1 to 25 of 549 Permanent Regulatory Compliance Jobs in the UK

and the US. As a UK-licensed Payment Institution (PI) and in the final stages of securing EU PI authorization, we are committed to ensuring a best-in-class regulatory compliance framework that supports our growth while meeting evolving regulatory expectations. We believe that the future of financial services will be delivered by customer-oriented tech companies … that embed financing in their customer journeys, and we are building the solutions that will power that future. The Role: The Regulatory Compliance Manager will be a key figure in ensuring YouLend maintains a robust regulatory compliance framework. Reporting directly to the Head of Regulatory Compliance this role will focus on enhancing compliance processes, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory authorisations. This role offers an exciting opportunity for an experienced compliance professional to play a pivotal role in helping to shape our regulatory compliance framework and support YouLend with future expansion plans. Regulatory Compliance More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Regulatory Engagement Reports to: Global Head of Regulatory Compliance Location: London/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. We’re not … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Senior Product Security Engineer Develop and implement global regulatory compliance strategies for Sonos products Location: Glasgow, Scotland, United Kingdom Job Tags: Operations About The Role Senior Product Security Engineer - Regulatory Compliance At Sonos we want to create the ultimate listening experience for our customers and know that it starts by listening to each other. As part … to create experiences that both delight our customers and safeguard them and their information from cyber threats. We are seeking an experienced and strategically-minded Senior Product Security Engineer - Regulatory Compliance to join our Product Security team. This is a critical new role central to establishing and maturing our Governance, Risk, and Compliance (GRC) capabilities specifically for … our world class products and services. You will be the internal subject matter expert, working with our legal and product compliance teams to interpret complex global cybersecurity regulations, determine product compliance requirements, and coordinating work across development teams to ensure Sonos products remain secure and saleable worldwide. This role is essential for handling regulatory changes, accelerating market More ❯

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Training, Policy and Governance Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

We have a great opportunity for an ambitious Regulatory Change Analyst to join the Ruleguard team! Take a look at the position overview, key responsibilities and the required skills and experience, plus the great benefits we offer, and see if the role is right for you! Location: Hybrid - Remote working/London Office Hours: Full-time Join a company … that is taking the RegTech industry by storm! Ruleguard is a SaaS application company serving the financial sector compliance market. As a leading firm within the innovative "RegTech" sector we delight in creating cutting-edge business software to make it as easy as possible for banks, brokers, and investment firms to comply with regulation. We are looking for a … Regulatory Change Analyst to support the Head of Risk & Compliance, who is responsible for our Thought Leadership Strategy and oversight of risk management at Ruleguard. This role is best suited to someone with prior experience, or a keen interest, in Horizon Scanning with excellent research skills. We're looking for an enthusiastic individual who is ready to take More ❯

Remote (Belgium); Ireland - Remote Guidewire is the platform P&C insurers trust to engage, innovate, and grow efficiently. We are seeking a visionary and hands-on Global Head of Compliance (GHC) to lead our global compliance strategy, ensuring alignment with complex regulatory environments and fostering trust with customers, regulators, and stakeholders. Role Overview The Global Head of … Compliance (GHC) will oversee all compliance-related activities at Guidewire. As a preeminent cloud services provider and the world leader in insurance software, our customers expect and require ongoing and proactive expertise and consultation on regulatory compliance for all matters related to our cloud service offerings, including in areas such as AI, data privacy, data residency … resilience transparency and security. This executive will ensure full adherence to international, federal, and local regulations while acting as a public and customer facing representative for compliance matters. The GHC will collaborate across legal, risk, operations, and customer-facing teams to embed a culture of ethical compliance throughout the enterprise. Job Description Key Responsibilities Serve as Guidewire's More ❯

The Role: We are seeking a Business Resilience & Regulatory Specialist to play a key role in ensuring compliance with the Digital Operational Resilience Act (DORA) and supporting the transition to business-as-usual (BAU) processes . This role is strategically critical in strengthening our operational resilience, ensuring regulatory compliance, and mitigating potential operational disruptions. The successful … candidate will have a strong regulatory background and be pivotal in meeting program delivery requirements while coordinating with various stakeholders. Experience in managing key stakeholder relationships and a solid technical understanding are essential. Responsibilities: Regulatory Compliance & Framework Development: Support the implementation of a comprehensive business resilience framework aligned with DORA and other regulatory requirements (e.g., NIST … ISO 22301, ISO 27001). Develop training materials, policies, controls, and risk assessment methodologies to ensure adherence to regulatory standards. Support key pillars of the DORA program, including ICT Risk Management, Digital Resilience Testing, and Third-Party Risk Management (TPRM). Stakeholder Coordination & Engagement: Design and execute DORA related workshops to support the successful delivery of the DORA programme. More ❯

