51 to 75 of 86 Permanent Compliance Manager Jobs

Export Control Manager Havant, Hampshire | Permanent, Full-Time | Hybrid Working The primary purpose of this position is to provide expert advice and guidance to individuals and managers at all levels within the business unit to ensure compliance with UK and foreign import/export laws (including the US … Regulations (ITAR)), as well as conforming with internal corporate policies and procedures, including CMMC accreditation in the future when available. As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders … you will drive a culture of compliance to protect the business and enable strategic objectives. This role is business critical as SLS UK must stay compliant with both UK & EU trade regulations, in particular export controls for all military sales, which are a large % of SLS UK GTV. The more »

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch Being the central point of contact for … staff/law enforcement agencies regarding the reporting of suspicions/enquiries Overseeing completion/update of the Compliance monitoring program Maintaining/updating London Compliance handbook and other regulatory documents Developing/maintaining appropriate Compliance policies/procedures Monitoring daily operations of the London branch AML … policies/activities Establishing adequate systems/controls for AML/sanctions Completing annual MLRO and annual Compliance reports to Head Office Attending Compliance and Risk Committee Meetings Completing annual risk reviews for Head Office Compliance Liaising with regulators/auditors/NCA Your experience must include more »

Are you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. 4 days a week in the Edinburgh office. Responsibilities: Provide Expert Compliance … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Manage Corrective Actions: Ensure agreed corrective actions are tracked and resolved effectively, maintaining compliance standards across the organization. Develop Regulatory more »

Senior Compliance Advisory Manager Investment Management Location: Bath (Hybrid, 2 days in the office, 3 days WFH) Salary: To £75k + bonus + benefits Fancy joining an investment management business that’s as ambitious as you are? A business that’s not resting on its laurels, despite already … establishing itself as a market leader within its field? Following significant recent investment, the firm is now looking to further strengthen its Compliance department with a number of new hires. Exciting times lie ahead as the business looks to build on its success to date, its ambitious growth plans … the opportunity to shape this newly created role and really make your mark. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. You’ll also be responsible for developing and implementing compliance training more »

As the Export Control Manager, you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders you will drive a culture of compliance to protect the business and enable strategic objectives. Your responsibilities: Serve as … subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and US licensing and agreements, ensuring business … needs and future strategic aims are accommodated with minimal disruption Continuously develop and embed compliance and security procedures and processes Undertake an active role in various project groups, analysing complex business transactions to ensure compliance requirements are proactively met and risks are appropriately monitored Liaise and coordinate directly more »

Tax Assistant Manager – Advisory & Compliance Why Join KPMG as a Tax Assistant Manager: Corporate Tax Advisory & Compliance The KPMG Corporate Tax team is a fast-growing part of the KPMG tax practice. Operating from London regional offices, we do work which, serving the region with diligence … profile field, Tax can offer a surprisingly broad range of quality career paths to ambitious people. We are recruiting for an experienced Tax Assistant Manager to provide UK tax advisory and compliance services to our clients and targets. The team is diverse and collaborative, with individuals based nationwide. … making sure that fees are raised regularly and identifying situations where overruns can be billed. Keeping internal control records up to date and ensuring compliance with quality control procedures. What will you need to do it? Qualified (ACA/ACCA or CTA or equivalent). Sound knowledge of UK more »

Building Compliance Testing Manager (Air tightness, Sound Insulation, Ventilation) Borehamwood, UK £35,000 - £45,000 + Training + Progression + Development + Laptop/Tablet + Workwear + Holiday + Pension Are you an experienced air tightness, sound insulation and ventilation testing engineer looking to get into a … an impressive portfolio of clients and customers within the housing association sectors and have lengthy goals to become the market leading, go-to building compliance testing company. In line with this growth, the company are looking to onboard an excellent testing manager to effectively manage and monitor the more »

