26 to 50 of 94 Permanent Regulatory Change Jobs in the UK

unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … frameworks, so that you can translate your findings into tangible solutions.You should also be able to develop strong relationships, contribute innovative ideas, and manage change and ambiguity effectively and confidently. Your existing industry and project management knowledge/experience will be critical and will support your development in the more »

of our commodities trading operations. Monitoring and Reporting: Oversee ongoing monitoring of trading activities, conduct risk assessments, and ensure timely and accurate reporting to regulatory bodies. Training and Advising: Provide expert guidance and training to staff on compliance matters, fostering a culture of compliance and ethical behavior across the … organization. Staying Informed: Keep abreast of regulatory changes and industry trends, ensuring our compliance framework remains current and effective. Qualifications Extensive Experience: Solid experience in compliance roles, preferably within the commodities trading or financial services sector. Regulatory Knowledge: In-depth understanding of applicable regulations and standards, including CFTC more »

closely with the Head of 2nd Line Risk & Compliance in providing assurance and challenge to the Arkle business. You will bring your passion for regulatory compliance and risk management to enhance our risk culture and deliver the risk and compliance oversight plan. WHY JOIN US? This role has been … and benefits through our Reward Gateway platform. WHAT YOUR DAY WILL LOOK LIKE Embedding the Group risk management framework across the business. Reporting on regulatory compliance and staying up to date with any regulatory changes. Completing 2nd line oversight activity across risk and compliance. Supporting regulatory change … technical input on implementation and change. WHAT WE ARE LOOKING FOR Risk and Compliance experience in financial services, with a good understanding of the regulatory and anti-money laundering and financial crime environment. Experience of developing risk and compliance processes and leading change. Ability to engage, manage and challenge more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a … Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability more »

unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … Manager in Operating Model Transformation - Capital Markets, you will work on complex and challenging projects within the Capital Markets industry with a focus on regulatory change. You will have the opportunity to learn and grow by using the practice’s sophisticated tools and methodologies, whilst having the opportunity to more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness Work with colleagues from across the business to support their strategic aims whilst ensuring more »

opportunities in the healthcare staffing sector. Support the executive team in integrating and optimizing staffing solutions within acquired businesses. Offer insights on market trends, regulatory changes, and the competitive landscape in healthcare staffing. Ensure that HHIG adheres to high standards of corporate governance. Act as a sounding board and more »

dispatch of Income Tax certificates for all personal and trust investment portfolios work is completed within Trust Services Service Level Agreements projects with key regulatory changes in producing Management Information (MI) Knowledge and Experience: knowledge of wealth/trust products knowledge in such systems as WGHSS, GHSS HUB, IMS more »

consulting, digital transformation and technology services to Finance and Energy markets. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators, and disruptors. We are small enough to care but large enough to matter. The Role more »

and now want to consolidate and standardise as much as possible. The successful candidate will be an excellent communicator, with the ability to manage change, in a large employee-owned organisation (Circa 19,000 staff across the globe). We are looking for someone with the ability to form … in. The Role - Working closely with the Global Head of Finance Operations to design and implement a global payroll operating model, standardising processes, ensuring regulatory compliance and end-to end process documentation to deliver business continuity. As the Global Head of Payroll Operations, your contributions through this role will … plans to further develop individuals within the team Compliance Implementation and oversight of the controls and risk assessments within the global payroll processes Ensuring regulatory changes impacting payroll are identified and implemented in a timely manner Work closely with Tax team to ensure compliance to legislation To ensure periodic more »

hoc technical queries. You will report into the Head of Operations and will work closely with the Technical team to ensure LPPA meets all regulatory requirements. Local Pensions Partnership Administration (LPPA) is one of the UKs leading pension administration companies. We strive to deliver the best experience for over … on an ad-hoc basis - Ensure Scheme Pays elections are processed efficiently - Provide technical feedback to operational staff - Ensure the business is prepared for regulatory change - Provide technical support in client meetings where required - Implement regulatory and/or process changes as directed by the Technical/ more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

meetings Responding to client inquiries and provide ongoing support to address their financial needs and concerns Staying informed about market trends, economic developments, and regulatory changes that may impact clients financial plans Collaborating with other team members to ensure a seamless client experience and adherence to compliance standards Participating more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. Maintain personal/professional development to meet the changing demands of the role … including all relevant regulatory and legislative training. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to document and track risks using standardised and consistent methodologies. Performing 3rd party risk assessments, review of external control and audit reports Knowledge of Procurement and Supplier Management Able to more »

role, you should be experienced co-ordinating projects and creating bespoke solutions for clients. You should be competent producing business case proposals and monitoring regulatory change, ideally within energy or sustainability. Access to a vehicle for work purposes is essential and you should live within commutable distance of more »

