2 of 2 Permanent MiFID Jobs in Yorkshire

compliance with CASS, business change delivery, Operations and the wider business, to ensure regulatory compliance and a superior user experience for our customers. Focusing on ensuring regulatory compliance for MiFID II transaction reporting and resolving system & trading issues in a timely, regulatory compliance and customer-centric manner, as well as pro-actively determining and implementing measures to ensure ongoing compliance. … we meet the ever-changing needs of our 26 million customers. We're growing with purpose. What will I be doing? Submission of regulatory transaction reporting in compliance with MiFID II requirements Validate source data against regulatory reports to ensure completeness and accuracy Ensure identification and completion of controls to provide robust ongoing monitoring processes Provide technical support, quality service … implementation with pre and post deployment smoke testing in addition to appropriate level of communications. What you'll need Experience in Trade and Transaction report submission in line with MiFID II regulations Knowledge of MiFID II regulatory requirements Knowledge of fund platforms, investments, pensions, tax treatment of individual investing Detailed wrap product knowledge and experience of operations within a regulated More ❯

compliance with CASS, business change delivery, Operations and the wider business, to ensure regulatory compliance and a superior user experience for our customers. Focusing on ensuring regulatory compliance for MiFID II transaction reporting and resolving system & trading issues in a timely, regulatory compliance and customer-centric manner, as well as pro-actively determining and implementing measures to ensure ongoing compliance. … we meet the ever-changing needs of our 26 million customers. We're growing with purpose. What will I be doing? Submission of regulatory transaction reporting in compliance with MiFID II requirements Validate source data against regulatory reports to ensure completeness and accuracy Ensure identification and completion of controls to provide robust ongoing monitoring processes Provide technical support, quality service … implementation with pre and post deployment smoke testing in addition to appropriate level of communications. What you'll need Experience in Trade and Transaction report submission in line with MiFID II regulations Knowledge of MiFID II regulatory requirements Knowledge of fund platforms, investments, pensions, tax treatment of individual investing Detailed wrap product knowledge and experience of operations within a regulated More ❯