Birmingham, England, United Kingdom Hybrid / WFH Options
Capital Dynamics
Legal and Compliance, Fund Operations, Marketing and Communication. Assist with various seasonal, annual, and semi-annual projects (FATCA/CRS/tax compliance, KYC & AML checks, transfers, annual investor meetings (AIM) planning, and webcasts). Close coordination required with Legal/Compliance/IM/Marketing & Communications teams and third … terminology. Experience of investor reporting procedures is highly desirable though not essential. Strong knowledge of anti-moneylaundering (AML/KYC) and control procedures, client onboarding, GDPR requirements, partnership subscription and transfer agreements, data protection. Highly developed interpersonal, customer service and verbal/written more »
Kings Hill, England, United Kingdom Hybrid / WFH Options
Trinnovo Group | B Corp™
Deputy Money-Laundering Reporting Officer (DMLRO) Location: Kent Industry: Banking An exciting opportunity has come up with a bank who are looking for a deputy MLRO to help them on the next stage in their journey. As Deputy MLRO you'll work closely with the MLRO … to support the implementation of anti-moneylaundering (AML) and counter-terrorist financing (CTF) measures. Responsibilities include assisting in generating MLRO reports, conducting risk assessments, and participating in thematic reviews. This role plays a crucial part in ensuring compliance with regulatory requirements and mitigating … financial crime risks within the organisation. Additionally, you'll collaborate with the MLRO and other stakeholders to refine AML/CTF policies and procedures, fostering a culture of compliance across the bank. Requirements: Experience in SARs handling, including collaboration with authorities such as the National Crime Agency (NCA). Proficiency more »
regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-moneylaundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the more »
Greater London, England, United Kingdom Hybrid / WFH Options
ComplyLens Limited
London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory Change Business Analyst role, with the flexibility for remote work. more »
product and engineering teams to design features that enhance user experience while bolstering security and reducing friction. Partner with Compliance Officers to ensure all AML and compliance requirements are fully met. YOUR SKILLS AND EXPERIENCE Over 4 years of experience in fraud management with either a bank or fintech startup. more »
Glasgow, Scotland, United Kingdom Hybrid / WFH Options
esure Group
by improving data analysis and business intelligence. Develop and maintain strategies to mitigate financial loss and regulatory risks, with a focus on anti-moneylaundering compliance. Responsible for crafting fraud prevention strategies and ensuring consistency with policies throughout the company. The day to day … procedures for responding to law enforcement inquiries to minimise operational impact and derive financial benefits. Implementing and designing procedures for compliance with anti-moneylaundering legislation to mitigate regulatory and reputational compliance risks. Maintaining high-quality communications with Financial Crime business leaders Designing and … of Crime legislation Broad knowledge of fraud/financial crime risk management for both insider and external fraud Understanding of AntiMoneyLaundering/Proceeds of Crime and Suspicious Activity Reporting regimes as applicable to general insurance Track record of implementing, enhancing and delivering more »
Manchester Area, United Kingdom Hybrid / WFH Options
esure Group
by improving data analysis and business intelligence. Develop and maintain strategies to mitigate financial loss and regulatory risks, with a focus on anti-moneylaundering compliance. Responsible for crafting fraud prevention strategies and ensuring consistency with policies throughout the company. The day to day … procedures for responding to law enforcement inquiries to minimise operational impact and derive financial benefits. Implementing and designing procedures for compliance with anti-moneylaundering legislation to mitigate regulatory and reputational compliance risks. Maintaining high-quality communications with Financial Crime business leaders Designing and … of Crime legislation Broad knowledge of fraud/financial crime risk management for both insider and external fraud Understanding of AntiMoneyLaundering/Proceeds of Crime and Suspicious Activity Reporting regimes as applicable to general insurance Track record of implementing, enhancing and delivering more »
product and engineering teams to develop features that enhance user experience, improve security, and minimise inconveniences Work closely with Compliance Officers to ensure all AML and compliance requirements are met successfully SKILLS AND EXPERIENCE SQL experience FinTech experience ideal Experience working within Fraud Analytics Numerical degree from a top University more »
strong stakeholder management skills, requirement gathering, translating functional requirements to technical specifications and shape solution designs. Delivered previous automation projects in KYC, CDD and AML space. Our Customer First behaviours are all about putting customers and members at the heart of how we work together. You can strengthen your application more »
Guildford, England, United Kingdom Hybrid / WFH Options
Motus Legal Recruitment
key member of the firm’s risk management team, helping implement and overseeing statutory and regulatory compliance with the SRA, with experience of the AML regulations, taking responsibility for the firm’s complaints procedures and for the firm’s adherence to the Lexcel quality standards. It is in every sense more »
mobile app) and Non-Digital (e.g. contact centre) Banking ChannelsBanking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-MoneyLaundering Act).Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and more »
City of London, London, United Kingdom Hybrid / WFH Options
Kennedy Pearce Consulting
activity within the team, including monthly 1 to 1's, performance monitoring and objective reviews Adhere to internal policy and regulatory requirements - FCA, PRA, AML, Prevention of Financial Crime, and Data Protection etc. ESSENTIAL EXPERIENCE REQUIRED Previous managerial experience of an underwriting, credit or lending team within a bridging/ more »
Senior Business Analyst - Technology Compliance SME - Fenergo - £120,000 - Hybrid 3 days per week Join an esteemed commodities trading firm positioned for remarkable growth. Our client, a global organization engaging in both physical and financial trading, fosters an entrepreneurial culture more »
Greater London, England, United Kingdom Hybrid / WFH Options
Soldo
