1 to 25 of 46 Permanent Regulatory Compliance Jobs in the Thames Valley

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Consumer and Privacy Programmes Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

Head of Cybersecurity Governance Risk and Compliance Location: Mainly remote based working in the UK with travel to Oxford, Cowley (OX4 2GQ) occasionally Contract: Permanent Hours: Full time Salary: £70,000 per annum, plus car/car allowance Benefits: 33 days holiday, pension, life assurance, employee assistance programme, wellbeing support, and flexible benefits scheme About the Job As our … Head of Cybersecurity Governance Risk and Compliance youll work closely with business and technology teams, helping to articulate and communicate the InfoSec governance program, identify risks and evaluate and help implement controls and improvements. As part of your key responsibilities youll: Manage the day to day of the function and team Support the management of Information Security governance for … written and verbal communication skills Previous experience within a GRC function, IT Security/Cyber team, Internal Audit or an IT environment Hands on practical experience of ensuring full compliance with legal & regulatory frameworks including ISO 27001 Risk management Strong leadership and communication skills, with the ability to motivate and manage a team Our recruitment and selection process More ❯

We are working with a leading US law firm to hire a Data Protection Analyst in London. In this role, you’ll support the risk and compliance function with a particular focus on data privacy, collaborating closely with colleagues across the business, including legal, IT security, and compliance teams. The firm is seeking a detail-oriented and proactive … individual with experience in data privacy or regulatory compliance, ideally within a law firm environment. You will have at least one to two years of relevant experience and a strong interest in developing your expertise in data protection across a global context. The responsibilities will include: • Supporting data privacy projects and maintaining relevant frameworks • Coordinating privacy and security … workstreams using project management tools • Managing data subject rights requests, including document review • Reviewing client and supplier contracts for data protection compliance • Maintaining records of processing activities across jurisdictions • Conducting assessments on new technologies and processes • Handling file transfers and data-related queries • Monitoring regulatory developments and supporting implementation • Contributing to wider compliance projects and regulatory More ❯

and access. Foster a data-driven culture by ensuring architecture supports self-service analytics and business intelligence tools. Data Governance & Security: Establish and enforce robust data governance practices, ensuring compliance with regulatory requirements and company policies. Partner with IT security teams to implement secure-by-design data architectures that protect sensitive information and mitigate risks. Team Management: Lead … years in leadership positions. Expertise in modern data platforms (e.g., Azure, AWS, Google Cloud) and big data technologies (e.g., Spark, Kafka, Hadoop). Strong knowledge of data governance frameworks, regulatory compliance (e.g., GDPR, CCPA), and data security best practices. Proven experience in enterprise-level architecture design and implementation. Hands-on knowledge of database systems (SQL/NoSQL), ETL More ❯

advancing its information security governance capabilities. This role requires deep expertise in NIST frameworks and Archer GRC, as well as strong leadership in centralising security policy management, controls, and compliance operations. Key Responsibilities: Collaborate with the Executive Director of Security Governance to maintain and evolve the client’s information security policies, standards, and procedures in alignment with the organization … technology teams. Develop and deliver consolidated reports on agreed security metrics, such as training completion rates and awareness initiatives. Coordinate the collection of evidence to support internal and external regulatory attestations and compliance reviews. Drive continuous governance improvements through structured policy lifecycle management and stakeholder engagement. Required Experience and Skills: Proven experience in a security governance or risk … consulting industry. Strong working knowledge of NIST frameworks (e.g., NIST CSF, NIST 800-53). Hands-on experience with RSA Archer GRC platform, particularly in managing controls, risks, and compliance reporting. Excellent understanding of regulatory compliance requirements and security policy management. Exceptional communication and organizational skills, with the ability to influence and guide stakeholders across technical and More ❯