Experts in capital markets, banking and payments and wealth and asset managementDeeply knowledgeable in financial services offering, including e.g. Sales & Trading, Finance, Risk & Treasury, Regulatory Reform, Post Trade etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our nimble, agile and … against key market objectives with a focus on Trade & Transaction Reporting and associated market regulations.The types of projects we cover are:Supporting clients with regulatory change across impact assessments, implementation support, remediation, control framework & architecture assessments and regtech implementation focused on trade & transaction reporting (e.g. MiFID, EMIR, CSDR … SFTR, HKMA, MAS, CFTC etc)Compliance within regulatory obligations against tight deadlinesOperating model reviews to assess positioning relative to market and cost optimisation initiativesDelivering on key business change initiativesIn order to support our clients, we need people who have a deep understanding of capital markets/investment banking more »

Role Title: Director - Prudential Regulation Legal Counsel Location: London, UK What will you be doing: Legal adviser on UK and EU prudential regulation, particularly regulatory capital, liquidity and related requirements. The role will provide day-today support to the Group-wide Barclays Group Finance, Risk and Treasury functions in … relation to the interpretation and implementation of prudential requirements and regulatory expectations and interaction with external stakeholders, including regulators, industry peers and counterparties. An important element of this role will be interfacing with key peer stakeholders in the first and second lines, and supporting colleagues across the Legal function … including the US team, in relation to prudential regulatory issues. Providing technical prudential regulation legal expertise to Finance, Treasury and relevant business areas in connection with the determination and management of Barclays' regulatory capital and liquidity positions, in the course of business as usual, strategic transactions, advocacy and more »

your help. Join us to build the digital economy of tomorrow. Job Description We're looking for a talented Legal Counsel with a strong regulatory and product background to join our Legal team. The Legal Counsel will be expected to advise on compliance with financial services and payments regulations … interact with regulators and assist in the implementation of broader regulatory change projects across the Checkout.com group. As Legal Counsel you will work closely with all areas of the business in our offices around the globe. You will need to take a consultative and collaborative approach to solving … Support relationships with regulators on license-related matters Review payments product structures, flows and terms to ensure compliance with legal requirements Advise on payments regulatory matters including compliance with payments laws and related regulations across our different jurisdictions Advise on broader regulatory requirements applicable to financial institutions, including more »

Consultant Gig #789-UK-Marine Services Business - Licensing and Regulatory Compliance Audit Expert Job Description Client The end client is a leading Marine Services Organisation, servicing the Royal Navy in the UK. The Maritime Services business has recognised that with an increasing and diverse organisational structure, ensuring that the … correct licences are in place for the business and its staff, as well as early sight and implementation of regulatory change is of increasing importance. They are therefore seeking assurance to the effectiveness of existing controls. Role The successful candidate will be expected to create the dedicated fieldwork … consist of documentation reviews, process walkthroughs, and interviews with key stakeholders, as appropriate. Access to a Subject Matter Expert in relation to Licensing and Regulatory Compliance would aid those undertaking the fieldwork but is not envisaged to be required for the full duration of the audit. It is expected more »

/services through to the end of their life, and also incorporates in-life change. The Regulation Directorate: Smart DCC operates in a complex regulatory framework. This includes the Smart DCC licence supported by the Smart Energy Code (SEC) and the Retail Energy Code (REC) covering switching. As DCC … to meet its licence obligation to reuse and innovate on the platform, the organisation is increasingly affected by competition law and GDPR constraints. The Regulatory Directorate plays a vital role in enabling DCC to navigate, comply with and benefit from the smart metering regulatory framework. This includes analysing … regulatory requirements, industry codes and standards, and translating them into actionable advice for the organisation. There are four sub-teams in the Directorate: (1) Regulatory Support Accountable for the detailed day-to-day regulatory advice into the business (2) Regulatory Compliance - Accountable for regulatory compliance more »