Compliance and CQC Manager - Hybrid role Location : hybrid role, which is home based with travel to our head office in Bristol and to other services across the country, as required. Discipline: Quality and Governance Job type : Permanent Salary : £35,357? per annum (£35,069 plus a home working … per year). IT equipment is provided to support the role. Expiry date : 31 Jul 2024 23:59 We are looking for a Compliance and CQC Manager to join our welcoming and friendly team here at Hft. This is a really varied and rewarding role that will give … extensive legal requirements of the regulatory frameworks within which they operate. Reporting to the Head of Quality Improvement, your key responsibilities will include overseeing compliance and management and the complaints handling process and co-ordinating local authority tender responses. You will also oversee relevant Hfts policies and procedures. In more »

you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Financial Services Risk and Compliance Consulting Senior Manager to join our team in New York, New York (US-NY), or NYC, United States (US). Do you find … outcomes, helping them to respond to digital proliferation by focusing on customer-oriented services, just-in-time services, and modularized product offerings. The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today's risk management and compliance requirements to protect institutional … assets against threats and risks to business profitability. Our practice specialties include operational risk management, internal and external compliance, Financial Crimes prevention, Governance Risk and Compliance (GRC) capabilities, and digital fraud solutions. As a Risk and Compliance Consulting Senior Manager , you will work collaboratively as part more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and … and concerns to stakeholders and senior management. Collaborate with contractors, suppliers, and other stakeholders to ensure project safety. Provide leadership in the management of compliance and risk assessment processes. Lead the development of standardized global quality plans, policies, processes, and systems to ensure continued compliance with external and more »

Export Control Manager £61k Warton hybrid working Permanent position My client is a Global leading Aerospace and Defence organisation. Recruiting for an Export Control Manager with the responsibility to lead the international programmes within the business. Responsibilities: Being the lead person for the International programmes within the business … the subject matter expert in leading the knowledge and understanding of key export control regimes and feeding this to the wider business and ensuring compliance with day-to-day business activities Develop and implement export control processes and procedures to ensure compliance with export control regulations Provide support … regulations Current Knowledge on International Export Control laws and regulations Team Leading and people management experience If you are interested in this Export Control Manager role, please APPLY and submit your CV for immediate consideration. more »

Export Control Manager £61k Warton– hybrid working Permanent position My client is a Global leading Aerospace and Defence organisation. Recruiting for an Export Control Manager with the responsibility to lead the international programmes within the business. Responsibilities: Being the lead person for the International programmes within the business … the subject matter expert in leading the knowledge and understanding of key export control regimes and feeding this to the wider business and ensuring compliance with day-to-day business activities Develop and implement export control processes and procedures to ensure compliance with export control regulations Provide support … regulations Current Knowledge on International Export Control laws and regulations Team Leading and people management experience If you are interested in this Export Control Manager role, please ‘APPLY’ and submit your CV for immediate consideration. more »

Coopman Search and Selection are partnered with an award-winning, specialist Regulatory Compliance consultancy, who provide expert advice and products to financial institutions, as they look to add a Manager to their growing Credit, Insurance & Mortgages team. Key responsibilities of the Manager; Provide support to clients with … with a variety of Compliance related support, from FCA authorisation applications to auditing and regulatory due diligence Answer clients' technical queries and provide advisory support; Keep up to date with FCA and industry wide developments to assist clients; Assisting and providing oversight to support the work of more junior … members of the team Become a trusted advisor and first point of contact for firms. Experience and qualities required of the Manager; Working and demonstrable knowledge of the regulations around Insurance and Credit firms Ability to work quickly whilst demonstrating strong attention to detail, a background in consultancy would more »

have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring … will play a pivotal role in establishing CAMO approvals and re-writing manual and process documents. Within the role you will: Ensure that the Compliance Monitoring System is effective in its application and any follow up actions required addressing findings; Monitor compliance with Part-CAMO and Part-M … Review Staff (ARS) to issue an ARC or send the recommendation to the responsible register NAA; maintenance of accurate records and documentation related to compliance activities, audits, and corrective actions Guidance and training is provide to CAMO staff regarding regulatory requirements, compliance procedures, and best practices Opportunities for more »

To to unprecedented growth and expansion, Randd are now seeking to hire an experienced R&D Tax Compliance Consultant/Manager. Your primary responsibility is to assist clients in maximising their Research and Development (R&D) tax incentives and ensuring compliance with relevant tax regulations. You will work … R&D activities and associated expenditures. Collaborate with technical teams and subject matter experts to gather necessary information for substantiating R&D claims. Documentation & Compliance - Prepare comprehensive documentation supporting R&D tax credit claims, ensuring adherence to regulatory requirements. Stay abreast of changes in tax laws and regulations related … to R&D expenditures and tax benefits. Client Relationship Management - Foster strong client relationships by serving as a trusted advisor on R&D tax compliance matters. Communicate complex tax concepts in a clear and concise manner to clients. Cross-functional collaboration - Collaborate with internal teams, including tax professionals, accountants more »

