Interpret and apply accounting standards (IFRS and UK GAAP) to complex transactions. Research and analyze accounting pronouncements and regulatory updates. Draft technical accounting papers and maintain group accounting policies. Advise finance teams and business on technical accounting matters. Assist FP&A team with … technical accounting for budgeting and forecasting. Collaborate with external advisors and auditors on accounting matters. Support implementation of new accounting standards and regulatory changes Contribute to production of Group's consolidated statutory accounts. Manage intercompany reconciliation process and reporting for Head Office entities. Assist with financial and covenant reporting more »

lifecycle, adhering at all times to the Product Process Manual and Product Lifecycle Management (PLM) requirements. Project management . Scope and design implementation of regulatory change, and any associated product changes, using effective project management tools to identify and document key milestones and deliverables, capture actions and issues … their launch including continued meeting of customer needs. Product technical support . As a fund domicile/vehicle/platform/asset class or change owner, direct and deliver product technical support on matters such as regulation, tax, customer channels, registrations, disclosures and operational items on both an on … changes that affect their own and Product’s effectiveness or that will require significant input. Competitors and industry. Review analysis of customer, industry and regulatory activity to assess where strategic new fund launches or strategic fund changes are required to inform proposition design and deliver enhancements, developments and changes more »

in Chester is currently 6, with others in India and London. The role will cover the design, preparation, execution & closure of UAT for large change operations regulatory change programs. Responsibilities: You will be responsible for the design, preparation, execution & closure of UAT for large change operations … regulatory change programs. You will be working in a team environment across mutliple teams, Change Operations, Technology and Middle Office What we are looking for: You will ideally have knowledge of Global Markets businesses, products or processes, like collateral You will have Global Markets infrastructure knowledge, from … health reasons 20 days of back-up childcare including virtual tutoring and 20 days of back-up adult care per annum The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a more »

Technology Testing: Manage technology testing activities, including scenario testing and response plans. Vulnerability Assessment: Assess and prioritise vulnerabilities, define remedial actions, and track implementation. Regulatory Compliance: Support the creation of the annual regulatory self-assessment and ensure compliance. What We’re Looking For: Technical Knowledge: Understanding of Operational … Why Join Us? Impactful Work: Enhance the resilience of financial systems. Collaborative Environment: Work with experts dedicated to operational excellence. Professional Growth: Lead significant regulatory change and transformation initiatives. more »

Operational Resilience Business Partner (Corporate Functions & HR) VP Introduction: Are you driven by the challenge of ensuring operational resilience and regulatory compliance within the financial sector? We are seeking an experienced Operational Resilience Business Partner (Corporate Functions & HR) VP to join our team. In this role, you'll play … EU, including the Digital Operational Resilience Act (DORA). Responsibilities: Develop, embed, and manage the Operational Resilience framework, tools, and methodologies in line with regulatory requirements. Act as a single point of contact for corporate functions, supporting the identification of critical/important functions and mapping them within the … Critical/Important Functions (CIFs), including vulnerability assessments and remedial actions. Coordinate testing activities and facilitate scenario testing workshops. Support the creation of the Regulatory Self-Assessment and ensure internal governance and approval. Support the design, planning, and implementation of the overall Operational Resilience framework across the organization. Requirements more »