became THG Labs. Capabilities include: In-house market knowledge & trends End-to-end service from idea generation through to manufacturing and launch Technical, commercial and production expertise About The Regulatory Compliance Team Based within the Beauty division of the business, The Regulatory Compliance Team is responsible for reviewing and assessing current and new cosmetic regulations globally … including horizon scanning to make sure our clients have the latest information. The team are responsible for checking and tracking the compliance to these regulations of all the ingredients, materials and formulations sourced and manufactured by THG Labs. As well as managing and monitoring various certifications including audits, as well as processing and managing complaints and testing of products. … Why be a Regulatory Technologist at THG Beauty? Reporting to the Regulatory Manager, the Regulatory Technologist is responsible for managing, monitoring and updating Product Information Files for the brands they have been allocated. Supporting these brands with their requests for registrations, as well as ad-hoc requirements - being their point of contact. Develop knowledge and understanding of More ❯

Job Description We are recruiting for an exciting role for a Director SPRI EU & EEMEA Regulatory Operations to be based in either London or Brussels. You will report to the Executive Director, Regional Regulatory Operations Lead, EU + EEMEA, leading a team approximately 6 FTEs (3 direct reports) and contractors. What you will do: You will lead EU … + EEMEA regional activities in support of the RIIM (Regulatory Innovation and Information Management) led Global Regulatory Affairs Clinical Safety (GRACS) Digital Strategy (DS) projects and systems. You will be responsible for partnering closely with key EU +EEMEA stakeholders to ensure the successful regional implementation of GRACS systems and to support continuous improvement of related business process activities. … only affects the EU + EEMEA region, you will be responsible for leading and directing the overall team to meet the project objectives and deliverables, supporting local business and regulatory strategy activities as required. Primary Activities include but are not limited to: People Manager for the SPRI FTEs staff providing strong team leadership; organize and oversee the work of More ❯

Role Title: Compliance Manager – Consumer and Privacy Programmes Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

Role Title: Compliance Manager – Consumer and Privacy Programmes Reports to: Global Head of Regulatory Compliance Location: London or Ireland/Hybrid Job Type: Permanent Who is EML EML is a fast-moving, global fintech on a mission to make payments awesome — instant, secure, and seamless. We connect our customers to their customers, wherever Money is in Motion. … curiosity, and focused on doing things better every day. At EML, you won’t be asked to fit in — we’ll help you stand out. The Team The Risk & Compliance team at EML believes in rolling up their sleeves and getting things done. At EML, we don't subscribe to ivory tower compliance – the organisation seeks a hands … on leader who will engage across the organisation and understand the practical impacts and outcomes of their work. The Risk & Compliance team at EML is divided into two overarching teams: Country Risk & Compliance – hold broad responsibilities within their countries/regions and where applicable hold designated titles (such as SMF or PCF designations). They are supported in More ❯

monitor, control, communicate, and share information with confidence in complex environments and in the most demanding situations. What will you be doing? Reporting to the Director Engineering & Technology the Compliance Officer role will lead regulatory compliance across the organisation, partnering with engineering and manufacturing teams from concept through to production to ensure requirements are built into every … stage of product development. The role will also work closely with stakeholders across international markets to ensure alignment with global regulatory standards. In addition, the Compliance Officer will act as the key liaison with external regulators and certification bodies, supporting ongoing compliance and securing necessary product approvals. Key Responsibilities: Identify relevant compliance regulations and standards by … country and region Develop and manage compliance plans for new and existing products Oversee the full compliance and regulatory approval process Coordinate global product testing with external test houses and secure certifications Support pre-compliance testing during product design Ensure accurate product marking, labelling, and user documentation Work with procurement to confirm supplier compliance (e.g. More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

matters when you are part of the BAND. We celebrate differences and encourage BANDmates to be their authentic selves. What We Are Looking For: We are looking for a Regulatory Counsel to come and join our Global Regulatory Team, based in London as we continue with exciting projects, facilitating communications worldwide. As a Regulatory Counsel, you are … responsible for ensuring legal and regulatory compliance in the countries of the coverage under your responsibility and the topics assigned to you. You will provide daily legal and regulatory advice with regards to Bandwidth products and operational processes, advising different business units and actively following up on any legal and regulatory changes that may impact the … business. You will propose actions to be taken in order to ensure compliance of Bandwidth products with the applicable laws in countries of coverage. You will negotiate different types of service agreements with suppliers and follow up on key regulatory topics globally. You will provide support with regards to any legal or regulatory research, analysis or project More ❯

