4 of 4 Remote Compliance Manager Jobs in the City of London

Compliance Manager – FTSE250 FinTech 🚀 Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures. If you have 5+ years’ experience in compliance … Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move. What you’ll be doing: Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership. Guiding marketing and product teams on regulatory requirements for campaigns and product changes. Advising the business on Consumer Duty obligations … ensuring policies and controls meet regulatory standards. Delivering compliance training and supporting monitoring activities across the UK business. Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases. Participating in Client Money and Assets Committees and operational risk reviews. What they’re looking for: 5+ years of compliance experience in financial services or similar regulated sectors. More ❯

Retail Funds Compliance Manager Retail Investment FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £85k + shares + benefits How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff? This company has a Glassdoor score of 4.8 … the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the … start of something special for you. You’ll be the investment compliance subject matter expert for the business, the go to person for any compliance queries related to the firm’s portfolio of investment products, particularly their retail funds. You’ll develop and deliver an investment oversight framework proportionate to the business and undertake periodic reviews of the More ❯

Company Overview Helix International Group is the parent company of a leading group of businesses operating in risk, compliance, safety software, and services for the built environment and workplace. Helix delivers market-leading risk, compliance, and safety solutions, creating business value for clients through product innovation, high client intimacy, tailored support services, and outsourcing solutions. Our mission is … are committed to maintaining high standards of security, quality, health & safety, and environmental performance. To support our continued growth and reduce the administrative burden on senior staff managing multiple compliance programmes, we are now recruiting a Compliance Manager. This role will take ownership of all our compliance programmes and help drive continuous improvement across the business. Reporting … directly to the Group COO, the role is critical to supporting Helix’s operational efficiency and compliance strategy, helping us embed compliance into our culture while preparing the group for scalable, audit-ready operations. across all standards. Key Responsibilities Gain and maintain compliance with ISO 27001 (Information Security), ISO 9001 (Quality), ISO 45001 (Occupational Health & Safety), and More ❯

Manager - IGH GRCS – KPMG - Consulting Base Location: London plus network of 20 offices nationally: KPMG Office Locations www.kpmg88careers.co.uk/experienced-professional/#LeBlender.OfficeLocations Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business … requires diverse personalities, characters, and perspectives. There really is a place for you here. Why Join KPMG as a Manager - IGH GRCS? KPMG's Governance, Risk and Compliance Services (GRCS) practice within IGH is an area of the firm with tremendous growth potential. GRCS is an integral part of our Enterprise Risk advisory practice. We provide services relating … quality assurance and reporting • Risk management, governance and internal audit advisory services • Risk identification workshops and control reviews • Delivering control and risk training • Managing and reviewing internal control questionnaires • Compliance internal audits • Working with members of other KPMG advisory teams • Retaining management responsibility for a portfolio of clients, maintaining relationships with senior KPMG and client staff and is responsible More ❯