investment operations. This position will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development … Customised throughout your career What You Will Get To Do: Prepare and manage daily transaction reports for all clients and portfolios, ensuring accuracy and compliance with internal policies and regulatory standards. Analyse transaction data to identify trends, discrepancies, and areas for improvement. Provide insights and recommendations based on transaction activity. Ensure that all transaction reporting meets regulatory requirements … with Compliance support. Keep up to date with regulatory changes and implement necessary reporting adjustments. Conduct regular reconciliations of transaction data to ensure consistency and accuracy. Resolve discrepancies between internal systems and external data providers. Work closely with internal teams such as, compliance, risk and operations to ensure smooth transaction processing and reporting. Act as a liaison to resolve More ❯
acumen of Military Treatment Facility (MTF) staff. Key Responsibilities include, but are not limited to: Build, maintain, and sustain the master CDM using government-selected technology, ensuring compliance with regulatory code updates (additions, deletions, modifications). Educate MHS Business Community personnel on CDM-related topics and charge input procedures. Provide expert guidance on CDM policies and practices to Revenue … Cycle Management (RCM) stakeholders to ensure regulatory compliance. Collaborate with RCM stakeholders across and beyond the J8 Directorate to implement CDM resolutions and enhancements. Maintain up-to-date CDM content in alignment with AMA, CMS, CPT, and HCPCS updates. Coordinate pricing reviews of CPT/HCPCS codes with the DHA Uniform Business Office (UBO) based on CMS regulatory changes. Develop and maintain a comprehensive CDM Standard Operating Procedure (SOP) manual, user guides, and training materials. SOPs must be updated quarterly or as needed based on regulatory or emergency code releases. Support MHS GENESIS-specific CDM modifications, including code additions and deletions, as requested by DHA or the EHR client. Maintain and refine a supply item file More ❯
operational efficiency within AXA XL procurement processes. Maintain a mindset of continuous learning regarding spend categories, procurement trends, and capabilities. Complete all required learning activities and stay informed about regulatory changes and market dynamics that may impact categories and stay updated on industry best practices and emerging technologies to enhance procurement strategies You will report to the Global Head … and skills: Required Skills and Abilities: Commercial Acumen : Able to draft review and manage risk for IT agreements ensuring T7C's align with AXA XL's vendor risk and regulatory framework. Negotiation Expertise : Proven negotiation skills to secure favourable commercial terms, service levels and pricing to drive significant cost savings for the business. Risk Management and Compliance : Able to … We know that sustainability is at the root of a more resilient future. Our 2023-26 Sustainability strategy, called "Roots of resilience", focuses on protecting natural ecosystems, addressing climate change, and embedding sustainable practices across our operations. Our Pillars: Valuing nature: How we impact nature affects how nature impacts us. Resilient ecosystems - the foundation of a sustainable planet and More ❯
microstructure, liquidity dynamics, and other factors influencing order flow and execution quality in electronic markets, leveraging both historical data and real-time market information Stay abreast of industry developments, regulatory changes, and technological advancements in electronic trading and quantitative research, and incorporate relevant insights into our research processes Increase your FX market knowledge and stay aware of the global … of our clients' needs and help providing them with the best quantitative solutions to suit their needs Ensure constant compliance with governance and regulation, adhering to internal standards and regulatory requirements Knowledge, Skills and Experience Required Experience Recently graduated or up to 2 years of experience in a similar role Education Advanced degree (Masters preferred) in a quantitative field … we do We don't hide our mistakes, and we learn from them Agility We act with a sense of urgency and decisiveness We are adaptable, responsive and embrace change We take smart risks Energy We are positively driven to make a difference and challenge the status quo We focus on and encourage personal leadership We motivate each other More ❯