SAP Module (Quality/Manufacturing) as well as external procurement solutions (COUPA). By bridging these domain technologies, you will enable end-to-end process automation, data integrity, and compliance within our highly regulated environment. Key Responsibilities SAP Process Leadership and Design: End-to-End SAP Solutions: Lead the design, implementation, and support of SAP Supply Chain and Procurement … smooth adoption and high levels of operational proficiency. Work in partnership with our AMS Partner to implement and troubleshoot end-to-end solutions, supporting a robust and scalable environment. Compliance and Regulatory Adherence: Ensure all processes adhere to industry standards, GxP regulations, FDA 21 CFR Part 11, and internal governance frameworks. Monitor system performance and integration functionalities to … demonstrated ability to translate complex business requirements into efficient, integrated SAP solutions. Industry Insight: Experience working within pharmaceutical, biotech, or similarly regulated manufacturing environments. Familiarity with GxP protocols, FDA regulatory compliance, ISO standards, and other pertinent quality assurance standards. Educational Background & Certifications: Bachelor's degree in Information Technology, Engineering, Business, or a related field. SAP certifications in EWM More ❯

Manager, you will play a crucial role in overseeing and optimizing the operational performance of our third-party vendor relationships, ensuring alignment with the bank's strategic goals and regulatory requirements. You will lead a team that drives operational efficiency, mitigates risks, and enhances service delivery across our vendor network, which supports core banking, payments, security, and customer service … Drive the overall vendor management strategy, providing authoritative leadership in the governance and oversight of all third-party vendor relationships, ensuring alignment with the bank's strategic goals and regulatory requirements. Lead and own the procurement process, ensuring efficient, transparent, and strategic sourcing of vendors to optimise value, manage risk, and achieve business objectives. Develop and maintain a comprehensive … vendor governance framework, embedding transparency, accountability, and regulatory compliance across all vendor-related activities. Oversee and manage the Vendor Management team and function, ensuring roles and responsibilities are clearly defined, and cultivating a high-performing team that consistently delivers on strategic goals. Lead the development of actionable insights through the production of reports and dashboards on vendor performance More ❯

to £60,000 (Depending on experience) Join a growing cyber security practice, part of a technology and transformation consultancy. This team helps leading organisations navigate complex cyber risk and regulatory landscapes, combining technical expertise with business insight to build resilience and enable growth. What You’ll Do Advise executives on actionable cyber strategies to support digital transformation Shape and … deliver cyber transformation programmes aligned with organisational objectives Design governance and operational models to enhance cyber maturity and regulatory readiness Assess and define risk-based roadmaps that embed cyber security into business operations Work across a range of industries and environments to solve real-world security challenges Key Skills & Experience Cyber Security: Experience in cyber strategy, risk management, security … architecture, transformation programmes, and regulatory compliance Knowledge of relevant standards: NIST CSF, ISO27001, NCSC CAF, GDPR, NIS2, etc. Certifications such as CISSP, CISM, CISA, M.Inst.ISP, or MSc in Cyber Security Hands-on experience in areas like GRC, cyber threat management, vulnerability management Strong communication skills – written and verbal – with the ability to present to both technical and business More ❯

CXL) Develop standardised design patterns and create HLD/LLD documentation for architecture review boards Optimise fabric configurations (Fibre Channel) and replication strategies for ultra-low latency requirements Ensure regulatory compliance across SEC, MiFID II, GDPR, and SOX requirements Act as governance liaison with BISO, audit, and risk teams Essential Experience Technical Expertise 10-15+ years in … capital markets environments Understanding of trade lifecycle and algorithmic trading systems Experience supporting front-office trading applications and market data systems Knowledge of high-frequency trading infrastructure requirements Governance & Compliance Proven experience interfacing with regulatory bodies (FCA, SEC, FINRA) Strong background in financial services audit processes Experience with storage security controls, encryption, and RBAC implementation Desirable Skills Software More ❯

Key Responsibilities Lead and mentor a high-performing Data Engineering and BI team Drive the design and delivery of complex data and analytics solutions Champion data governance, quality, and compliance Collaborate with cross-functional teams to align data solutions with business goals Support Agile delivery and continuous improvement Act as a technical authority and contribute to Kensington's Technical … Analytics 2+ years in a leadership or management role Deep expertise in Microsoft Data Platform (SQL Server, Azure, Power BI, Databricks, etc.) Strong understanding of data governance, privacy, and compliance Proven ability to lead hybrid cloud/on-premise data solutions Experience with CI/CD, DevOps/DataOps, and infrastructure as code (IaC) Essential: Experience working in a … regulated financial services environment , with a solid understanding of data protection, risk management, and regulatory compliance More ❯

