1 to 25 of 66 Permanent Regulatory Change Jobs in the UK excluding London

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value … customers, stakeholders and the Society. More specifically, you will be part of the Retail Services and Mortgages team which leads in providing real-time regulatory support to the first line teams covering Retail Services (including the branch network and contact centre), Digital, and Mortgages, as well as strategically important … only to provide advice on specific products and services, but also work on high profile programmes involving multiple stakeholders. You will also: Scan the regulatory horizon to identify emerging risks and gain wider industry awareness; Work with colleagues from across the business to support their strategic aims whilst ensuring more »

2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices … the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct and data protection regulatory compliance. Provide subject matter expert advice on all … conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

with the client – but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Analysing the potential impact on the business of recommendations and creating business cases, Planning … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc), Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs … experienced in dealing with multiple pension products and platforms. Previous experience working with large UK pension providers. Experienced in delivering large scale (multi-million) change delivery projects in Life and Pensions sector. Regulatory change experience highly required. Highly numerical as this project will be looking at charges more »

COMPLIANCE MANAGER. Key Responsibilities: work closely with internal stakeholders and consultants to ensure all credit broking activities operate in accordance with all legal and regulatory requirements approve financial promotions to ensure they are in line with regulatory requirements provide advice on FCA consumer credit requirements, including in the … training to the business on all applicable FCA consumer credit regulation maintain up to date knowledge of relevant credit broking and insurance regulations assess regulatory change and emerging risks from regulatory sources, circulating key developments and action points to internal stakeholders report on the performance of Compliance more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

product requirements are met for all customers. The ideal candidate should have stockbroking experience, a strong understanding of the competitive landscape, ability to drive regulatory change, demonstrable market and competitor knowledge, attention to detail, client-centric approach, and be a self-starter who can work well under pressure. … both external vendors and internal stakeholders to align brokerage product requirements Possess a deep understanding of the stockbroking industry, including the competitive landscape and regulatory changes Demonstrate a client-centric mindset in all aspects of product development Thrive in a fast-paced, high-pressure environment while maintaining strong attention more »

visibility and appeal of consumer financial products. Maintain a proactive approach to staying informed about the latest paid search innovations, financial product trends, and regulatory changes in the consumer finance industry, applying this knowledge to maintain a competitive edge in campaign execution. Generate comprehensive reports for clients within the more »

Job Title: Senior Regulatory Affairs and Clinical Lead Job Type: Full-time, permanent position Location: West Oxfordshire, (On-site) Remuneration: £100,000 + This is an excellent opportunity to join a leading medical device manufacturing that is the world leader in Glucose Monitoring, their ranging product portfolio, develops and … most innovative and revolutionary technologies in healthcare, helping people live their best lives through better health. The business is currently looking for a Senior Regulatory Strategy Lead to join the team and take the lead on developing, creating, and implementing regulatory strategies for developing and establishing medical devices. … Key Responsibilities Drive robust regulatory strategies for both developing and established devices ensuring all regulations are adhered to at both local and global levels. Lead all interactions with notified bodies, drive pre-submission meetings and support all cross-functional team. Support in both aspects of regulatory and clinical more »

and minimizing disruptions to the business. Develop contingency plans for critical supply categories. Advanced Sourcing: Stay informed about market trends, industry best practices and regulatory changes related to assigned categories, by attending key trade shows, webinars, and relevant industry events. Utilise CRH Procurement resources to optimise for the benefit more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

needs across the business. Develop and maintain IT policies, procedures, and documentation to ensure compliance and standardisation. Stay informed about industry trends, advancements, and regulatory changes to recommend and implement relevant technologies and practices. About you: University degree in computer science preferred but other qualifications will be considered. Minimum more »

issues, adapting strategies as needed to maintain a competitive advantage. Conduct thorough market research and competitive benchmarking analysis to stay informed about industry trends, regulatory changes and market dynamics that may impact the company’s commercial strategies. Stakeholder Management Collate information and distil data into clear insights and compelling more »

contact for compliance related enquiries. Work closely with the wider Risk & Compliance team to provide holistic support to the business. Prepare reporting to meet regulatory requirements. Oversee and contribute to Compliance Framework ensuring the objectives, focus and scope of compliance monitoring remain valid. Highlight shortcomings and suggest improvements in … internally and externally Be resilient and not shy away from having difficult conversations Nice to Have • Data Analytics skills • Experience of PECR • Experience of regulatory change implementation across B2B or B2C environments • Understanding/experience of technical solution architect/design Should you be keen on the role more »

About Aptia Aptia is a new force in the employee benefits and pensions administration services, on a mission to change the world of administration for the better. In an underserved market, with huge potential for growth, Aptia will serve 1,100 clients in the US and UK markets and … with colleagues across Aptia to help identify and deliver cost effective solutions to support the Pension Dashboard requirements. What we’re looking for Essential: Regulatory change experience. Planning, monitoring and controlling projects, including risk management. Financial control and budget management. Financial Services background. Desirable: Knowledge of Pensions Dashboard more »

all engineering activities. - Drive continuous improvement initiatives to enhance product quality, efficiency, and reliability. - Stay up to date with industry trends, technological advancements, and regulatory changes to ensure the company remains at the forefront of innovation. Engineering Manager Requirements: - Bachelor's degree in electrical engineering or a related field more »

Central and UK Territory counterparts to ensure best practice and adherence to Group Norms Management of the Essential and Sensitive Suppliers list, TPRM process, regulatory changes and associated governance Skills & Qualification: Educated to degree level (or with commensurate experience) CIPs or MCIPs qualified Leadership capabilities Transformation Mindset Results focused more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

services to ensure data storage, security, and scalability. Develop and optimize SQL queries for data extraction and analysis. Stay updated on industry trends and regulatory changes within the insurance sector to inform data strategies and solutions. Experience: Proven experience in building and maintaining data lakes or data warehouses using more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

of our main UK offices: London (Uxbridge), Sheffield, Bristol or Manchester (hybrid setup). The Legal Counsel will provide advice on all legal and regulatory matters that impact Insight, working with all business functions to ensure compliance with all our related obligations. The legal team has a strong reputation … procedures, compliance with laws, and contracts. Draft and negotiate commercial contracts, provide training on this matter to the wider Insight business. Anticipate legal and regulatory change and prepare the business to comply with and take commercial advantage of such changes. Work with our Data Protection Office providing legal more »