and defining and executing test cases Working knowledge of financial markets, regulatory landscape and associated processes, including the lifecycle of a trade Experience with regulatory reporting, in particular MiFID, EMIR, SFTR or similar global non-financial regulatory reporting obligations. Flexible and able to work well under pressure in a team environment. Proficiency in Microsoft Office applications Active interest in understanding More ❯
ICE, or IHS Markit. Exceptional communication and stakeholder management skills, including experience working with front-office, risk, and compliance teams. Demonstrated understanding of financial marketinfrastructure and regulations (e.g. EMIR, MiFID II, FRTB). Ability to manage multiple projects simultaneously, under tight deadlines, while maintaining attention to detail. Technical fluency in data structure, reference data, and data architecture principles as More ❯
a fast-paced environment with challenging deadlines, multiple priorities and limited resources. Proven experience in driving change in Capital Markets and particularly Transaction Reporting (ideally SFTR, ASIC, MiFID and EMIR) both as a project manager and a business analyst. Ability to translate regulatory text into implementation requirements and interface with Tech, Operations, Compliance, Legal and Front Office teams to understand More ❯
Risk & Regulatory Change: Strong understanding of the UK and EU regulatory environment Exposure to non-financial risk frameworks (operational, conduct, controls) Experience working on major regulatory programmes (e.g. MIFID, EMIR Refit, T+1, FRTB) Technology Delivery: Understanding of capital markets tech architecture (pre-trade, risk, post-trade systems) Project management experience across tech implementation and system integration Strong data analysis skills More ❯
Successful Applicant The successful Interim Regulatory Business Analyst should have: Expert business analyst or project manager with deep experience in regulatory change implementations including REMIT, MiFIR and/or EMIR Refit. Excellent communicator with the ability to influence senior stakeholders across all levels. Strong experience of regulatory horizon scanning, documenting business requirements and impact analysis. Hands-on experience in documenting More ❯
contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports the full front-to-back (F2B) trade lifecycle, including knowledge of pre-trade systems, risk management systems, post-trade systems, etc. Experience More ❯
Implement monitoring systems to ensure data accuracy, completeness, and timeliness. Support data governance initiatives, including metadata management, lineage tracking, and access controls. Ensure compliance with regulatory standards (e.g., REMIT, EMIR) and internal audit requirements. 5. Innovation & Continuous Improvement Evaluate and adopt new technologies (e.g., streaming platforms, time-series databases, ML pipelines) to enhance data capabilities. Drive automation and optimization of More ❯
to multi-task and prioritize in demanding situations and meet deadlines; Strong analytical, project management and communication abilities. We'd love to see: Regulatory knowledge in MiFID2, Dodd Frank, EMIR; Prior knowledge of Bloomberg platforms in Global Markets; Knowledge of Bloomberg Trading API; An additional European language. Bloomberg is an equal opportunity employer and we value diversity at our company. More ❯
to Intermediate/Advanced Excel skills) Technical knowledge - not all are essential Changes in the market, products, legislation & regulation relevant to the business area- MiFID II, CASS, PSD2, GDPR, EMIR Understanding of payments processing Understanding of settlement and custody process Understanding of equities and derivatives clearingIf this is the role for you, click apply today and the team will be More ❯
Technical skills required Proficient in MS Office tools (strong knowledge of Excel and Powerpoint) French or other second language Prior awareness of some regulatory requirements is an asset (MiFID2, EMIR etc.) General information Entity About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th More ❯
hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) Preferred Qualifications • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations Visa sponsorship may be considered for candidates More ❯
agile and flexible way What skills, experience of qualifications would be beneficial: Implementation experience with Bloomberg Enterprise Good understanding of Bloomberg Data Licence High-level understanding of regulatory reporting (EMIR, MIFID, SFDR) and associated tools Strong communication skills both written and verbal Experience with data warehouses and associated tools (Microsoft SSMS) Experience with agile methods Scientific, engineering or computer science More ❯
in a senior or lead role. Proven experience in the energy trading sector, ideally with exposure to Natural Gas and Power markets, balancing mechanisms, and regulatory frameworks (e.g., REMIT, EMIR). Expert in Python and SQL; strong experience with data engineering libraries (e.g., Pandas, PySpark, Dask). Deep knowledge of ETL/ELT frameworks and orchestration tools (e.g., Airflow, Azure More ❯
experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information. More ❯
regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory change on selected areas of regulatory reporting. Requirements: Strong understanding of regulations More ❯
Regime to which they report under. Coupled with an exceptionalmanagement service and state-of-the-art portal notifications, oursolution is probably the only true end-to-end solution, covering EMIR,MiFIR, FinfraG, and SFTR. At Point Nine, commitment to our communities is integral to ourvalues. We strongly believe that each should reach their bestpotential and with that as Point Nine More ❯
