1 to 6 of 6 Permanent Head of Compliance Jobs in London

Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering … the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue and exchange matters. To manage the day-to-day operation of the CFE Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage the delivery of an annual … Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed on a timely basis. Have more »

Head of Compliance & Enterprise Risk (ERM), International FMCG/Retail Giant, Excellent Package & Benefits - Central London Background: An exciting opportunity for a Head of Compliance & Enterprise Risk to join a high-growth retail business with 4000+ stores across UK and Europe, also with offices … in Southeast Asia. They are looking for an exceptional Head of Compliance based in London to join a growing global dynamic team to support with various priority workstreams and lead across all Enterprise Risk Management (ERM) processes. This role is varied and with that exciting, allowing you … the opportunity to become involved in a variety of projects. You will have input in the scoping and delivery of end-to-end Compliance initiatives and tasks, to drive compliance and improve standards across this rapid growth multinational group. Key Responsibilities: Responsible for all compliance more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The … COO and supports their small, London based Equity Long Investment team in London, based on the Trading Floor. The company are a true example of a successful, established and “boutique” and “family feeling” type of Asset Management environment. The office is full of intelligent Investment professionals and … motivated, ambitious, collaborative and supportive. They boast a solid £AUM and are looking to further grow this out. The London office is made up of Investment/Trading Managers, Client Services, Marketing and Finance professionals. At present, the COO holds the SMF16 and SMF17 Control functions, but they are more »

International payments business is seeking a Head of Compliance and MLRO. This will be a part time role (3 days a week) with the ability to work on a remote basis. The company has an excellent reputation and is well placed for growth and expansion over the … coming years. Responsibilities: Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations Act as the Money Laundering Reporting Officer and Data Protection Officer maintaining relevant policies Ensure all regulatory reporting is completed in an accurate and timely manner Build and maintain strong relationships with … regulatory bodies Requirements: Extensive experience in financial crime compliance with a focus on UK regulations Previous Head of Compliance/MLRO experience Knowledge and experience of payments/e-money Strong communication skills capable of building internal and external relations more »

We are partnered with a Multi Strat Hedge Fund Looking for a senior compliance associate to join the business as part of a global compliance function buildout. The position will work closely with the CCO and US Head of Compliance leading all areas of core compliance, both in an advisory, policy and procedure capacity across UK/EMEA Region. The role will therefore manage a team and be a blend of BAU and strategy as the fund builds out its compliance frameworks to support the continued growth of the … is known to hire best in class talent and thus are looking for candidates who are educated to degree level and have a minimum of eight years buy side core compliance experience. Individuals with experience working with a wide range of asset classes and strong technical skills more »

Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk management framework within the Bell SI business. They will be responsible for Bell’s internal audit function, ensuring ISO certifications are maintained as well as ensuring corporate … compliance policies are established and adhered to. They will be leading a team and working with key stakeholders within the business to ensure that the organisation remains compliant and has a positive approach to risk management. They will also be responsible for developing the ESG and CSR capabilities within … Role Responsibilities: Lead a team to manage the IMS internal audit function, ensuring that all required internal audits are completed as necessary to ensure compliance to Bell’s ISO certifications (9001, 27001, 45001, 14001). Day to day management of HSEQ Lead, Quality & Information Security Audit Lead and more »