1 to 25 of 26 DemandTrendPermanent Regulatory Compliance Jobs in Slough

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Consumer and Privacy Programmes Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

DIVISION/DEPARTMENT: Risk Aggregation REPORTS TO: Manager – Exposure Management REGULATORY RESPONSIBILITY: n/a Company Background Look at the latest headlines and you will see something Ki insures. Think space shuttles, world tours, wind farms, and even footballers’ legs. Ki’s mission is simple. Digitally disrupt and revolutionise a 335-year-old market. Working with Google and UCL … a rich universe of external data and emerging risk modelling practices to the understanding, modelling and optimisation of risk exposures. Principal Accountabilities: Lead the preparation, validation, and submission of regulatory reports related to exposure management, ensuring accuracy, completeness, and compliance with regulatory requirements (e.g., RDL/LCM). Analyse large datasets to extract insights related to exposure … risk, and regulatory compliance. Identify trends, anomalies, and areas of concern in regulatory/internal reporting. Monitor changes in regulatory requirements and ensure reporting processes are updated to reflect new rules and standards. Collaborate with compliance and legal teams to interpret regulatory guidelines. Develop and implement process improvements to enhance the efficiency, accuracy, and timeliness More ❯

to £60,000 (Depending on experience) Join a growing cyber security practice, part of a technology and transformation consultancy. This team helps leading organisations navigate complex cyber risk and regulatory landscapes, combining technical expertise with business insight to build resilience and enable growth. What You’ll Do Advise executives on actionable cyber strategies to support digital transformation Shape and … deliver cyber transformation programmes aligned with organisational objectives Design governance and operational models to enhance cyber maturity and regulatory readiness Assess and define risk-based roadmaps that embed cyber security into business operations Work across a range of industries and environments to solve real-world security challenges Key Skills & Experience Cyber Security: Experience in cyber strategy, risk management, security … architecture, transformation programmes, and regulatory compliance Knowledge of relevant standards: NIST CSF, ISO27001, NCSC CAF, GDPR, NIS2, etc. Certifications such as CISSP, CISM, CISA, M.Inst.ISP, or MSc in Cyber Security Hands-on experience in areas like GRC, cyber threat management, vulnerability management Strong communication skills – written and verbal – with the ability to present to both technical and business More ❯

appointment of an experienced Non-Executive Director. The Opportunity This position will suit a commercially minded and strategically experienced individual with deep expertise in FX, financial risk, treasury, and compliance . The successful candidate will work closely with the CFO and Chief Risk Officer to provide challenge, guidance, and oversight across risk, finance, and commercial operations. The role will … involve chairing the Audit and Risk Committee , offering strategic input on governance, financial crime, and regulatory compliance matters, while also contributing to wider board discussions on growth and business planning. Key Responsibilities Chair the Audit and Risk Committee, overseeing audit processes, internal controls, and enterprise risk management. Provide expert advice to the CFO and Chief Risk Officer across … financial risk, treasury, and capital planning. Support the executive team in shaping commercial strategy, pricing, and international expansion through both organic and acquisitive growth. Offer governance and compliance oversight, with a focus on financial crime, AML, and legal frameworks. Act as a sounding board to the wider executive team, providing objective challenge and constructive input across all areas of More ❯

delivery and integrity of the bank’s payments infrastructure and client service operations. You will play a pivotal role in managing high-volume transaction processing, driving digital transformation, ensuring regulatory compliance, and delivering outstanding service to our payment firm clients including BaaS use cases supporting retail. You’ll bring strong communication skills, a collaborative mindset, and a proven … manage the Bank’s domestic and international payment services (FPS, Bacs, CHAPS, SEPA.) including SWIFT messaging. Ensure all payment systems are efficient, secure, and compliant with industry standards and regulatory requirements. Oversee the strategic direction of payment operations, including transformation initiatives and system upgrades. Engage with industry bodies and regulators. Design and deliver a best-in-class client service … to at Executive Committee and Board levels. Lead a high-performing team across payments and client service functions, promoting a culture of excellence, accountability, and innovation. Partner with Technology, Compliance, Risk, Product, Commercial and Finance teams to align operations with broader business goals. Drive operational resilience, business continuity, and risk mitigation across all functional areas. Manage outsourced partners involved More ❯

protection for our IT systems, OT infrastructure, and critical business data. Reporting directly to the Senior European IT Director, you’ll develop and implement policies, lead incident response, ensure compliance with industry standards, and promote best practice in technology risk management. Key Responsibilities: Develop, implement, and maintain a robust cybersecurity strategy and governance framework aligned with business and regulatory … recovery, ensuring minimal business disruption. Manage patching processes, AI-driven email intelligence tools, and network security across internal and customer-facing systems. Conduct risk assessments, penetration testing, and ensure compliance with standards such as ISO 27001, GDPR, and NIS2. Drive organisation-wide security awareness and training programmes. Maintain and test business continuity and disaster recovery plans related to cybersecurity. … party assessments. About You: Proven track record in cybersecurity management, including threat detection, incident response, and vulnerability management. Strong knowledge of security frameworks (ISO 27001, NIST, CIS Controls) and regulatory compliance requirements (GDPR, NIS2). Hands-on expertise with firewalls, SIEM, IAM, IDS/IPS, and cloud security. Strong understanding of networking, infrastructure, and application security. Experience in More ❯