highly skilled and detail-oriented Compliance and Risk Specialist to join our growing team. In this role, you will be responsible for ensuring that the organization adheres to all regulatory requirements while effectively managing risks. You will collaborate with various internal teams to develop and implement compliance and risk management strategies to safeguard the business and its clients. Key … and mitigate compliance and operational risks across various business functions. Conduct compliance risk assessments and gap analyses to identify vulnerabilities and propose solutions. Monitor the organization's compliance with regulatory requirements, ensuring adherence to industry standards and internal policies. Provide guidance on risk management practices, including fraud detection, AML (Anti-Money Laundering), KYC (Know Your Customer), and sanctions compliance. … deliver compliance training and awareness programs to internal teams. Conduct internal audits to assess compliance with established standards and recommend corrective actions where necessary. Stay up-to-date with regulatory changes and emerging risks, advising management on the impact of such changes. Assist in the preparation of reports for regulators, senior management, and clients, ensuring transparency and accountability in More ❯
models, market trends and the technology industry to determine their potential impact on the enterprises business strategy, direction and architecture. Provides perspective on the readiness of the organization to change and innovate. Data Architecture Leadership: Own and drive the future state data architecture, ensuring scalability, flexibility, and adherence to industry best practices. Establish and maintain data architecture standards, guidelines … advice to business leaders and organizational stakeholders with ctionable recommendations to make investment decisions about the next business and operating model of their organization, using technology to make that change happen. Leads and facilitates interaction with business leaders, product managers and product owners in a business-driven conversation over the risks and implications of product decisions Plan and Manage … Quality Assurance: Ensure the quality of data designs proposed by the team. Uphold data management principles and best practices. Future-Proofing: Stay abreast of industry trends, emerging technologies, and regulatory changes related to data management. Contribute to the organizations data architecture vision. Facilitate Innovation Scans for major disruptive technology and nontechnology trends (trendspotting) that affect business. Contextualizes technology trends More ❯
Will adhere to and respect Service Design & Transition processes, as well as any processes outside of the Service Design & Transition practice (e.g. project management office, enterprise design assurance - technology, change enablement). Collaborating with stakeholders to translate customer requirements, business requirements and contractual obligations into end-to-end service design. Collaborating with internal and external stakeholders to identify requirements … are accounted for in the overall project plan to enable build, test, deployment, and early life support plans for changes to IT Services. Completing impact analysis of system and regulatory changes, identifying, understanding and assuring service risks, dependencies and issues. Highlighting to the project manager the impact that these may have on the project, whilst mitigating those within their More ❯
Will adhere to and respect Service Design & Transition processes, as well as any processes outside of the Service Design & Transition practice (e.g. project management office, enterprise design assurance - technology, change enablement). Collaborating with stakeholders to translate customer requirements, business requirements and contractual obligations into end-to-end service design. Collaborating with internal and external stakeholders to identify requirements … are accounted for in the overall project plan to enable build, test, deployment, and early life support plans for changes to IT Services. Completing impact analysis of system and regulatory changes, identifying, understanding and assuring service risks, dependencies and issues. Highlighting to the project manager the impact that these may have on the project, whilst mitigating those within their More ❯
Will adhere to and respect Service Design & Transition processes, as well as any processes outside of the Service Design & Transition practice (e.g. project management office, enterprise design assurance - technology, change enablement). Collaborating with stakeholders to translate customer requirements, business requirements and contractual obligations into end-to-end service design. Collaborating with internal and external stakeholders to identify requirements … are accounted for in the overall project plan to enable build, test, deployment, and early life support plans for changes to IT Services. Completing impact analysis of system and regulatory changes, identifying, understanding and assuring service risks, dependencies and issues. Highlighting to the project manager the impact that these may have on the project, whilst mitigating those within their More ❯
Will adhere to and respect Service Design & Transition processes, as well as any processes outside of the Service Design & Transition practice (e.g. project management office, enterprise design assurance - technology, change enablement). Collaborating with stakeholders to translate customer requirements, business requirements and contractual obligations into end-to-end service design. Collaborating with internal and external stakeholders to identify requirements … are accounted for in the overall project plan to enable build, test, deployment, and early life support plans for changes to IT Services. Completing impact analysis of system and regulatory changes, identifying, understanding and assuring service risks, dependencies and issues. Highlighting to the project manager the impact that these may have on the project, whilst mitigating those within their More ❯