Business Relationship Manager, Accountancy Audit, Compliance, L&D, Mainly Remote, 12 month FTC Business Relationship Manager/Audit Learning & Development Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to … into a permanent role. This is within the Audit space of this particular firm where you will be working almost as a Business Relationship Manager (more on the business side) between Learning & Development and Audit. Audit experience/knowledge is not essential but is preferable. Alternative to Audit, we … trusting relationships with key stakeholders in the business and really help to drive new ideas forward. Read on for more details Experience required: Experienced Manager (or equivalent) Strong understanding of Audit including the regulatory environment Ability to build and maintain strong working relationships with senior stakeholders Proven ability to more »

The Role Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based, Equity focused Asset Management company, to hire a permanent “Head of Compliance.” The role will report … senior level hire ready to take on increased responsibility and able to work independently. Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months into the role. Our … client is looking for someone who has gained from either an Institutional Equity focused Investment Manager, or Hedge Fund. Please note that you need to be able to fit into a smaller working environment, where the roles are both senior and strategic, but also very hands on. Our client more »

We're looking for an IT Compliance & Controls Manager to join us in Watford. The opportunity: You will be a key member of our IT Team, helping to ensure there is a robust data & technology controls framework. This role offers an excellent opportunity to make a genuine impact … on the company’s risk and compliance frameworks across the EMEA region. What you’ll be doing: This position will involve the following tasks/deliverables: Establishing, embedding and enhancing a comprehensive data and controls framework across the EMEA region that reflects WPP guidance; Conduct regular checks and operational … Preparing detailed audit reports, highlighting findings, recommendations, and opportunities for continuous improvement; Collaborating with stakeholders from across the business to foster a culture of compliance and risk management; Monitor and track the implementation of audit recommendations, ensuring timely and appropriate remediation actions are taken; Staying updated on changes in more »

systems, there is a need for support from various visiting sub contractors, which represents challenges around compliance. Therefore, we are looking to recruit a Compliance Supervisor to manage compliance around visiting sub contractors. In addition there will be some support of the day to day in house engineering more »

of FCA reporting requirements Good and practical understanding of submitting FCA applications Ability to update internal policies and procedures Practical experience of implementing reg compliance, CDD/KYC, and any other systems. Practical experience in formulating compliance testing plan Practical experience of submitting SAR to authorities. Ability to … work on own initiative, good planner, and to meet strict deadlines EXPERIENCE REQUIRED: Extensive Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance. Familiar with UK’s legal regulatory framework and requirements Good & practical understanding of the banking/financial products PC literate, particularly more »

Senior Content Creation Manager, Audit, Accountancy, Compliance, L&D, Mainly Remote, 12 month FTC Senior Content Creation Manager required to work for a Professional Services company based in Central London. However, this role will mainly be remote and you would only have to travel to the London … different learning opportunities, you would be joining a friendly and diverse team whose work really matters. Read on for more details Experience required: Senior Manager (or equivalent) with a background in programme development, both non-technical and audit-technical course content, and preferably with experience of regulatory reporting requirements more »

Job Family : Investigator Travel Required : None Clearance Required : None What You Will Do : The responsibilities of the Financial Crimes Compliance Technical Fraud Manager will include, but are not limited to: Oversee the management and maintenance of workflows, automations, and analytics (50-60 different workflows). Examples of workflows … of filing requirements in regard to known suspects vs unknown suspects. Working knowledge of loss and fraud detection/prevention principals, multiple fraud areas, compliance and regulatory issues related to the department and/or company. Knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance). … Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations. Experience working with manual and system generated alerts/cases for the detection of potentially suspicious activity. Ability to detect and mitigate red flags for potential financial more »

to thrive both personally and professionally. There's no one like you and that's why there's nowhere like RSM. RSM's Regulatory Compliance group is currently seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. … The Risk Advisory Services practice assists clients in managing operational, financial, compliance and technology risk, as well as designing and implementing process improvements that can lead to increased value, revenue, or cost containment. This position will lead and deliver regulatory compliance internal audits, assessments, model validations and other … existing clients and prospective clients within banking and financial services industries to enable effective sales Manage and deliver assessments and other services covering regulatory compliance for banks, credit unions, broker dealers and other financial institutions Manage engagements (including planning, execution, report preparation and final wrap up), conducting exit meetings more »