3 of 3 Trade Surveillance Jobs in Berkshire

A fast-growing FinTech firm delivering advanced analytics to global financial institutions. Combining deep financial expertise with cutting-edge technology, the company is known for solving complex challenges in trade surveillance and compliance. It’s a collaborative, high-performance environment where innovation and impact go hand in hand. The Role: You’ll be a key legal advisor, working More ❯

Compliance: Oversee screening and escalation processes for sanctions adherence across clients, payments, and vendors. Anti-Fraud Controls: Implement and oversee fraud detection and prevention frameworks across all customer channels. Surveillance: Monitor for market abuse and misconduct through robust communications and trade surveillance. Governance & MI: Deliver actionable financial crime metrics, ensure first-line ownership of controls, and provide insight More ❯

SPG, Synthetics, Risk, Middle Office, SWAPS, Settlements, Products, Equities, Hedge, Hedging, Trading, Associate, Analyst, Equity, Derivatives, Reconciliations, Trade Bookings, Banking, Investment, Banking, London. I am looking for an Analyst/Associate with strong skills in Synthetics, Swaps, SPG, Settlements, Equities, Hedges and Synthetic Products to work for a World leading investment bank located in London on a 12 month … front to back post-execution support to equity based derivative activity in Europe. The Middle Office team has critical focus on front office day to day risk and trading surveillance, new issuances, client queries, corporate actions processing and strategic firm and business infrastructure projects. Middle Office acts as first point of contact for the various Equity Trading desks, assisting … teams in order to work toward the shared goal of business enablement and risk mitigation • Partner with a team of product experts to review all operational aspects of the trade flow while gaining strong technical knowledge, risk control and commercial awareness • Use your inquisitive mind set to identify efficiency opportunities with respect to process flow methodology as well as More ❯