26 to 50 of 89 Permanent Compliance Manager Jobs

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Position: IT Compliance Manager Location: Remote Salary: £50,000 About Us: We are working with a leading player in the Financial and Legal Sector who are on the hunt for an experienced and meticulous IT Compliance Manager to join their ranks in managing and maintaining key … accreditations to continue driving the success of a multimillion-pound organisation. Role Overview: As an IT Compliance Manager, you... more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in Basildon. Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure … compliance with UK, EU, US and other Export Control laws and regulations. Responsibilities: Provide expert guidance and advice to individuals and managers across all levels within the IS&P LoB based at our Basildon facility to ensure adherence to UK and international import/export laws, encompassing regulations such … Arms Regulations (ITAR), along with internal corporate policies. Collaborate with the IS&P LoB to understand Business Winning objectives, ensuring early consideration of trade compliance aspects, timely resolution of export licensing issues, and integration of trade compliance plans into project lifecycles. Attend and support Business Winning Reviews and more »

beyond our technology. Our vibrant culture thrives on diversity and connectivity without borders. The role We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. You will be supporting the Head of Risk & Legal Compliance (HRLC) by developing … SUSE’s products and services around the world. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and effective relationship skills to collaborate with a wide range of stakeholders and … drive export compliance throughout the organisation. Responsibilities Include: Design, develop and execute SUSE’s export and sanction compliance policies, practices, and controls Manage all facets of SUSE’s trade compliance program, included restricted party screening, export licensing and control classification, training, incident management and risk assessments Develop more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

Responsible AI Manager – AI Ethics and Compliance, £850 - £950 per day, Inside IR35, 12 Months We're looking for a dynamic, Responsible AI Manager to lead the development and implementation of an AI ethical framework and governance. The successful candidate will ensure that our use of artificial … GDPR and EU Act, adhering to established ethical principles. Develop and implement a robust framework for ethical AI usage. Collaborate with stakeholders to integrate compliance considerations into existing processes and the AI development lifecycle. Work with technology teams to establish effective monitoring and evaluation systems for AI applications. Implement … awareness of AI ethics principles and solicit input for framework development. Support in crafting and delivering training and awareness campaigns on AI ethics and compliance requirements. Required Experience & Skills: Proven track record in AI ethics, with a comprehensive understanding of ethical principles, regulatory requirements, and best practices. Familiarity with more »

The Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders … well as strategically important programmes and initiatives such as the Consumer Duty. You will proactively support and challenge the business to help ensure conduct, compliance and operational risks are effectively mitigated aligned with the heightened expectations of the Consumer Duty. This is vital to ensure that Nationwide achieves its … or if part time you'll spend 40% of your working time, at one of our offices. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here. You will be more »

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

and our sector’s, integrity. The spectrum of the team is broad – ranging from anti-bribery & corruption, anti-money laundering, market abuse, trade controls compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement authorities. Working for a leading professional services … based on regulation applicable to professional services firms, using up to date knowledge on the relevant laws/industry guidance.Experience of key components of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate formats such as management reports, technical briefings and regulatory analysis more »

Risk & Compliance Manager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & Compliance Manager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & Compliance Manager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & Compliance Manager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »

Grid Connections and Compliance Manager Climate17 are working with a market-leading renewable energy developer who focus on providing flexible generation and grid stability services to support the UK energy sector’s transition to net zero. Since 2019, they have developed and built over 20 separate power assets … and 3 of its Stability Pathfinder programmes. Due to growth in the project management team, they are now seeking an experienced Grid Connections and Compliance Manager to assist in developing grid stability projects across the UK. This will be a permanent position within the business. Location The client … UK), and regular visits to the client’s Cardiff city centre office when required, alongside working from home. Role As a Grid Connections and Compliance Manager you will primarily be responsible for successful delivery of the EHV, HV and LV grid connections for new grid stability facility projects more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term … to help our clients, our people and the world to prosper. As a future Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK Compliance. DISCOVER your opportunity To provide a key point of contact … individual will be a critical sponsor and contributor to regulatory projects through to implementation. Your role and responsibilities will include To be a key Compliance point of contact providing advice and guidance for technical queries and regulatory matters relating to onshore and offshore distribution and marketing. To be a more »