desks, shipping, finance, legal, IT, and risk teams. Act as a business SME for trading system enhancements (e.g., ETRM platforms), automation, and data governance tools. Ensure processes meet international regulatory requirements (REMIT, EMIR, MAR) Develop training programs, SOPs, and communication plans to support adoption of new tools and processes. What i need from you... Strong background in energy trading … preferably LNG, gas, or power) with a proven track record in process design, optimization, or transformation. Hands-on experience with ETRM systems and digitalization initiatives. Familiarity with regulatory compliance and risk frameworks in global trading environments. Excellent communication and stakeholder management skills Willingness to travel to the Middle East for 1 week per month. This is an outstanding More ❯

data connections between integrated systems and ensure reporting continuity Establish updated data governance protocols and preserve key reporting structures Coordinate migration of absence records, training logs, payroll data, and compliance-related information Collaborate with internal teams to resolve legacy system issues and improve day-to-day system usage Support leadership in delivering strategic people initiatives through system transformation Design … testing plans, including integration and user acceptance testing Create test cases covering core HR processes such as recruitment, absence tracking, and payroll Validate system performance and reporting capabilities for compliance and operational needs Manage issue tracking and resolution in collaboration with vendors and internal teams Provide post-launch support and troubleshoot issues during the initial rollout phase Promote effective … system and identify opportunities for process improvement Proven track record of leading full-cycle HR system implementations Strong project management experience with successful delivery of tech projects Familiarity with regulatory compliance, data protection, and employment data standards Experience managing complex data sets and system integrations Understanding of payroll structures and annual review processes The role offers a competitive More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … it right first time. Why Join KPMG as a Financial Transformation Manager – Banking As a Finance Transformation Manager, you’ll lead complex change initiatives that modernize finance functions, enhance regulatory compliance, and drive strategic value for major banking clients. You’ll work alongside senior stakeholders, manage high-performing teams, and apply cutting-edge technologies to solve real-world … collaborative work environment. Skills we’d love to see/Amazing Extras: Accountancy qualification with strong post qualification experience Client delivery experience in Finance Strategy & Vision, Finance Data & Systems, Regulatory driven change, or Finance Change delivery. To discuss this or wider Consulting roles with our recruitment team, all you need to do is apply, create a profile, upload your More ❯

shop floor operations and embedded analytics for production KPIs • Exposure to SAP IBP, PP/DS, or advanced scheduling tools is highly desirable • Awareness of industry manufacturing standards and regulatory compliance frameworks (GMP, ISO, etc.) Stakeholder & Soft Skills • Strong engagement skills with manufacturing stakeholders: Heads of Production, Plant Managers, and COOs • Ability to translate complex operational processes into More ❯

Emerging Market products. Support modelling and pricing analysis for product offerings. Day to day support for ad hoc analysis requests. Project manage the finance setup in new markets, including regulatory compliance, tax structuring, and accounting processes. Collaborate with legal, tax, and compliance teams to ensure all financial operations align with local regulations. Lead the implementation of finance More ❯

as a key member of the Senior Leadership Team , the COO will play a pivotal role in driving operational excellence, delivering outstanding client service, and ensuring robust governance and compliance across domestic and international operations. This is a rare opportunity to define the future of a fast-evolving, growth-focused financial institution— delivering scalable, resilient, and client-centric operations … all banking operations, including critical third-party and outsourced service providers, ensuring seamless service delivery and adherence to SLAs. Design and optimise processes for operational efficiency, quality, control, and regulatory compliance. Ensure rigorous governance of all outsourcing arrangements, including performance monitoring, contract compliance, and regulatory obligations. Financial Crime Risk Management As first-line owner of financial crime … Due Diligence (CDD): Oversee end-to-end KYC lifecycle, including onboarding, periodic reviews, and trigger-based updates. Client Onboarding: Deliver compliant, efficient onboarding journeys aligned with risk appetite and regulatory requirements. Transaction Monitoring: Ensure timely, effective investigation and escalation of alerts, including SAR management. Sanctions Compliance: Oversee screening and escalation processes for sanctions adherence across clients, payments, and More ❯

to assess the current situation, build relationships, and design and implement a solution that fits all locations. You will need experience in: Designing and implementing IT strategy internationally Navigating regulatory environments in different jurisdictions Managing outsourced partners Cloud and hybrid infrastructure experience Knowledge and experience of cybersecurity, data privacy, and regulatory compliance in a financial services environment More ❯

