1 to 10 of 10 Permanent Compliance Manager Jobs in the South West

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here . You will more »

Compliance and Quality Assurance Manager Our trailblazing global AAC (Augmentative and Alternative Communication) company, is on the lookout for an exceptional Compliance and Quality Assurance Manager to join our product development team and report to the Head of Hardware. At Smartbox, our cutting-edge technology gives … a voice to those with limited speech, positively impacting the lives of people with disabilities worldwide. As a Compliance and Quality Assurance Manager, you will be a driving force for quality in the development team. You will upgrade our team, systems and processes using innovative methodologies. Your expertise … in product compliance or regulatory affairs will be key to our continued success. All around the world, our products, accomplishments and aspirations are a reflection of our teams' values: passionate, caring, empowering, achieving together and enabling change. This is a hybrid role based in Bristol, with the requirement to more »

SALARY 40-55K The Company: Our client is a wealth management company, highly recognised with a fantastic reputation. The Role: The Compliance Manager will Report into the Head of Compliance within the Wealth Management business. The Compliance Manager role will have an Investment Advisory … focus. Working in the BRISTOL office The Compliance Manager will monitor the regulatory environment for key regulatory initiatives relating to investment management, recommending, and implementing solutions. The Compliance Manager will provide a Compliance Advisory service & will support the Investment Management company on asset management issues … including routine advice and resolution of issues relating to restrictions on investments and fund regulations. The Compliance Manager will assist the preparation of regulatory MI, drafting reports and notifications. The Compliance Manager will review and approve financial promotions material, ensuring all documentation meets current regulatory requirements more »

Governance, Risk and Compliance (GRC) Manager Bournemouth based Salary: £50,000 - £55,000 (Dependent on Experience) Hours: Full Time, 40 Hours per week, Monday to Friday Are you a pragmatic and progressive Governance, Risk and Compliance (GRC) professional who is passionate about customer care and commercial success … customers and the implementation and execution of robust risk management processes. Reporting directly to the Executive Director of GRC, your remit will span across compliance, quality assurance, complaint resolutions, and enhancing the competence of our non-advised agents, including the adherence to distance selling regulations. Moreover, you'll engage … in horizon scanning, liaise with insurers and regulatory bodies, and work with our Project Management team to drive positive change. As a GRC Manager, you will be: Spearhead and manage the GRC strategy across the organisation. Keep abreast of regulations related to non-advised selling in financial services and more »

overseeing quality assurance processes and regular audits Monitor and drive staff to meet targets and performance , train and develop staff To provide an asbestos compliance service to the organisation, ensuring that we are adhering to legislation and HSE guidelines Ensure that all areas of servicing processes are documented Plan … Ability to work to strict deadlines Will be passionate about data and will understand the importance of data integrity in delivering a high-quality compliance service. Can prioritise workload and meet performance targets Desirable: Membership of a Professional Institute is desirable. City of Guilds in Legionella Awareness is desirable. more »

Compliance and CQC Manager - Hybrid role Location : hybrid role, which is home based with travel to our head office in Bristol and to other services across the country, as required. Discipline: Quality and Governance Job type : Permanent Salary : £35,357? per annum (£35,069 plus a home working … per year). IT equipment is provided to support the role. Expiry date : 31 Jul 2024 23:59 We are looking for a Compliance and CQC Manager to join our welcoming and friendly team here at Hft. This is a really varied and rewarding role that will give … extensive legal requirements of the regulatory frameworks within which they operate. Reporting to the Head of Quality Improvement, your key responsibilities will include overseeing compliance and management and the complaints handling process and co-ordinating local authority tender responses. You will also oversee relevant Hfts policies and procedures. In more »

The Company: Our client is a wealth management company, highly recognised with a fantastic reputation. The Role: TheCompliance Manager will Report into the Head of Compliance within the Wealth Management business. The Compliance Manager role will have an Investment Advisory focus. Working in the Bristol officeThe … Compliance Manager will monitor the regulatory environment for key regulatory initiatives relating to investment management, recommending, and implementing solutions. The Compliance Manager will provide a Compliance Advisory service & will support the Investment Management company on asset management issues including routine advice and resolution of issues … relating to restrictions on investments and fund regulations. The Compliance Manager will assist the preparation of regulatory MI, drafting reports and notifications. The Compliance Manager will review and approve financial promotions material, ensuring all documentation meets current regulatory requirements and is consistent across the product base. more »

Compliance and CQC Manager - Hybrid role Location : hybrid role, which is home based with travel to our head office in Bristol and to other services across the country, as required. Discipline: Quality and Governance Job type : Permanent Salary : £35,357? per annum (£35,069 plus a home working more »

National Fleet & Compliance Manager Requirement to be in Wiltshire 2-3 days per week plus UK travel Competitive salary/benefits including car allowance, private health cover, pension What this role is: An opportunity to join a multiple award-winning, progressive business with an impressive track record in … Head of Transport, youll oversee all fleet operations across a large fleet for this dynamic business, ensuring excellence in vehicle maintenance, operational efficiency and compliance with all relevant legal and safety regulations. Key Responsibilities: Fleet Management: Oversee vehicle acquisition, maintenance and disposal. Implement policies, manage providers, reduce costs and … optimise fuel use. Compliance: Ensure operations comply with all regulations. Conduct audits, develop training programmes for drivers, and address non-compliance issues. Team Leadership: Lead and develop the fleet and compliance team. Foster a culture of safety and continuous improvement. Customer Relations: Be the primary contact for more »