closely with clients, sales teams, and delivery leaders to design offerings that combine EXL's digital, data, analytics, and operations strengths. Your solutions will address critical needs such as regulatory compliance, digital transformation, operational efficiency, and customer experience enhancement. As part of your duties, you will be responsible for: Lead solution design for large, complex transformation and managed services … stakeholders during pursuit phases, presenting solutions and managing workshops or deep-dive discussions. Support transition and implementation planning post-deal sign-off. Maintain a strong understanding of industry trends, regulatory changes, and competitive dynamics in banking and capital markets. Qualifications and experience we consider to be essential for the role: Bachelor's degree in Finance, Business, Technology, or a … clients. Track record of working with Tier 1 banks, asset managers, or capital markets firms. Strong understanding of front-to-back banking processes including credit lifecycle, risk, payments, and regulatory reporting. Experience in commercial modeling, pricing strategy, and business case creation. Experience in designing digital and data-led solutions using AI, ML, RPA, and cloud-native tools. Excellent communication More ❯
involves leading the fraud prevention function, designing innovative strategies to mitigate fraud risks, and ensuring that the company's fraud management systems are aligned with industry best practices and regulatory requirements. You will work closely with senior leadership and various departments to ensure that fraud prevention is integrated throughout the business. Key Responsibilities Develop and implement comprehensive fraud prevention … optimization of fraud detection systems, ensuring effective use of technology, data analytics, and machine learning. Collaborate with compliance, legal, and risk teams to ensure fraud prevention strategies align with regulatory requirements (AML, KYC, etc.) and business needs. Monitor, evaluate, and report on fraud trends, identifying emerging risks and proposing proactive strategies to address them. Provide guidance to senior management … on resolving them. Ensure fraud strategies are aligned with customer experience and business objectives, balancing risk management with operational efficiency. Stay informed on the latest fraud prevention techniques and regulatory changes to ensure the organization's strategies remain ahead of evolving threats. Mentor and guide the fraud prevention team to enhance their skills, ensuring they are equipped to implement More ❯
Conduct comprehensive IT audits, including planning, execution, and reporting. Assess the effectiveness of IT controls and identify areas for improvement. Evaluate IT systems and processes to ensure compliance with regulatory requirements and industry best practices. Utilise data analytics to streamline audit plans and enhance audit efficiency. Collaborate with IT and business teams to address audit findings and implement corrective … actions. Prepare detailed audit reports and present findings to senior management. Stay updated on emerging IT risks, technologies, and regulatory changes. Provide guidance and training to junior audit staff on IT audit methodologies. Qualifications: Traditional accounting qualifications i.e. ACA/ACCA/CIMA or CISA, CISSP, or other relevant certification preferred. Minimum of 3 years of experience in IT More ❯
and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. This data powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies, to … completeness, freshness, linkages, and fitness for consumption. Champion the importance of Entity data across Bloomberg, helping internal teams design and deliver better data experiences. Stay current on market trends, regulatory changes related to reference data and entity resolution. You'll need to have: Please note we use years of experience as a guide, but we certainly will consider applications More ❯
and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. This data powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies, to … completeness, freshness, linkages, and fitness for consumption. Champion the importance of Entity data across Bloomberg, helping internal teams design and deliver better data experiences. Stay current on market trends, regulatory changes related to reference data and entity resolution. You'll need to have: Please note we use years of experience as a guide, but we certainly will consider applications More ❯
events and will provide insightful market intelligence. You'll keep communication flowing around prospects and progress and will proactively look to develop your already strong knowledge of industry trends, regulatory changes and market forces You will liaise with other business areas internally (Marketing, Solutions, PMO, legal and Relationship Managers) to ensure client needs are met and to contribute to … cold calling, networking, developing new relationships and various other prospecting techniques within a consultative sales process: an existing and proven contact list within the market would be a plus Regulatory Categories SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID More ❯
