to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatorychange to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth … and where it matters most.Connect to your opportunity Our practice has both breadth and technical depth which is increasingly important in an ever changing regulatory landscape. You can expect to be involved in a wide variety of assignments. The key services that you could be involved in include:Finance more »
NIST, CIS-20, COBIT-5 Knowledge of relevant regulations, i.e. DORA, Outsourcing, ESMA, etc. Previous experience in supporting or delivering of large scare regulatorychange initiative Experience with contract review of information security schedules and terms Knowledge of financial markets, FMIs and CSD operations is an advantage Knowledge more »
responding to ad hoc transaction related enquiries; - providing legal support in connection with ad hoc projects as required, including projects related to legal and regulatorychange; - providing legal advice to other group functions and to other lawyers in the department as required The successful candidate will have: - Experience more »
to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatorychange to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth more »
Catalogue. This is a permanent role. Responsibilities: Ensure data privacy framework is up to date Collaborate with the data protection office ahead of upcoming regulatory changes Support the delivery of data privacy roadmap, taking lead on projects Own and manage the data asset catalogue Oversee data asset and data more »
new legislation. Draft and Negotiate: Draft and negotiate new agreements based on client playbook to meet stakeholder requirements. Research and Review: Stay informed about regulatory changes to provide advice and support to business units. Risk Management: Identify, control, and report on significant legal and commercial risks. Project Involvement: Play more »
identifying opportunities for growth, risk mitigation, and maximising returns for corporate clients. Develop and implement strategic financial plans, taking into consideration current market trends, regulatory changes, and client-specific needs. Provide expert guidance on employee benefit schemes Collaborate with internal teams to deliver integrated solutions The client is seeking more »
What you'll be doing: Acting as the product owner for the UK Protection Product Management Team Ensuing that all products comply with upcoming regulatory changes Prioritising changes with the goal of preventing customer harm Delivering Value for Money, risk and audit actions for the Product Management Team Presenting more »
of the context, influencers and drivers of the social housing sector (both current and future), as well as keeping abreast of political, legislative and regulatory changes/challenges. Ability to engage with customers at a C-Suite level. Ability to produce high quality, impactful visualisations in a presentation style more »
business of the group, providing legal support in connection with ad hoc projects as required, including outsourcing projects and projects related to legal and regulatorychange; The ideal candidate would have previous experience providing legal supportfrom a top tier law firm or equivalent financial services organisation. If this more »
of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more »
to analyse revenue streams and identify growth opportunities. Ensure compliance with international financial regulations, including GAAP, IFRS, and local statutory requirements. Stay updated on regulatory changes and lead initiatives to adapt financial processes and reporting practices accordingly. Build strong relationships with stakeholders across departments and regions. Work closely with more »
providing an equitable work environment that is foundational to our core values as a company and is vital to our success. Legal Counsel, Sustainability Regulatory Job Summary We are seeking for a seasoned and motivated candidate to fulfill this new role of Legal Counsel, Sustainability Regulatory. You will primarily … be responsible for providing regulatory guidance and support on sustainability-related regulations and policies as we continue to develop our sustainability programs and refine our ESG reporting. You will be providing strategic input on our sustainability policy, due diligence, governance and reporting issues. You will collaborate with attorneys, both … part of Equinix's Future First sustainability strategy. You will provide day-to-day guidance on existing and emerging regulations and advise on upcoming regulatory changes and enforcement trends including in new areas of law. You will support the development and improvement of internal policies, procedures and capabilities, including more »
documentation. Supporting the business with their digital and crypto asset transactions. Drafting and reviewing relevant legal documentation. Providing legal advice to the business regarding regulatory changes and supporting with the implementation of any necessary updates. Requirements: Admitted to practice as a Solicitor in England & Wales with ideally more »
to enhance and continually evolve our processes and technology stack in order to optimise cash flow, mitigate financial risk and ensure full compliance with regulatory requirements. You will also be responsible for preparing and presenting solid financial data to the business - enabling well-informed decision making - and will regularly … adjustments to optimise returns while maintaining liquidity and safety. Implement best practices and automation tools to streamline processes and enhance efficiency. Ensure compliance with regulatory requirements and internal controls related to treasury operations. Stay informed about relevant regulatory changes and industry standards to ensure the organisation's treasury more »
a Head of Treasury Operations and Transformation to work in a truly global environment taking responsible for overseeing all aspects of treasury operations and change within the group, reporting to the Group Finance Director. This role requires substantial experience of implementing treasury related systems, processes and organisations, as well … as a exceptional understanding of cash management, financial markets, liquidity management, risk management, and compliance with regulatory requirements. The incumbent will play a critical role in ensuring the efficient and effective management of the company's financial resources. Business Overview Established in 1783, ED&F Man is an employee … such as finance, accounting, and legal departments, to ensure alignment of risk management practices with overall business objectives. Compliance and Reporting: Stay informed about regulatory changes impacting treasury operations and ensure compliance with applicable laws and regulations. Prepare treasury-related reports, disclosures, and compliance filings for internal management and more »