appointment of an experienced Non-Executive Director. The Opportunity This position will suit a commercially minded and strategically experienced individual with deep expertise in FX, financial risk, treasury, and compliance . The successful candidate will work closely with the CFO and Chief Risk Officer to provide challenge, guidance, and oversight across risk, finance, and commercial operations. The role will … involve chairing the Audit and Risk Committee , offering strategic input on governance, financial crime, and regulatory compliance matters, while also contributing to wider board discussions on growth and business planning. Key Responsibilities Chair the Audit and Risk Committee, overseeing audit processes, internal controls, and enterprise risk management. Provide expert advice to the CFO and Chief Risk Officer across … financial risk, treasury, and capital planning. Support the executive team in shaping commercial strategy, pricing, and international expansion through both organic and acquisitive growth. Offer governance and compliance oversight, with a focus on financial crime, AML, and legal frameworks. Act as a sounding board to the wider executive team, providing objective challenge and constructive input across all areas of More ❯

develop, and maintain scalable data models that support business intelligence, forecasting, and decision-making processes. Oversee implementation and governance of data lineage and data dictionary frameworks to ensure transparency, compliance, and data quality. Collaborate with cross-functional teams and senior stakeholders on strategic data projects , ensuring alignment with business goals. Provide thought leadership on data science methodologies and analytics … field. Experience working on strategic, cross-functional data initiatives with C-level stakeholders. Familiarity with cloud data platforms (e.g., Azure, AWS, GCP, Snowflake). Knowledge of data governance standards, regulatory compliance, and metadata management. Experience with BI and visualization tools such as Power BI, Tableau, or Looker. Certification in data science, analytics, or cloud technologies (e.g., Microsoft, AWS More ❯

support across global Treasury platforms Conduct proactive health checks and manage incidents through resolution Lead problem management and ensure timely, high-quality fixes Adhere to change management processes and regulatory compliance standards Support disaster recovery testing, user attestations, and audit remediation Maintain and update knowledge base articles and deliver cross-regional training Collaborate with stakeholders across IT, business More ❯

landscape, including various payment rails (e.g., credit/debit cards, ACH, FedNow, SWIFT, RTP, FedNow, SEPA, CHIPS, FedWire, LYNX, Card Rails real-time payments, alternative payments), payment processing flows, regulatory compliance (e.g., PCI DSS, AML), and industry trends. Provide expert guidance to clients on optimizing their payment strategies and leveraging our payment solutions to achieve their business objectives. More ❯

expert advice on corporate and commercial matters, helping safeguard the business while enabling agile decision-making. Close collaboration with teams across the organisation ensures that governance, from both a compliance and risk perspective, remains robust and proportionate across both UK and international entities. Overall, the role is central to building a resilient, well-governed business that can confidently navigate … complex regulatory and commercial landscapes. You will: Provide strategic legal support to the General Counsel on high-value and complex projects , contributing to key business decisions and ensuring legal considerations are integrated early in the planning and execution stages. Manage and deliver a wide range of company, commercial, and corporate legal matters , including all forms of corporate work, drafting … contracts and supervising the work of external legal counsel to ensure consistency, quality, and cost-efficiency. Oversee and strengthen corporate governance practices , including preparing board and committee materials, ensuring regulatory compliance, and supporting governance processes across both UK-based and international legal entities. Implement and manage an enhanced compliance framework , promoting a culture of accountability and integrity More ❯

culture that drives engagement and retention. Develop workforce planning strategies and implement talent development initiatives. 3. Financial Operations Manage financial administration, including budgeting, forecasting, payroll, invoicing, and reporting. Ensure compliance with UK financial and tax regulations, working closely with senior finance stakeholders and external advisors. Provide financial insights and analysis to support decision-making at board level. 4. Office … coordination of strategic initiatives that cut across departments. Manage internal systems and tools that underpin business operations. Oversee office facilities and support services to maintain a productive environment. Ensure regulatory compliance (e.g., data protection, health and safety). 5. Quality Management Set the organisation’s quality strategy and secure leadership buy-in. Develop and oversee the adoption of … quality policies and processes. Monitor ISO9001 compliance and manage audit schedules. Maintain relevant accreditations (e.g., Cyber Essentials, ISO 9001). Evaluate and refine quality systems to ensure they continue to meet business needs. Skills & Experience Essential: At least 5 years’ senior leadership experience in operations, HR, or finance—ideally within a consultancy or professional services context. In-depth knowledge More ❯

