Catalogue. This is a permanent role. Responsibilities: Ensure data privacy framework is up to date Collaborate with the data protection office ahead of upcoming regulatory changes Support the delivery of data privacy roadmap, taking lead on projects Own and manage the data asset catalogue Oversee data asset and data more »
of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more »
to analyse revenue streams and identify growth opportunities. Ensure compliance with international financial regulations, including GAAP, IFRS, and local statutory requirements. Stay updated on regulatory changes and lead initiatives to adapt financial processes and reporting practices accordingly. Build strong relationships with stakeholders across departments and regions. Work closely with more »
to Client's Providing extensive technical and administrative support to the broking team and providing a lead to all members of the company on regulatory changes, licensing and market developments About you: Two years plus of Technical experience required within a London Market Broker Experience in creating or processing more »
documentation. · Supporting the business with their digital and crypto asset transactions. · Drafting and reviewing relevant legal documentation. · Providing legal advice to the business regarding regulatory changes and supporting with the implementation of any necessary updates. Requirements: · Admitted to practice as a Solicitor in England & Wales with ideally more »
advisor on African legal matters, fostering long-term partnerships. Achieve and exceed assigned sales targets and quotas. Stay up-to-date on legal developments, regulatory changes, and the business landscape within the MEA region. Qualifications Minimum 3-5 years of experience in SaaS B2B sales, preferably within the legal more »
Lead specific research and analysis projects to better understand client needs and behaviors that enable better business decisions and outcomes, or in support of regulatory reports. These efforts will include, but not be limited to: identifying product development opportunities arising from medium to long term macro market trends evaluating … regulatory changes and the potential threats/opportunities to ICE's global derivative markets analyzing the evolution of market architecture and infrastructure, identifying growth opportunities Collaborate and maintain relationships with key stakeholders across ICE exchanges, including senior management, sales & business development teams, market experts, business analysts, developers, with a more »
financial reporting, leveraging the tools available and developed by Oliver Wyman globally. This will also cover capital optimisation, IFRS 17 and understanding the latest regulatory changes Risk management and support, including validation, risk appetite reviews and oversight, as well as emerging practice on climate risk New business propositions and … we own our impact, holding ourselves to the highest standards to deliver stronger results for our clients, better opportunities for each other and lasting change for society. Oliver Wyman is an equal opportunity employer. Our commitment to diversity is genuine, deep and growing. We’re not perfect yet, but more »
in the UK and abroad. To help this firm operate effectively they are looking for a candidate with a deep understanding of insurance processes, regulatory requirements, and industry best practices. This role requires a strategic thinker who can manage day-to-day operations while also identifying opportunities for process … to enhance efficiency and reduce costs. Ensure accurate and timely processing of claims and underwriting. Maintain up-to-date knowledge of industry trends and regulatory changes. Develop training programs for staff development. Oversee policy administration and customer service functions. Ensure high levels of customer satisfaction. Manage budget and resource more »
Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue … Management Manage the delivery of an annual Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed … the Operational Risk function. Policies and Procedures Manage the creation and delivery of a Compliance Policy Framework that is designed to address all material regulatory and conduct risks. Provide input into and assist with the drafting of relevant Compliance policies and procedures. Support the Compliance team to ensure all more »
Central and North West London NHS Foundation Trust
achievement and maintenance of high quality services across the Trust. This includes: Implementation and maintenance of quality monitoring systems to record Trust compliance with regulatory standard Lead coordinator for inspections, steering Trust resources to ensure well-managed, confident inspection management Providing advice and assurance on the quality of services … achievement and maintenance of high quality services across the Trust. This includes: Implementation and maintenance of quality monitoring systems to record Trust compliance with regulatory standards Lead manager for inspections, coordinating Trust resources to ensure well-managed, confident inspection management Providing advice and assurance on the quality of services … CQC Compliance Lead on preparation for the Trusts Monthly and Quarterly Engagement meetings with the CQC Preparation of weekly email updates to Executives on regulatory matters Maintenance of the Quality Assurance section of the Trusts intranet site (Trustnet) To take responsibility for the enquiry tracker and ensure that issues more »
a subject matter expert in Finance Data Lake P L Balance Sheet Income Statement Pricing Adjustments staying informed about industry trends best practices and regulatory changes 4 Develop and implement strategies to optimize Data Models ensuring efficiency accuracy and compliance with regulatory requirements 5 Collaborate with cross functional … Lakes data operations ensuring alignment with organizational goals and objectives 7 Serve as a key point of contact for internal stakeholders external partners and regulatory bodies on custody related matters 8 Conduct regular reviews and assessments of Finance data processes and procedures identifying areas for improvement and implementing enhancements … the financial services industry 4 Proven track record of successfully leading and managing large scale programs in Finance operations 5 In depth knowledge of regulatory requirements and industry standards related to Finance operations 6 Excellent analytical problem solving and decision making skills 7 Exceptional communication and interpersonal skills with more »
a DUA Analyst, you will play a pivotal role in managing our Delegated Underwriting Authority relationships. You will be responsible for ensuring compliance with regulatory requirements, monitoring performance, and driving operational efficiency within the delegated underwriting programs. This role offers an exciting opportunity to work at the forefront of … underwriting operations and contribute to the success of the syndicate. Key Responsibilities: Review and assess delegated underwriting agreements to ensure alignment with regulatory guidelines and syndicate standards. Monitor and evaluate the performance of coverholders and third-party administrators. Conduct regular audits and compliance checks to maintain quality and integrity … generate reports to track performance metrics and identify areas for improvement. Participate in industry forums and engage with market participants to stay abreast of regulatory changes and best practices in DUA management. Qualifications and Skills: Bachelor's degree in Insurance, Risk Management, or related field. Proven experience in delegated more »
OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm … s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the … firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to more »
managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »
risk management. Align with enterprise risk management to manage the cyber risk register. Stay updated on the latest changes in security trend, threats, and regulatory changes. Third-party Cyber Security Risk Management Evaluate and assess cybersecurity risks associated with third-party suppliers and service providers to ensure they meet … cybersecurity policies, standards, and controls Experience and solid understanding of industry standards (NIST Cybersecurity Framework, NIST RMF and ISO/IEC 27001 etc.), and regulatory standards such as (HIPAA, SOX, GDPR, SOC2, PCI etc.) Experience with control testing and validation (e.g. NIST 800-53 etc.) Experience developing cybersecurity metrics more »
process for the alternatives fundBuild and maintain strong relationships with clients, partners, and stakeholders, providing exceptional service and strategic guidance.Stay abreast of market trends, regulatory developments, and emerging opportunities in the alternative investment landscape.Ensure compliance with regulatory requirements and internal policies, maintaining the highest standards of integrity and … potential investments.Collaborate with internal stakeholders to integrate ESG factors into investment decisions.Contribute to ESG reporting and communications.Stay abreast of the latest ESG trends and regulatory changes within the financial services industry.The Successful ApplicantWe seek an experienced and dynamic ESG Aware Fund of Alternative Funds Portfolio Manager (Director) to join … thinking, and problem-solving abilities.Excellent communication and interpersonal skills, with the ability to build and maintain relationships with clients and stakeholders.Knowledge of international markets, regulatory frameworks, and best practices in alternative investments.A strong understanding of the ESG regulatory landscape within the financial services industry.Bachelor's degree in Finance more »
of our commodities trading operations. Monitoring and Reporting: Oversee ongoing monitoring of trading activities, conduct risk assessments, and ensure timely and accurate reporting to regulatory bodies. Training and Advising: Provide expert guidance and training to staff on compliance matters, fostering a culture of compliance and ethical behavior across the … organization. Staying Informed: Keep abreast of regulatory changes and industry trends, ensuring our compliance framework remains current and effective. Qualifications Extensive Experience: Solid experience in compliance roles, preferably within the commodities trading or financial services sector. Regulatory Knowledge: In-depth understanding of applicable regulations and standards, including CFTC more »
Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: Fully qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »
research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »
London, England, United Kingdom Hybrid / WFH Options
In Technology Group Limited
credit and affordability strategies. Key Responsibilities: Develop and enhance risk scorecards and affordability models using statistical techniques. Lead documentation and delivery of models, ensuring regulatory compliance. Analyse customer behaviour data to provide insights for credit and affordability strategies. Collaborate across teams to integrate risk insights into overall strategies. Utilise … development and validation. Monitor model performance and suggest optimizations. Provide expertise on credit risk and affordability to stakeholders. Stay updated on industry trends and regulatory changes. Contribute to cross-functional projects enhancing risk management capabilities. Requirements: Experience in credit risk management and strategy development within consumer lending. Experience developing more »
and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players. Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships. Requirements: A minimum of 10 years of relevant experience in mergers … A deals, demonstrating strong financial acumen and analytical skills. Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations. Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results. Excellent communication and negotiation skills, enabling more »
1LoD and Internal Audit, through effective verbal and written communication. Produce high-quality risk assessments and reports. Support the business through various projects and change programmes, including the delivery of key regulatory initiatives. Maintain robust oversight and monitoring of internal policy and procedure compliance. Operate in line with … when required. Invest in your personal development with support from your line manager. Build and maintain relationships with external industry bodies, staying informed on regulatory changes. Additional Skills: Ambitious and resilient individual with strong communication, reasoning, and influencing skills. Strong understanding of UK regulations and rulebooks related to payment … services and accounts; knowledge of European requirements is a plus. Experience in branch banking or a regulatory law/compliance background is beneficial. Knowledge of banking products and processes for individual and corporate products, preferably with sales process experience. Sound judgment and strong decision-making skills aligned with the more »
Job description Connect to your IndustryDiscover, investigate, influence. Our analytical skills are relied upon to ensure that Deloitte operates safely in an increasingly complex regulatory environment. Are you searching for a new opportunity? Join us to showcase your skills and capabilities. We are part of a national department, operating … Quality, Risk & Security (QRS) function, providing support to our client facing colleagues across the Deloitte network, keeping our business, and our clients safe from regulatory risk.The Quality, Risk and Security (QRS) community is an overarching identity for all the professionals who manage quality and risk for Deloitte. It comprises … a broad range of data processing activities.Providing data protection advice on internal and client-facing projects in support of the firm’s innovation and change agendas, including in relation to generative AI.Advising in relation to data incidents, data subject rights and regulatory requests, to help the firm manage more »
robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. Maintain personal/professional development to meet the changing demands of the role … including all relevant regulatory and legislative training. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to document and track risks using standardised and consistent methodologies. Performing 3rd party risk assessments, review of external control and audit reports Knowledge of Procurement and Supplier Management Able to more »