financial reporting, leveraging the tools available and developed by Oliver Wyman globally. This will also cover capital optimisation, IFRS 17 and understanding the latest regulatory changes Risk management and support, including validation, risk appetite reviews and oversight, as well as emerging practice on climate risk New business propositions and … we own our impact, holding ourselves to the highest standards to deliver stronger results for our clients, better opportunities for each other and lasting change for society. Oliver Wyman is an equal opportunity employer. Our commitment to diversity is genuine, deep and growing. We re not perfect yet, but more »
and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating regulatory inquiries … preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries. Overseeing the monitoring of adherence to Citi s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. Interacting and working with other areas … within Citi, as necessary. Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Additional duties as assigned. Has the ability to operate with a limited level of direct supervision. Can exercise independence of judgement and autonomy. Acts as more »
Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue … Management Manage the delivery of an annual Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed … the Operational Risk function. Policies and Procedures Manage the creation and delivery of a Compliance Policy Framework that is designed to address all material regulatory and conduct risks. Provide input into and assist with the drafting of relevant Compliance policies and procedures. Support the Compliance team to ensure all more »
PM plays a crucial role in protecting the firm, Fisher Investments Institutional Group (FIIG), and our clients by monitoring and mitigating risk associated with regulatory obligations, internal policies and procedures, and contractual obligations. This role is also critical to new initiatives such as expanding our ESG capabilities, ensuring systems … and processes are adapted to the regulatory environment which changes quite often and our modernization efforts. You will be reporting to the Vice President of Institutional Quality Control and Risk Management. The Day-to-Day: Create and maintain policies and procedures for both internal and external use Work with … Legal and Compliance to identify regulatory changes affecting Institutional and work with FIIG management to project manage their adoption Conduct periodic audits to ensure departmental compliance with various regulatory and contractual obligations Interpret investment management agreements and client guidelines Review pre-trade and post-trade compliance alerts and more »
risk management. Align with enterprise risk management to manage the cyber risk register. Stay updated on the latest changes in security trend, threats, and regulatory changes. Third-party Cyber Security Risk Management Evaluate and assess cybersecurity risks associated with third-party suppliers and service providers to ensure they meet … cybersecurity policies, standards, and controls Experience and solid understanding of industry standards (NIST Cybersecurity Framework, NIST RMF and ISO/IEC 27001 etc.), and regulatory standards such as (HIPAA, SOX, GDPR, SOC2, PCI etc.) Experience with control testing and validation (e.g. NIST 800-53 etc.) Experience developing cybersecurity metrics more »
process for the alternatives fundBuild and maintain strong relationships with clients, partners, and stakeholders, providing exceptional service and strategic guidance.Stay abreast of market trends, regulatory developments, and emerging opportunities in the alternative investment landscape.Ensure compliance with regulatory requirements and internal policies, maintaining the highest standards of integrity and … potential investments.Collaborate with internal stakeholders to integrate ESG factors into investment decisions.Contribute to ESG reporting and communications.Stay abreast of the latest ESG trends and regulatory changes within the financial services industry.The Successful ApplicantWe seek an experienced and dynamic ESG Aware Fund of Alternative Funds Portfolio Manager (Director) to join … thinking, and problem-solving abilities.Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and stakeholders.Knowledge of international markets, regulatory frameworks, and best practices in alternative investments.A strong understanding of the ESG regulatory landscape within the financial services industry.Bachelor's degree in Finance more »
cash and synthetic prime brokerage, (iii) equity margin loans and fund-linked loans and (iv) equity finance. Advise and assist in the creation, structuring, regulatory analysis and launch of new products and businesses. Interpret, educate and assist with the implementation of regulatory changes that impact equities businesses. Advise … the Business, Risk, Compliance and others internally regarding legal and regulatory issues, developments and risks relating to equities businesses. Skills, experience, qualifications and knowledge required: Strong experience with equity products, including equity derivatives. Familiarity with ISDA and a preference for familiarity with other industry documentation (LMA, GMSLA). Familiarity … company s services level and corporate value Entrepreneurial leadership Take on new challenges for improvement and cultivate a corporate culture of challenge by driving change in business operations Teamwork Collaboration Ensure views are not biased, accept different opinions and perspectives, and collaborate with other members to create common values more »
of our commodities trading operations. Monitoring and Reporting: Oversee ongoing monitoring of trading activities, conduct risk assessments, and ensure timely and accurate reporting to regulatory bodies. Training and Advising: Provide expert guidance and training to staff on compliance matters, fostering a culture of compliance and ethical behavior across the … organization. Staying Informed: Keep abreast of regulatory changes and industry trends, ensuring our compliance framework remains current and effective. Qualifications Extensive Experience: Solid experience in compliance roles, preferably within the commodities trading or financial services sector. Regulatory Knowledge: In-depth understanding of applicable regulations and standards, including CFTC more »
continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business. What will you be doing? Providing day-to-day advisory on data … Acting as SME for data privacy, data transfers and localisation, cybersecurity, outsourcing, fintech and innovation Managing stakeholders where legal advice and recommendations on key regulatory, legal and other risk issues are expected Keeping abreast of relevant new regulations and market practices Being accountable for development of legal, compliance and … issues, proactively seek solutions and offer solutions/recommendations Genuine interest in this area of the law and has exposure to topical developments in regulatory changes and development in Asia Some experience with US, EU and/or Asia data-related regulation Where will you be working? Our offices more »