the following ways: Lead or participate in delivering complex and challenging audits. This predominantly includes thematic audits of UK and EU regulations to satisfy regulatory coverage for the UK legal entities, across a number of lines of business. Lead or participate in the end-to-end planning, fieldwork and … matter expert for Internal Audit Contributes to the development of the annual audit plan. Maintain up to date knowledge of industry best practice and regulatory requirements Carry out other ad-hoc tasks and projects as directed by audit senior management. Represents Internal Audit on projects and at management meetings … In depth knowledge of audit methodologies Strong working knowledge of UK and EU regulation (e.g. MiFID II, EMIR, PSD2, SFTR) and key areas of regulatory focus from the FCA/PRA/EBA Working knowledge of Markets (e.g. FX, Securities Finance, Fixed Income) and Collateral Management products, and applicability more »

support for other international offices in similar topics. Document negotiation relating to current and future counterparty engagements (MLA, ISDA, etc). Continuous development of regulatory strategies, policies, and procedures for cryptoasset activities in the UK and European region across trading, investment banking, and asset management, including managing regulatory change and uncertainty. Conduct ongoing monitoring of the firm's activities to identify potential risks and develop appropriate mitigating measures. Liaise with FCA and other regulatory authorities on relevant matters to the extent necessary. What We re Looking For: A degree in Law is required with five … years of experience in the area of financial services. In-house experience providing legal advice on general corporate matters in the region. Understanding of regulatory frameworks governing the cross-border distribution of financial products within the UK and European region. Familiarity with blockchain technology, digital assets, and the cryptoasset more »

approach bringing together mindsets, expertise, methodologies, and solutions from Strategy, Programme, Digital, Programme Leadership and Human Centred Transformation to better anticipate, shape and manage change in Major Programmes. It empowers project leaders to effectively anticipate and manage change, risk and uncertainty across a programme’s lifecycle, shaping its … people and HR transformation business. As part of a practice that brings research and analytics expertise together with deep industry knowledge, you’ll develop change programmes that are not only innovative, but deliver the most positive impact for all, and in doing so you’ll develop trusted relationships with … of large-scale business/organisational transformation programmes, using traditional and/or agile methodologies with a strong understanding of digital/technology enabled change • Experienced in delivering at least one of the following types of programmes: (1) Finance and Actuarial Transformation, (2) Target Operating Model, (3) Digital and more »

approach bringing together mindsets, expertise, methodologies, and solutions from Strategy, Programme, Digital, Programme Leadership and Human Centred Transformation to better anticipate, shape and manage change in Major Programmes. It empowers project leaders to effectively anticipate and manage change, risk and uncertainty across a programme’s lifecycle, shaping its … people and HR transformation business. As part of a practice that brings research and analytics expertise together with deep industry knowledge, you’ll develop change programmes that are not only innovative, but deliver the most positive impact for all, and in doing so you’ll develop trusted relationships with … of large-scale business/organisational transformation programmes, using traditional and/or agile methodologies with a strong understanding of digital/technology enabled change • Experienced in delivering at least one of the following types of programmes: (1) Finance and Actuarial Transformation, (2) Target Operating Model, (3) Digital and more »

We are:Experts in banking and payments, capital markets and wealth and asset managementDeeply knowledgeable in financial services offering, including, e.g., Finance, Risk, Compliance, Regulatory Change, Financial Crime, Core Banking, etc.Committed to growing our business and hiring the best talent to help us get thereFocused on maintaining our … exist. You will contribute to providing solutions and support the implementation of changes, frameworks and tooling as required to close control gaps and meet regulatory requirements.Our clients are predominantly within Financial Services and look for support in delivering solutions to improve their operational resilience. The type of projects we … Implementation3rd Party engagement model reviewSupplier Chain Identification & AssessmentVendor Risk Assessment & ReviewVendor Risk Mitigation & RemediationRisk Monitoring DashboardsImplementation of Controls & ToolingCyber Posture Assessment & Risk ManagementResponding to Regulatory ChangeSecurity Design & implementationCloud Security Assessment & ImplementationSKILLS AND EXPERTISEGood knowledge and practical experience of operational resilience, third party risk and cyber risk regulatory requirements more »