to work on business-critical engagements. In recent years we have helped investment banks to get ready for Brexit, improve their compliance with regulations such as MiFID II, FinFrag, EMIR, SFTR, ASIC, MAS, HKMA, CFTC, SMMD and MMSR. We also help clients to become more profitable, either by developing new revenue streams, or crucially, by reducing costs. While we predominantly … client needs A demonstrable commitment to diversity and inclusiveness Capital Markets and Wealth & Asset Management skills Deep knowledge of global trade and transaction reporting regulations - specifically MiFID II, FinFrag, EMIR, SFTR, ASIC, MAS, HKMA, CFTC, SMMD and MMSR. Run The Bank and/or Change The Bank experience in the aforementioned regulations A successful track record and deep experience in More ❯
Business Analyst to join our team and support the analysis, implementation, and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR, MiFID II, SFTR, and CFTC reporting, along with a strong understanding of financial products and data management. As a Regulatory Reporting Business Analyst, you will play a crucial role in … with multiple internal departments, including software development teams, regulatory operations team and compliance team. Primary duties will include: Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR, MiFID, SFTR, CFTC, etc.), with focus on field population, data transformation, and validation rules Develop and maintain comprehensive data mapping documentation and data lineage diagrams, tracking data flows and transformations … reporting Financial product knowledge (EQ, FI, COMM, IR, FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements Deep understanding of global transaction reporting regulations, particularly MIFID, EMIR, SFTR and CFTC Experience in data mapping and data lineage documentation Strong analytical and problem-solving skills with attention to detail What makes you stand out: Experience with SQL queries More ❯
Role Overview: We are seeking an experienced Business Analyst with a strong background in regulatory transaction reporting under G20 regulations, including but not limited to EMIR, MiFIR, ASIC, MAS, and HKMA . The ideal candidate will have a proven ability to independently lead business analysis activities, including requirements gathering, data mapping, and control framework design to support: Delivery of regulatory … teams including compliance, technology, and operations Conduct quality assurance reviews on existing regulatory data mappings Must-Have Skills & Experience: In-depth knowledge of one or more G20 regulations (e.g.,EMIR, MiFIR, CFTC, SEC, MAS, ASIC, HKMA, Canada) with a focus ondata mappingand regulatory rule interpretation Strong understanding of thetrade lifecycleandtransaction reportingprocesses, particularly forderivatives and securities Demonstrated experience inregulatory change programmeswithin More ❯
Regulatory Reporting SME, you will manage and execute key daily processes, lead issue resolution efforts, and liaise with multiple stakeholders across the business. You will be primarily focused on EMIR and SFTR , while also gaining exposure to other global reporting regimes. Key Responsibilities Collaborate with stakeholders across Front Office, Operations, Compliance, Change Management, and Technology Manage BAU regulatory reporting activities … Actively participate in the Trade & Transaction Reporting Committee and Working Groups to track risks, adapt to regulatory changes, and enhance operational processes Required Skills and Experience Strong experience in EMIR and SFTR reporting is essential Familiarity with other regulatory regimes (e.g., MiFID II , DMO , Commodities Position Reporting , Best Execution , Instrument Reporting , Trade Reporting , REMIT ) is desirable Experience with trade repositories More ❯
scanning across TR's, regulator and industry groups to ensure requirements are gathered and prioritised. Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with the product area of expertise. Qualifications: Proven experience in a similar role Bachelor's degree preferred … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and More ❯
scanning across TR's, regulator and industry groups to ensure requirements are gathered and prioritised. Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with the product area of expertise. Qualifications: Proven experience in a similar role Bachelor's degree preferred … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and More ❯
Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯
Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯
improve client experience, or grow revenue. Assist in training production for internal and external stakeholders, including documentation and e-training tools. Become SME in product and regulatory reporting areas (EMIR, CFTC, ASIC, MAS, MiFIR) and support client meetings. Identify potential risks and escalate appropriately. Experience Required: Extensive experience in a similar role. Bachelor's degree preferred; Master's or equivalent … experience is advantageous. Knowledge of financial services operations, especially trade booking and regulatory reporting (EMIR, ASIC, MAS, MiFIR, MiFID II). Understanding of the competitive landscape and technology trends in trade reporting is beneficial. Leadership competencies include: Strategic Thinking Organizational Savvy Leading Change Financial Acumen Team Building Inclusive Leadership How We Work: Delta Capita is an equal opportunity employer. We More ❯
