fixed income instruments (e.g., bonds, derivatives, structured products) and related investment strategies. Familiarity with fixed income trading platforms , portfolio management systems, risk analytics , and compliance regulations (e.g., Dodd-Frank, MiFID II). Excellent communication skills with the ability to work across teams and engage clients effectively. Ability to analyze complex financial concepts and translate them into clear, actionable product requirements. More ❯
fixed income instruments (e.g., bonds, derivatives, structured products) and related investment strategies. Familiarity with fixed income trading platforms , portfolio management systems, risk analytics , and compliance regulations (e.g., Dodd-Frank, MiFID II). Excellent communication skills with the ability to work across teams and engage clients effectively. Ability to analyze complex financial concepts and translate them into clear, actionable product requirements. More ❯
IT systems used in Prime Brokerage (e.g., trade capture, EMS/OMS, risk platforms, reconciliation, and client reporting platforms). Experience working on regulatory (e.g. Basel III, Dodd Frank, MiFID II) and operational change projects. Presenting and explaining complex business or technical ideas to an audience who are not familiar with the subject. Proficiency in data analysis tools (e.g. Excel More ❯
solutions and defining and executing test cases Working knowledge of financialmarkets, regulatory landscape and associated processes, including the lifecycle of a trade Experience with regulatory reporting, in particular MiFID, EMIR, SFTR or similar global non-financial regulatory reporting obligations. Flexible and able to work well under pressure in a team environment. Proficiency in Microsoft Office applications Active interest inMore ❯
solutions and defining and executing test cases Working knowledge of financialmarkets, regulatory landscape and associated processes, including the lifecycle of a trade Experience with regulatory reporting, in particular MiFID, EMIR, SFTR or similar global non-financial regulatory reporting obligations. Flexible and able to work well under pressure in a team environment. Proficiency in Microsoft Office applications Active interest inMore ❯
Trade Capture, Trade Lifecycle). Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. Ability to support business process More ❯
Trade Capture, Trade Lifecycle). Experience with at least one asset class (IR, FI, Commodities, Equities); knowledge across multiple asset classes is a plus. Understanding of industry regulations (e.g., MiFID II, IFPR, SM&CR) and familiarity with regulatory implementation Business Analysis Skills: Experience in conducting gap analysis and mapping business processes to regulations and recommendations. Ability to support business process More ❯
Analyst to join our team and support the analysis, implementation, and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR, MiFID II, SFTR, and CFTC reporting, along with a strong understanding of financial products and data management. As a Regulatory Reporting Business Analyst, you will play a crucial role in ensuring … multiple internal departments, including software development teams, regulatory operations team and compliance team. Primary duties will include: Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR, MiFID, SFTR, CFTC, etc.), with focus on field population, data transformation, and validation rules Develop and maintain comprehensive data mapping documentation and data lineage diagrams, tracking data flows and transformations across … transaction reporting Financial product knowledge (EQ, FI, COMM, IR, FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements Deep understanding of global transaction reporting regulations, particularly MIFID, EMIR, SFTR and CFTC Experience in data mapping and data lineage documentation Strong analytical and problem-solving skills with attention to detail What makes you stand out: Experience with SQL More ❯
any required customizations or integration points. Support interfaces and workflows with upstream/downstream systems like Murex, Bloomberg, Reuters, Markit, etc. Ensure compliance with internal controls and regulatory requirements (MiFID II, EMIR, etc.). Provide training and guidance to users and junior team members. Skills and Experience required for the Calypso Functional SME role 8+ years of experience in Capital More ❯
sending trade confirmations and client statements, dealing with margin calls, paying agent, prime brokerage and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation tools and processes Work closely and partner with finance, treasury, risk More ❯
ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯
City of London, London, United Kingdom Hybrid / WFH Options
KPMG UK
ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯
the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯
Job Title: Contract Business Analyst – MiFID Transaction Reporting Location: Glasgow (On-site, 5 days per week) Contract Type: Consultancy Contract (Inside IR35) Rate: £500 per day Duration: Initial 6 months Overview: We are seeking an experienced Business Analyst with strong MiFID Transaction Reporting expertise to support a leading consultancy on a fixed income transformation project. The end client is changing … to ensuring regulatory compliance through detailed analysis, documentation review, and recommendations. Key Responsibilities: Lead an end-to-end review of the fixed income transaction reporting process in line with MiFID II requirements. Analyse existing processes, data flows, and reporting frameworks to identify compliance gaps and inefficiencies. Produce clear, actionable recommendations based on findings, supported by robust documentation. Engage with internal … compliance, operations, and technology teams to validate and implement process improvements. Translate business needs into well-defined business requirements and functional documentation. Essential Skills & Experience: Strong, demonstrable experience inMiFID II Transaction Reporting , ideally with fixed income products. Proven track record as a Business Analyst within regulatory reporting or capital markets. Skilled in reviewing documentation and making regulatory or operational More ❯
Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising appropriately. Knowledge of financial services operations … Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour More ❯
systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯
systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯
the BestX product. Exhibit superior skills in modern Agile, Cloud-based, Server-side development, database, and related technologies. Develop understanding in Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR. Responsible for maintaining and enhancing the application and influencing technology decisions. Responsible for taking ownership of tasks and seeing them through to completion. Responsible for establishing best practices More ❯
E-Trading & Post Trade Implementation Specialist - Financial Solutions Location London Business Area Sales and Client Service Ref # Description & Requirements The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent data, powerful analytics More ❯
The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent data, powerful analytics and seamless execution. Our market leading E-Trading Venues and Order Routing Network help our customers to discover value, trade More ❯
and waterfall methodologies. Collaborate with stakeholders across Japan, EMEA, and the Americas to align project goals and execution. Ensure solutions meet business needs, quality standards, and regulatory requirements (e.g., MiFID II). Provide operational support and incident response as needed, without compromising strategic initiatives. Qualifications Proficiency in both Japanese and English for effective stakeholder communication. Significant experience in IT within … systems . Proven project management skills with experience in Agile and waterfall methodologies. Experience in delivering full development lifecycles and building scalable infrastructure. Familiarity with regulatory frameworks such as MiFID II. Experience in cross-regional collaboration and stakeholder management. Strong analytical, problem-solving, and communication skills. Ability to manage multiple priorities in a fast-paced, multicultural environment. High level of More ❯
to join their financial trading division. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), front-office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev, you will More ❯
Regulatory Categories: SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯
City of London, London, United Kingdom Hybrid / WFH Options
IPOE CONSULTING LIMITED
regulatory reporting requirements in your area of responsibility are fully understood and delivered on time. Ensure that the Bank complies with the CASS provisions and regulatory reporting requirements under MiFid II. Promote and maintain a culture and environment that will facilitate the realisation of the Banks strategy, ensuring that high standards of corporate governance, financial and risk management and control More ❯
fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financialinstruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financialinstruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