based stablecoin infrastructure company building next-generation payment solutions that bridge traditional banking and blockchain technology. Its platform enables seamless stablecoin payments, currency exchanges, and crypto integration with full regulatory compliance, leveraging institutional-grade custodial wallets and multi-chain security. Our Client empowers businesses to tokenize real-world assets and operate across diverse financial ecosystems. Licensed for virtual … regions such as the Africa, UAE, Northern America and ASEAN. Job Description Define and Drive Stablecoin Product Strategy Develop and own the stablecoin product roadmap aligned with market needs, regulatory requirements, and business objectives, ensuring competitive positioning in the evolving Web3 ecosystem. Regulatory Compliance and Risk Management Lead efforts to interpret and implement requirements from the HKMA … stablecoin consultation paper and other relevant regulations, embedding robust risk and compliance frameworks into product design and operations. Stakeholder Engagement with HKMA and Regulators Serve as the primary liaison with HKMA and other regulatory bodies, maintaining ongoing communication to ensure product compliance and anticipate regulatory changes. Cross-Functional Leadership Collaborate closely with engineering, legal, compliance More ❯

LEGAL COMPLIANCE OFFICER - TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER - TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

About this role WRITER is seeking a GRC Specialist to shape and lead our governance, risk, and compliance strategy for the AI era. As we pioneer AI/AGI technologies, we face a fast-changing regulatory landscape alongside established compliance frameworks. This role calls for a compliance leader who can balance rigorous adherence to standards with … the flexibility to support rapid innovation. You'll research emerging AI regulations, design scalable compliance programs, and manage risk in a way that accelerates-rather than hinders-our growth. You'll own the end-to-end compliance strategy for WRITER, covering everything from SOC2, ISO, and GDPR to emerging AI governance requirements, while partnering with technical and legal … teams to ensure controls are implemented effectively. If you can translate complex regulatory obligations into practical, business-aligned programs, you'll have a profound impact on how WRITER builds safe, compliant, and trusted AI systems. Role Boundaries & Collaboration What You Own (Responsible) Overall compliance program strategy and management AI regulatory compliance research and implementation Enterprise risk More ❯

Security Assurance Industry Specialist , MENAT Compliance & Security Assurance Team Job ID: Amazon Web Services EMEA Dubai FZ Branch Amazon obsesses over customers, and delivering secure cloud solutions for customers is our priority. We are looking for a cybersecurity professional with security assurance and compliance experience to support AWS's cybersecurity initiatives in the MENAT region. This role will … focus on helping customers securely adopt cloud services while meeting regulated industries requirements and regulations. This position requires experience in cybersecurity governance, risk management, and compliance frameworks, with emphasis on helping regulated customers understand and implement their security and compliance requirements in the cloud. The position will interact with government agencies and institutions, including engagement with Regulators, security … teams, and technical staff across multiple countries in the MENAT region. As part of the AWS Compliance and Security Assurance team, you will support the Security Assurance activities for regulated sectors, help maintain relationships with cybersecurity regulators, analyze security policy requirements, and contribute to tracking industry cybersecurity trends across the region. This role can be based in Middle East More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯

LEGAL COMPLIANCE OFFICER – TECHNOLOGY COMPANY LONDON HYBRID WORKING (2 DAYS IN THE OFFICE, 3 FROM HOME) PERMANENT ROLE Role Overview: Morgan Philips Specialist Recruitment are presently representing a globally operating, UK headquartered IT services and consulting firm with deep expertise in end-to-end technology solutions in their search for a Legal Compliance Officer to join their Legal … global operations. As part of the Legal Team, you will be responsible for ensuring the organisation adheres to legal standards and internal policies across multiple jurisdictions. You will implement compliance programs, monitor adherence, provide risk-based legal advice, and help shape a compliance-focused culture. Key Accountabilities: Compliance and Governance Ensure the organisation adheres to corporate governance … standards, codes of conduct and relevant laws across all jurisdictions. Monitor regulatory developments and interpret their relevance and impact on the business, providing timely advice to leadership and relevant stakeholders. Support the development and application of internal controls to ensure full compliance with all applicable Legal Risk Management Proactively Identify, assess, and mitigate legal and compliance risks More ❯