protection for our IT systems, OT infrastructure, and critical business data. Reporting directly to the Senior European IT Director, you’ll develop and implement policies, lead incident response, ensure compliance with industry standards, and promote best practice in technology risk management. Key Responsibilities: Develop, implement, and maintain a robust cybersecurity strategy and governance framework aligned with business and regulatory … recovery, ensuring minimal business disruption. Manage patching processes, AI-driven email intelligence tools, and network security across internal and customer-facing systems. Conduct risk assessments, penetration testing, and ensure compliance with standards such as ISO 27001, GDPR, and NIS2. Drive organisation-wide security awareness and training programmes. Maintain and test business continuity and disaster recovery plans related to cybersecurity. … party assessments. About You: Proven track record in cybersecurity management, including threat detection, incident response, and vulnerability management. Strong knowledge of security frameworks (ISO 27001, NIST, CIS Controls) and regulatory compliance requirements (GDPR, NIS2). Hands-on expertise with firewalls, SIEM, IAM, IDS/IPS, and cloud security. Strong understanding of networking, infrastructure, and application security. Experience in More ❯

policies, and security configurations across environments Monitoring & Observability Building sophisticated monitoring and alerting systems Implementing observability solutions for proactive issue detection Creating dashboards and metrics that drive operational excellence Compliance & Security Ensuring HIPAA, GDPR and healthcare regulatory compliance Implementing security best practices across all AWS services Managing access controls and audit trails for regulated environments Collaboration & Innovation … Bash, PowerShell) Highly Valued: Experience in regulated industries (healthcare, financial services, life sciences) AWS cost management and FinOps experience Monitoring tools expertise (CloudWatch, Datadog, New Relic, Prometheus) Security and compliance framework knowledge Experience with observability and APM solutions Why This Opportunity Stands Out: Real Impact - Your work directly improves healthcare outcomes Growth Trajectory - Join a scaling company where your More ❯

Venn Group is delighted to be supporting a regulatory organisation based in London with the recruitment of an Information Governance Officer. This is a full-time temporary opportunity offering hybrid working and a chance to play a pivotal role in ensuring the organisation remains compliant with data protection legislation and best practice in information governance. This role will suit … to senior leaders and staff across the organisation Maintain and review the Information Asset Register and data retention schedules Coordinate responses to FOI and subject access requests, ensuring legal compliance and quality assurance Investigate and report on data breaches, including escalation to the Information Commissioner’s Office (ICO) where required Monitor and report on information governance compliance, compiling … changes in legislation and best practice to drive continuous improvement Ideal candidate profile: Experience working in a data protection and/or information governance role, ideally within a public, regulatory or charitable setting Strong knowledge of UK GDPR, DPA 2018, and FOI legislation Excellent written and verbal communication skills, with high attention to detail Ability to advise and influence More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … it right first time. Why Join KPMG as a Financial Transformation Manager – Banking As a Finance Transformation Manager, you’ll lead complex change initiatives that modernize finance functions, enhance regulatory compliance, and drive strategic value for major banking clients. You’ll work alongside senior stakeholders, manage high-performing teams, and apply cutting-edge technologies to solve real-world … collaborative work environment. Skills we’d love to see/Amazing Extras: Accountancy qualification with strong post qualification experience Client delivery experience in Finance Strategy & Vision, Finance Data & Systems, Regulatory driven change, or Finance Change delivery. To discuss this or wider Consulting roles with our recruitment team, all you need to do is apply, create a profile, upload your More ❯

shop floor operations and embedded analytics for production KPIs • Exposure to SAP IBP, PP/DS, or advanced scheduling tools is highly desirable • Awareness of industry manufacturing standards and regulatory compliance frameworks (GMP, ISO, etc.) Stakeholder & Soft Skills • Strong engagement skills with manufacturing stakeholders: Heads of Production, Plant Managers, and COOs • Ability to translate complex operational processes into More ❯