1 to 25 of 156 Permanent Regulatory Change Jobs in the UK

access to them. To find out more about Ethypharm, visit http://www.ethypharm.com and follow us on LinkedIn. We are recruiting for a Regulatory Affairs Manager - EU. The role reports to Director of Regulatory Affairs and is based in our offices near High Wycombe managing a small … team. This role is responsible for regulatory efforts for EU and UK products, particularly post-Brexit, where the Marketing Authorisation Holder (MAH) is Ethypharm SAS, France, while regulatory responsibilities remain under this role. The primary objective is to effectively fulfil MAH responsibilities for ESAS and other Ethypharm group … entities concerning the UK portfolio. Key responsibilities Portfolio Management : Specialise in managing regulatory affairs for EU products within Ethypharm portfolio, ensuring adherence to relevant regulations and standards. Gap Analysis : Conduct thorough assessments of Marketing Authorisation (MA) versus manufacturing documents to identify and address any discrepancies. New MA Applications : Lead more »

stakeholders. Monitoring and tracking the performance of property sectors, identifying areas for opportunity and potential risks. Staying updated on industry trends, market conditions, and regulatory changes that could impact lending decisions. Collaborating with team members to ensure the successful execution of property finance deals. Supporting special projects as required. more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

our brand as a trusted thought leader and innovator in SaaS solutions. 10. Continuous Learning and Development: Stay informed about developments in data technology, regulatory changes, and industry best practices, and leverage this knowledge to inform our sales strategies and product roadmap. KEY SKILLS & REQUIREMENTS Ideally 10 years experience … with the ability to articulate complex technical concepts to diverse audiences. Deep understanding of the data industry, including its key players, market dynamics, and regulatory environment. Proficiency in CRM software and other sales productivity tools. Willingness to travel as needed to meet with clients, attend industry events, and support more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

of our main UK offices: London (Uxbridge), Sheffield, Bristol or Manchester (hybrid setup). The Legal Counsel will provide advice on all legal and regulatory matters that impact Insight, working with all business functions to ensure compliance with all our related obligations. The legal team has a strong reputation … procedures, compliance with laws, and contracts. Draft and negotiate commercial contracts, provide training on this matter to the wider Insight business. Anticipate legal and regulatory change and prepare the business to comply with and take commercial advantage of such changes. Work with our Data Protection Office providing legal more »

Central and UK Territory counterparts to ensure best practice and adherence to Group Norms Management of the Essential and Sensitive Suppliers list, TPRM process, regulatory changes and associated governance Skills & Qualification: Educated to degree level (or with commensurate experience) CIPs or MCIPs qualified Leadership capabilities Transformation Mindset Results focused more »

Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex s internal standards. The Senior C&R Analyst will report to and work closely with the Money Laundering Reporting Officer (MLRO … extensively analyse data to establish instances and sources of attempted money laundering. Monitoring of compliance within applicable regulations and analyse the impact of any regulatory changes. Receive escalations regarding high value and higher risk customers such as politically exposed persons (PEPs), play a key role in the decision making more »

along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking … and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and … Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics more »

Be responsible for ensuring our private label suppliers meet UK retailer standards including environmental & sustainability commitments. Advise and administer with the technical team all regulatory changes which impact on the business and ensure that they are delivered within the timeline set by legislation or internally. Implement appropriate systems of more »

Central and UK Territory counterparts to ensure best practice and adherence to Group Norms Management of the Essential and Sensitive Suppliers list, TPRM process, regulatory changes and associated governance Skills & Qualification: Educated to degree level (or with commensurate experience) CIPs or MCIPs qualified Leadership capabilities Transformation Mindset Results focused more »

mark on a renowned international firm by not only reconstructing the firm’s compliance processes in order to ensure that they reflect legal and regulatory changes, but also continuously improving upon those processes thereafter. For this role it is essential that you have extensive experience using, improving, or implementing more »

Perform periodic monitoring checks to ensure 1L and 2L adherence to governance policies and procedures Keep abreast of industry trends and emerging risks; monitor regulatory focus areas and keep internal stakeholders informed Advise on applicable governance processes, controls, policies, and procedures, including their design to meet regulatory requirements … review, draft and provide support for new and existing policies and procedures Support Firm's responses to relevant exams, regulatory inquiries, and enforcement actions Collaborate with Compliance testing groups Help develop and conduct regulatory training for employees, including instruction on regulatory changes Qualifications - External What we’re … looking for: Strong interest in developing working knowledge of data and information management regulatory requirements, including the European AI Act or similar pending or upcoming regulations. Strong oral and written communication skills, and the ability to interact with diverse stakeholders across Risk, Legal, Business and Technology divisions. Ability to more »

