1 to 1 of 1 Wealth Management Jobs in Avon

The Company: Our client is a wealth management company, highly recognised with a fantastic reputation. The Role: TheCompliance Manager will Report into the Head of Compliance within the Wealth Management business. The Compliance Manager role will have an Investment Advisory focus. Working in the Bristol officeThe … Compliance Manager will monitor the regulatory environment for key regulatory initiatives relating to investment management, recommending, and implementing solutions. The Compliance Manager will provide a Compliance Advisory service & will support the Investment Management company on asset management issues including routine advice and resolution of issues relating to … updating of compliance policies and procedures to ensure fit for purpose and regulatory needs. The Compliance Manager will be responsible for monitoring of portfolio management compliance systems and will supporton investment platform issues. TheCompliance Manager will ensure all Investment breaches of FCA Rules are properly investigated, recorded and resolved. more »