We are looking for a highly-talented, self-motivated and analytical individual to join the Financial Crime Compliance Team. You will be joining the AML function within Soldo Financial Services and will be responsible for Transaction Monitoring and Sanctions Screening activities. The Transaction Monitoring aspect of the role will focus … the Financial Services sector. Previous experience working with Featurespace/ARIC risk hub system is an advantage. Experience in a control/risk or AML function. A strong understanding of the name screening and payment screening logic Knowledge and experience to work with several systems and technology programs that facilitate … day operations, including KYB/KYC case management tools, public company registers, Sanctions and PEP screening tools, Transaction Monitoring systems (such as Featurespace, Go AML and Tableau). Strong knowledge of EU and UK regulatory AML requirements including the Central Bank of Ireland (CBI) AML guidelines and Financial Conduct Authority more »
looking for a Lead Internal Auditor/Audit in Charge with Financial Crime Experience to assist us with financial crime audits of our clients’ AML programmes . The ideal candidate will have experience of planning and leading financial crime audit programmes for financial services firms, including UK banks and electronic … of planning and managing multi-jurisdictional audits would be desirable. The ideal candidate will also hold a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA). more »
Birmingham, West Midlands, United Kingdom Hybrid / WFH Options
ICA
Principal Examiner - Homebased Location : Homebased Salary : Competitive, DOE Contract : Part Time, Permanent Benefits: Hybrid Working, Performance-Related Bonus, Pension, Life Assurance, Additional Holiday Purchase, Health Cash Plan, Subsidised Gym Memberships, Cycle to Work scheme, Discount Vouchers and Access to Wellbeing more »
Employment Type: Permanent, Part Time, Work From Home
with recent awards from Deloitte and recognised as one of the fastest growing FinTechs in the UK. Their technology solves issues around KYC/AML, Compliance and Risk. Following recent investment the company are about to enter their next phase of rapid growth and are looking for a Sales Professional. … You will need to have proven experience of selling high AOV SaaS solutions in to C-Level decision makers. Any experience around KYC/AML, HCM/HR solutions, FinTech SaaS, Legal, Onboarding would be highly beneficial due to the nature of the conversation you will be having. This is more »
with recent awards from Deloitte and recognised as one of the fastest growing FinTechs in the UK. Their technology solves issues around KYC/AML, Compliance and Risk. Following recent investment the company are about to enter their next phase of rapid growth and are looking for a Sales Professional. … You will need to have proven experience of selling high AOV SaaS solutions in to C-Level decision makers. Any experience around KYC/AML, HCM/HR solutions, FinTech SaaS, Legal, Onboarding would be highly beneficial due to the nature of the conversation you will be having. This is more »
with recent awards from Deloitte and recognised as one of the fastest growing FinTechs in the UK. Their technology solves issues around KYC/AML, Compliance and Risk. Following recent investment the company are about to enter their next phase of rapid growth and are looking for a Public Sector … have experience of selling SaaS, understand the public procurement process and be familiar with the tender and bid process. Any experience around KYC/AML, HCM/HR solutions, FinTech SaaS, Onboarding would be highly beneficial due to the nature of the conversation you will be having. This is a more »
with recent awards from Deloitte and recognised as one of the fastest growing FinTechs in the UK. Their technology solves issues around KYC/AML, Compliance and Risk. Following recent investment the company are about to enter their next phase of rapid growth and are looking for a Public Sector … have experience of selling SaaS, understand the public procurement process and be familiar with the tender and bid process. Any experience around KYC/AML, HCM/HR solutions, FinTech SaaS, Onboarding would be highly beneficial due to the nature of the conversation you will be having. This is a more »
talented individual to join their team for two days per week to help them achieve their EMI license and build a robust compliance and AML framework. Key Responsibilities: Collaborate closely with the firm’s Compliance Consultants to drive the EMI license application process. Develop, implement, and maintain compliance and AML … policies and processes. Monitor and review transactions to ensure compliance with AML regulations. Conduct risk assessments and manage AML compliance audits. Provide training and guidance to staff on AML and compliance matters. Report suspicious activities and ensure adherence to regulatory requirements. Requirements: Proven experience as an MLRO in the payments … or money remittance sectors. Strong knowledge of AML regulations and compliance frameworks. Experience in applying for and securing regulatory licenses. Excellent analytical and communication skills. Ability to work independently and collaboratively. Benefits: Competitive salary of £95-105K pro rata. Fully remote working arrangement, offering flexibility and convenience. more »
Lawyers. Job Description: We are looking for a Senior Auditor with Financial Crime Experience to assist us with financial crime audits of our clients’ AML programmes . The ideal candidate will have experience in auditing financial services firms including UK banks and electronic money institutions. The candidate should … controls. Audit report writing experience. Excellent communication and interpersonal skills. The ideal candidate will also hold a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA). more »
London, England, United Kingdom Hybrid / WFH Options
Stellar Select
Experience managing and influencing stakeholders Awareness of the changes and development in regulation and legislation and their impact on the business including Anti-MoneyLaundering, Data Protection Act, Financial Conduct Authority, Consumer Duty For more information regarding the role of Senior Propositions Development Manager more »
Senior Financial Crime Manager is required to join a globally expanding Fintech Business with offices in Swindon and London. This will be a remote position with occasional travel into the office and a salary of up to £95,000 plus more »
Alert Resolution: Ensure timely resolution and escalation of alerts. Payment Activity Review: Monitor and review payment activities. Documentation: Document all investigations, approvals, and rejections. AML Trend Analysis: Review and analyse AML trends and news to identify high-risk areas, counterparties, or keywords for monitoring. What We're Looking For: Experience … Previous experience in transaction monitoring and AML within crypto, digital assets, and payments. Communication Skills: Confident, proactive, and inclusive communicator at all levels. Teamwork: Strong analytical, time management, and teamwork skills. What's In It For You? Competitive Salary: Up to £55,000 per annum. Exceptional Benefits: Comprehensive benefits package. more »