organised along a three lines of defence model with well-defined and segregated responsibilities aligned with the Group framework as well as applicable local regulatory requirements and guidance. RISQ is part of the 2nd line of defence and aims to independently analyse, challenge, opine on and monitor the risk … Coordination with head office RISQ teams to ensure UK benefits from global CCR projects and contributes to SG CCR transformation projects.  Ensuring alignment with regulatory CCR requirements and best practices (both local and global) including surveillance and review of updates of applicable regulatory changes/updates.  Assist with … would be beneficial.  Knowledge of Counterparty Credit Risk best practices.  Knowledge of OTC and listed derivative products and associated risks.  Good knowledge of key regulatory (PRA, FCA, ECB) CCR expectations and requirements would be beneficial. SOFT SKILLS  Independent: can challenge status quo or different opinions when needed.  Fast learner more »

London. Role Overview: The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres to the highest standards of regulatory compliance. This senior position requires a deep understanding of trade surveillance, market abuse regulations, and extensive product knowledge in FX, Credit, or Rates. The … patterns and behaviours across FX, Credit, or Rates. Compliance Monitoring: Conduct thorough investigations into suspicious trading activities and report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory … Identify and assess compliance risks associated with trading activities. Develop and implement effective strategies to mitigate these risks, ensuring the firm's adherence to regulatory requirements. Stakeholder Collaboration: Work closely with traders, compliance teams, and senior management to foster a culture of compliance and integrity. Provide expert guidance and more »

with in-depth knowledge of the cryptocurrency industry. This role involves conducting detailed research and analysis of market trends, financial data, blockchain projects, and regulatory changes to produce industry reports, thought leadership content, and investment recommendations. Responsibilities: Market Analysis: Regularly analyze the cryptocurrency market using diverse data sources (internal … as liaise with external research partners including media, consulting firms, and academia. Stay Informed: Keep up-to-date with the latest developments, technologies, and regulatory changes in the cryptocurrency and blockchain industry. Qualifications: Work Experience: Minimum of 4+ years of experience in financial analysis, research writing, or a related more »

along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking … and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and … Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more »

compliance standards, with a focus on incorporating these aspects into the creation of customer, supplier, and product terms. Possesses a strong grasp of fundamental regulatory and contractual concepts such as contract formation, indemnification, liability frameworks, and consequential loss. Demonstrates exceptional problem-solving abilities and meticulous attention to detail. Familiarity … with Data Protection laws and regulations. Experience in foreign exchange, multicurrency products, and understanding of IP/IT and related regulatory frameworks is advantageous. Good understanding of key contractual principles (e.g., contract formation, indemnities, consequential loss, liability regimes and outsourcing) Good understanding of corporate/commercial issues Working knowledge … of relevant UK financial services Awareness of payment systems, retail banking and consumer finance Awareness and/or working knowledge of the UK regulatory ecosystem (nice-to have) Responsibilities: Crafting and bargaining agreements encompassing a diverse range of contracts involving customers, partners, and suppliers. This includes overseeing similar tasks more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

performance reviews. Continuous Improvement & New Business Generate and implement ideas for system and process improvements Design and implement processes for new business products and regulatory changes Innovate within the governance framework and act as a subject matter expert Risk Management Adhere to the risk and control framework Maintain effective … Contribute to raising the profile of our UK branch Essential skills Product knowledge Strong risk management awareness Accuracy and attention to detail Adaptability to change initiatives Strong client service skills Familiarity with financial markets Please send your CV for immediate consideration more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on … system enquiries and reports, internal documentation and staff interviews to confirm that the firm is not exposed to undue risk. with the monitoring of regulatory breaches and manage the resolution of potential and actual incidents to achieve the optimum outcome for the business and the customer at all times … are reviewed and appropriate action taken depending on whether they are indicative of procedural weakness or failure of internal controls. in the preparation of regulatory submissions. with ad hoc projects including new regulatory guidance, introduction and implementation. The successful candidate must have gained solid Compliance experience of COBS more »

all engineering activities. - Drive continuous improvement initiatives to enhance product quality, efficiency, and reliability. - Stay up to date with industry trends, technological advancements, and regulatory changes to ensure the company remains at the forefront of innovation. Engineering Manager Requirements: - Bachelor's degree in electrical engineering or a related field more »

visibility and appeal of consumer financial products. Maintain a proactive approach to staying informed about the latest paid search innovations, financial product trends, and regulatory changes in the consumer finance industry, applying this knowledge to maintain a competitive edge in campaign execution. Generate comprehensive reports for clients within the more »