of the fastest-growing tech companies, bringing together early-stage engineers, product builders, and business athletes from companies like Stripe, Airbnb, and Shopify. We're tackling deep technical and regulatory challenges to make connectivity truly seamless. If you're driven by curiosity, creativity, and the chance to shape the future of telecom, we'd love to hear from you. … operational backbone of our compliance program. This role is perfect for someone who thrives at the intersection of detail and scale-who understands how to abstract complexity and operationalize regulatory requirements into robust, automated workflows without slowing down innovation. You'll work cross-functionally with Business Development, Legal and Product to ensure we stay compliant while moving fast. This … compliance works at Gigs as we expand globally. What You'll Do Build and scale our compliance operations infrastructure - Own and streamline core compliance workflows that support market expansion, regulatory readiness, and scalable internal processes. This includes managing product compliance checks and operational processes to support new market launches and evolving regulatory frameworks. Design with automation in mind More ❯
to identify innovative workflow efficiencies, and we implement technology solutions to enhance our systems, products and processes. Our Team: Our Regulations team is responsible for acquiring and providing key regulatory data to our clients. We collect, analyse, process and publish the data which is the backbone of our iconic Bloomberg Terminal - the facts and figures which ultimately move the … financial markets. Reference data for regulatory reporting plays an ever-increasing role in our clients' workflows, and the Data team fulfills a meaningful function in supporting Bloomberg users with regulatory change. We analyze regulation, determine the reference data needs, and make this data available on the Terminal in order to support the regulatory reporting needs of our … clients. We are the cornerstone of several of Bloomberg's regulatory solutions. What's the role? Regulations is looking for a highly motivated and driven Team Leader to cover data management, data quality and data processes. You will play a critical role in developing and leading a team of data professionals with diverse experience and expertise spanning across several More ❯
to identify innovative workflow efficiencies, and we implement technology solutions to enhance our systems, products and processes. Our Team: Our Regulations team is responsible for acquiring and providing key regulatory data to our clients. We collect, analyse, process and publish the data which is the backbone of our iconic Bloomberg Terminal - the facts and figures which ultimately move the … financial markets. Reference data for regulatory reporting plays an ever-increasing role in our clients' workflows, and the Data team fulfills a meaningful function in supporting Bloomberg users with regulatory change. We analyze regulation, determine the reference data needs, and make this data available on the Terminal in order to support the regulatory reporting needs of our … clients. We are the cornerstone of several of Bloomberg's regulatory solutions. What's the role? Regulations is looking for a highly motivated and driven Team Leader to cover data management, data quality and data processes. You will play a critical role in developing and leading a team of data professionals with diverse experience and expertise spanning across several More ❯
Will adhere to and respect Service Design & Transition processes, as well as any processes outside of the Service Design & Transition practice (e.g. project management office, enterprise design assurance - technology, change enablement). Collaborating with stakeholders to translate customer requirements, business requirements and contractual obligations into end-to-end service design. Collaborating with internal and external stakeholders to identify requirements … are accounted for in the overall project plan to enable build, test, deployment, and early life support plans for changes to IT Services. Completing impact analysis of system and regulatory changes, identifying, understanding and assuring service risks, dependencies and issues. Highlighting to the project manager the impact that these may have on the project, whilst mitigating those within their More ❯