Data Governance, Modern data platforms: Cloud Data quality Management, metadata, lineage and data modelling Experience with Data integration, master data management (MDM) and designing scalable data pipelines Data Privacy, regulatory compliance, and security best practises BI Tools Power BI, Tableau, Looker proficient in data modelling, SQL, and cloud platforms - Azure, AWS, GCP and their Data services Key Responsibilities More ❯

experience preferred) or from in-house with previous private practice experience. Required Skills: Proven experience in commercial and corporate law in a private practice setting , including contract negotiation and regulatory compliance. Ability to work independently in a remote setting while collaborating effectively with internal teams. Excellent communication skills, with the ability to simplify complex legal issues for non-legal More ❯

make an impact, whilst connecting you with teams around the world in a truly inclusive culture that celebrates our uniqueness. If you think you could support us as a Compliance Diligence Manager, we want to hear from you – together, let’s make our company a great place to work." What’s it all about? We are seeking a Compliance Analyst to join our Due Diligence team during an exciting time of significant business change. The purpose of the Compliance Function is to assist senior management to effectively manage designated risks, and to support the business by being an expert trusted advisor, overseeing a robust, integrated, and effective risk control framework. Compliance has a remit to develop … implement, oversee, and report on a compliance-risk control framework, working closely with the Payments Risk Committee and Payments Board. The compliance-risk control framework includes financial crime compliance and regulatory compliance. Financial crime focus is on Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), Sanctions & Anti-Bribery and Corruption (ABC), and on the associated Know More ❯

Power Platform admin exp/hands-on Good written and verbal communication as will be working with business and IT stakeholders directly background in Sharepoint (Desirable) Financial industry knowledge (regulatory compliance) Present at normal business hours and 3 days per week onsite in UK. HCL Tech is an Equal Opportunity Employer. Applicants receive consideration for employment regardless of More ❯

Lead the recruitment strategy between permanent and temporary support from existing connections and base on workload. Oversee technical and commercial operations with budgetary control, subject to board approval. Champion regulatory compliance, certifications and sustainability within Data Centre designs (BREEAM, Passivhaus, WELL etc). Represent the company as a technical and thought leader in the Data Centre space. Recruit More ❯

evolving digital assets sector. Key Responsibilities Lead Quantitative Model Development: Oversee the creation, validation, and optimization of models for pricing Bitcoin index futures and options, ensuring accuracy, scalability, and regulatory compliance. Risk Management: Develop and refine risk models (e.g., VaR, Expected Shortfall, SPAN) to support trading and clearing operations, collaborating with clearing partners for robust counterparty risk management. Volatility … papers and thought leadership. Team Leadership: Manage and mentor a team of quantitative analysts, fostering a culture of collaboration, innovation, and analytical rigor. Cross-Functional Collaboration: Work closely with Compliance, Risk, Operations, and Technology teams to ensure models meet regulatory standards and support high-throughput, low-latency trading systems. Stakeholder Engagement: Liaise with senior management, clearing counterparties, and … development and data analysis. Strong understanding of risk models (VaR, Expected Shortfall, SPAN) and financial market infrastructure. Familiarity with high-performance computing and low-latency systems is a plus. Regulatory Knowledge: In-depth understanding of financial services regulations, particularly those related to derivatives trading. Leadership and Communication: Exceptional verbal and written communication skills to articulate complex quantitative concepts to More ❯

for candidates that have at least 7 years in a similar or finance related role with a strong background in financial processes relating to commodities trading, risk management and regulatory compliance. We are looking for a candidate with a degree in finance, Accounting or Business Administration. Experience in working within a soft commodities environment is key together with proven … experience of managing global ERP implementations within commodities. Additionally, candidates would need to have a strong understanding of financial processes, reporting, and compliance requirements, a project management accreditation and experience, excellent collaboration, communication and ability to work within a multi-cultural and commodity type business. More ❯

knowledge of ISO 9001, ISO 14001, ISO 22301, ISO 27001, and PCI-DSS compliance. This role will be central to designing, implementing, and maintaining best-in-class security and compliance frameworks, ensuring that all information assets and operational processes are safeguarded to the highest standards. Key Responsibilities Develop, implement, and maintain compliance with ISO , and PCI-DSS standards. … systems and processes. Lead incident response activities, ensuring rapid and effective mitigation. Collaborate with internal stakeholders and external auditors to achieve and maintain certifications. Deliver organisation-wide security and compliance awareness training. Monitor and report on security performance, providing actionable recommendations. Essential Skills & Qualifications ISO 27001 Lead Implementer or Lead Auditor certification (or equivalent). Demonstrable experience managing compliance for ISO , and PCI-DSS. Strong understanding of governance, risk management, and regulatory compliance. Proficiency with security monitoring tools and incident management processes. Excellent analytical, communication, and leadership skills. Desirable Knowledge of GDPR, NIST, or other security frameworks. Experience in highly regulated industries such as, technology, finance, telecoms, and maybe healthcare More ❯

culture across the organisation. Comfortable translating complex technical concepts into accessible language, you will build strong relationships and challenge stakeholders to adopt best practices that enhance security resilience and regulatory compliance. Key Responsibilities: Advise on secure design, delivery and operation of systems and solutions. Support risk owners in managing cyber threats and meeting regulatory obligations. Contribute to the More ❯