Vehicle Registration Data & Audit Compliance Manager · £50,000 - £55,000 · Initial 2 years Fixed Term Contract · Near Epsom, Surrey (location is most easily reached by own transport) · Hybrid working (3 days a week in the office) · ASAP start · Generous benefits package (Performance related bonus, Pension, access to their … membership, subsidised Café and Canteen, 25 days holiday + all bank holidays) *** Do you have audit/financial experience ? If so we have the Compliance role for you *** The UK automotive landscape is evolving. 2024 marks a significant timeline in the UK’s decarbonization strategy and the introduction of … commercial vehicle) registrations are required to be zero emissions at the tailpipe. Therefore, we are on the hunt for a Vehicle Registration Data & Audit Compliance Manager who has at least 4-5 years of experience within regulatory/compliance setting to join our Global automotive OEM, voted more »

Technical Risk and Compliance Manager I am working with a leading software company who are currently experiencing rapid growth and a variety of exciting customer engagements across a variety of sectors, to support this they require a Technical Risk and Compliance Manager with experience in SaaS … to apply, no sponsorship is offered with this role You will be responsible for overseeing and managing the technical aspects of their risk and compliance program Responsibilities Technical Expertise Deep understanding of the technical risks faced by a SaaS software company and the design aspects that can be put … mitigate these risks. Knowledge of secure software development practices, secure networking and protection mechanisms, and data security. Technical Risk Develop and maintain the technical compliance framework and documentation for the company’s platform, keeping this updated as changes are made to their security approach. Implement and monitor technical controls more »

Senior Compliance Manager London - Hybrid Duties: Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. Implement systems and controls, including policies and procedures. Provide input to the Group Compliance Monitoring Programme. Undertake regulatory monitoring of international regulatory developments. Provide regulatory advice … to business stakeholders. Support the Head of in preparing updates and reporting in relation to international compliance matters. Help team members maintain licensing records required. Experience: Experience in a similar Compliance role within the Insurance market is essential Strong knowledge of international regulatory and compliance requirements. Have … an excellent understanding of international regulatory frameworks, with an ability to swiftly understand the requirements and regulatory landscape of new jurisdictions. Broad generalist compliance experience covering licensing, sanctions & financial crime, data protection and compliance assurance required Specific experience in the North America, Australia and/or European insurance more »

COMPLIANCE MANAGER***** Robert Half is delighted to partner with a leading International bank providing banking services including traditional corporate transactions, investment banking and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory … To advise and work with the 1LoD to design and implement controls to meet regulatory expectations. To attend key governance committees and represent the compliance team by being able to effectively provide real time advice and effective challenge to stakeholders. To report and escalate key regulatory risks to senior … management and governance committees. To work with wider 2nd line and 3rd line assurance functions to consider regulatory risks. Provide input to compliance reporting for internal committees and external regulators. Manage a team of compliance officers ensuring the business objectives are delivered and provide guidance and support where more »

Role Overview: The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA’s Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the … firm’s reputation. Key Responsibilities: Regulatory Compliance: Ensure the firm’s operations comply with the FCA’s CASS rules, maintaining accurate records and implementing effective controls. Policy Development: Develop, implement, and review CASS policies and procedures, ensuring they are robust and up-to-date with current regulations. Monitoring and … Reporting: Conduct regular compliance monitoring and prepare comprehensive reports for senior management and regulatory bodies. Training and Support: Provide training and guidance to staff on CASS compliance matters, promoting a culture of compliance within the organisation. Risk Management: Identify, assess, and mitigate risks related to client assets more »

our ambitious goals and become the World’s Number One payment provider, we need you to join us as our newly created Risk and Compliance Operations Manager. THE ROLE AND TEAM: At Enfuce, It is an exciting time to join our BIN Sponsorship team as Risk and Compliance Operations Manager and help shape our processes as we begin to grow our customer base. The Risk and Compliance Operations Manager will lead our efforts in managing risks and ensuring compliance across our operations. This 1LOD position is crucial for developing a critical part of … our business, offering the successful candidate significant exposure and career development opportunities. Working closely with our Head of Risk and Compliance Operations, this role is an important individual contributor position in our risk and compliance framework, embodying integrity, and being proactive in identifying and communicating risks and compliance more »