critical to driving the success of our transaction cost analytics (TCA) platform by shaping the product roadmap, ensuring timely delivery of releases, and staying ahead of industry trends and regulatory requirements. Why this role is important to us: As the Product Manager, you will report directly to the Head of BestX and collaborate closely with cross-functional teams, including … market demands. Delivery Management: Oversee the end-to-end product lifecycle, ensuring timely and high-quality delivery of new features, enhancements, and releases. Industry Trends & Compliance: Monitor industry developments, regulatory changes, and emerging trends in transaction cost analytics to keep the product competitive and compliant. Stakeholder Collaboration: Work closely with sales teams to understand client requirements and feedback, and … performance, development progress, and market insights to senior leadership. What we value: These skills will help you succeed in this role: Strong understanding of financial markets, trading processes, and regulatory requirements. Demonstrated ability to define product roadmaps and manage delivery in a fast-paced, dynamic environment. Excellent communication and interpersonal skills to engage with stakeholders at all levels, both More ❯
Plan Mental health first aiders ShareBuy MORE Choices flexible benefits Enhanced parental leave schemes Job Purpose We have a great opportunity for a Charges Development Analyst to join the Regulatory and Compliance team. As Charges Development Analyst you will assist the Charges Development Manager in ensuring that the company's customer charges are calculated in an accurate way, in … changes in tariff structure have been fully considered, taking into account impacts on customer debt, income, influencing customer behaviour etc. This role will also assist with contributions to other regulatory submissions, namely the APR and Price Review. Accountabilities & Responsibilities Involvement in calculating wholesale, end user and bulk supply charges and associated documents in preparation for publication and submission to … Ofwat. To interpret and present regulatory changes on income/charging relating matters to the relevant parts of UUW. To analyse and present data from the company's billing files, to support any tariff proposals and the budgeting process. To support modelling of new tariff developments as requested by other departments or per regulatory requirements. To support relevant More ❯
stakeholders. The Product Management group provides overall product development & business analysis for all pre and post reporting initiatives through DC's Trade Reporting suit of products. The business supports regulatory trade reporting across multiple jurisdictions including all derivative asset classes and SFTs. The product management team collaborates with internal stakeholders and business heads in assessing the enhancements and revisions … internal stakeholders. Responsible for a product backlog working with the product manager to prioritise and deliver against the roadmap and meet client demand. Gathers requirements for upcoming changes (including regulatory changes) and contributes to service descriptions. Identifies potential risks to achieving project objectives and elevates to appropriate management. Oversee, review and create enhancement requests and defects. Prioritise these requests … groups. Facilitates horizon scanning across TR's, regulator and industry groups to ensure requirements are gathered and prioritised. Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with the product area of expertise. Qualifications: Proven experience in a similar role More ❯
and develop a team of Risk professionals, supporting their professional development and contributing to a positive team environment with continuous growth. Industry Knowledge:Stay informed about industry trends, including regulatory changes, technology growth and other relevant risk best practices. Performance Excellence: Monitor engagement success metrics and KPIS, proactively resolving deviations to deliver high-quality outcomes. Communication: Excellent communication skills … with experience in proposal development and thought leadership. Relationships: Proven experience in building and maintaining relationships with C-suite executives, with the ability to discuss complex risk solutions confidently. Regulatory Knowledge:Strong understanding of complex regulations, including UK Corporate Reform and US Sarbanes-Oxley (SOX) compliance, with the ability to guide clients on regulatory impacts. Communication Skills:Exceptional … to inspire, nurture, develop and motivate team members, fostering an environment of collaboration and continuous growth. Ethical Standards:Strong sense of ethics and integrity, ensuring compliance with legal and regulatory standards while promoting ethical practices within the organisation. Proactive Learning:A self-starter with a proactive approach and a strong commitment to continuous learning and professional growth. Adaptability:Ability More ❯
tool crafted to help customers make smarter long-term financial decisions. The tool uses AI to guide customers on where to invest their next available £, aligned with upcoming FCA regulatory changes. You'll work in an agile, purposeful environment. Through collaborating, you'll ensure the AI experience is clear, natural, and candid to empower customers to feel more confident … with the ability to identify unmet needs and deliver value beyond expectations. Innovation : Forward thinking and able to challenge the status quo, with proven experience in innovating new approaches. Change & Agile Delivery : Skilled in leading change within large-scale programmes, with hands-on experience working in agile environments. Senior Stakeholder Engagement : Confident in building trusted relationships with senior More ❯
