1 to 25 of 62 Compliance Manager Jobs in England

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Financial Services Are you a driven and experienced Compliance Manager looking for an exciting opportunity to make a significant impact? Our client, a leading organisation in the financial services industry, is seeking a talented Compliance Manager to join their team. This is … a permanent role with a competitive salary range of £83,000 - £86,000 per year. As the Compliance Manager, you will play a crucial role in ensuring compliance across the organisation. Reporting to the Head of Risk and Compliance, you will be responsible for providing senior … management with confidence in our client's compliant operations. Your key responsibilities will include: Supporting the Head of Risk and Compliance in developing an appropriate compliance approach Delivering on second line of defence responsibilities on compliance Maintaining and providing strategic compliance reporting and management information Deputising more »

Risk & Compliance Manager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & Compliance Manager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & Compliance Manager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & Compliance Manager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship … processes (acquirers and payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key … Responsibilities: Managing the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

EHS&Q Compliance Manager Location: Hybrid, Cumbria/Preston Job type: Permanent (Part-time, 3 days per week) Salary: Competitive Company Overview Delkia is a fast-growing Engineering and Technical organisation based in Cumbria and Preston. We are proud of our reputation for delivering safe, high-quality projects … Systems Integration (SI) for high-integrity and mission-critical systems. We have an exciting opportunity to appoint an enthusiastic and highly motivated EHS&Q Compliance Manager to join our dynamic team at Delkia. Overview of the role As an EHS&Q (Environment, Health, Safety, and Quality) Compliance Manager, you will be responsible for developing, implementing, and overseeing all aspects of the company's compliance with environmental, health, safety, and quality regulations and standards. This role involves working closely with various departments to ensure adherence to relevant laws, policies, and industry best practices. The EHS more »

on-site: Whilst in probation 5 days a week, then 3 days a week with Monday as core day. Location: London Interview times: ASAP. Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market … conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending … with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager more »

Compliance Manager (SMF 16&17) The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Leading US law firm is hiring a brand new GDPR Compliance Manager to lead with the European Compliance function, being based in the London office. Salary up to £90,000 Data Protection Lead for London and Europe Hybrid Working Responsibilities for the GDPR Compliance Manager … enable efficient response to repeat data protection related queries or tasks; Working closely with the Director of Risk to share knowledge with the wider compliance team Essential Experience and Skills for the GDPR Compliance Manager will include: A minimum of 4 years experience working within a GDPR … focused Compliance role within an international law firm Experience advising on UK and EU data protection issues Leading experience in managing projects and implementing processes and procedures more »

Compliance Manager Industry: Lloyds London Market Insurance London/Hybrid £90000 - £(phone number removed) per annum Role overview: This position is for a Compliance Manager with the opportunity working for a top performing speciality insurer. Reporting into the Head of Compliance, you will play a … key role in the stakeholder management, and day-to-day operation of the Compliance function across the group. Required Experience: Extensive experience within the Lloyd's of London insurance market. Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements.The Role: Ensure the organisation's adherence … training to support business needs in regulatory compliance. Oversee and manage the regulatory framework, including horizon scanning for new regulations. Own and manage various compliance due diligence processes. Administer the sanctions and financial crime compliance framework. Develop and implement a comprehensive regulatory training strategy. Establish and oversee the more »

EMEA Securities Services Compliance Manager - JP Morgan - Bournemouth - 6 months - Hybrid - PAYE We are seeking an EMEA Securities Services Compliance Manager to join the Compliance team at JP Morgan in Bournemouth on an initial 6 months contract to oversee the EMEA Securities Services business, providing … advice, oversight and challenge across a suite of dynamic and evolving products. Job Summary You will report to the EMEA Head of Securities Services Compliance and assist in the compliance coverage of the Securities Services businesses for the EMEA regional team. Securities Services is comprised of a number … relevant products Review of new business initiatives and assessment of their regulatory impact on the relevant products Assistance in the development and delivery of compliance training Undertake compliance monitoring activities, including raising and communicating identified issues Participate in management and governance meetings (where appropriate) Work closely with the more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Technical Risk and Compliance Manager You must be UK based to apply No Sponsorship is offered with this role I am working with a leading software company who are currently experiencing rapid growth and a variety of exciting customer engagements across a variety of sectors, to support this … they require a Technical Risk and Compliance Manager with experience in SaaS software. The role is being offered on a remote basis with occasion onsite client visits You will be responsible for overseeing and managing the technical aspects of their risk and compliance program Responsibilities Technical Expertise … mitigate these risks. Knowledge of secure software development practices, secure networking and protection mechanisms, and data security. Technical Risk Develop and maintain the technical compliance framework and documentation for the company’s platform, keeping this updated as changes are made to their security approach. Implement and monitor technical controls more »

Risk & Compliance Manager - Financal Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special o... more »

contractor, specialising in the design, build and installation of full fibre networks. As the business continues to grow, we are seeking a Street Works Compliance Manager to join the team in Cumbria. This role will be responsible for ensuring the business unit maintains compliance with the New … Roads & Street Works Act 1991, the Traffic Management Act 2004, Council permit schemes. The Street Works and Compliance Manager will have the ability to develop relationships with all stakeholders and promote a professional image for the company. The key tasks will be to provide expert advice in relation … to street works legislation, complete audits on work sites to ensure compliance, assist in training and coaching of internal and external resourcesand collate, document, defend, negotiate and manage legislative fines/prosecutions relating to the relevant Acts. There will also be a requirement to supply in depth reports, KPIs more »

Senior Compliance Manager London - Hybrid Duties: Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation. Implement systems and controls, including policies and procedures. Provide input to the Group Compliance Monitoring Programme. Undertake regulatory monitoring of international regulatory developments. Provide regulatory advice … to business stakeholders. Support the Head of in preparing updates and reporting in relation to international compliance matters. Help team members maintain licensing records required. Experience: Experience in a similar Compliance role within the Insurance market is essential Strong knowledge of international regulatory and compliance requirements. Have … an excellent understanding of international regulatory frameworks, with an ability to swiftly understand the requirements and regulatory landscape of new jurisdictions. Broad generalist compliance experience covering licensing, sanctions & financial crime, data protection and compliance assurance required Specific experience in the North America, Australia and/or European insurance more »

We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. Join our trusted client where innovation meets excellence! As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! What … Hybrid 2 days a week) Plus, amazing employee benefits such as flexible working, great perks, and more! Main Responsibilities as a Governance, Risk and Compliance Manager Cultivating a robust culture of risk awareness and management. Crafting, executing, and upholding technology risk management strategies tailored to financial services. Excelling … external stakeholder relations. Steering and supervising the clarity, management, and reporting of our client’s technology risk profile. Spearheading the advancement of risk and compliance management in tandem with technological advancements, ensuring alignment with legal, regulatory, and company standards. Setting the tone by fostering a culture of control that more »

TSA Surveying is working with an Energy Company to find a Compliance Manager to assist in the Retrofit Installation process in Social Housing properties. This will be a permanent role involving travelling to sites across London, East Anglia and the South to lead on adherence to scheme delivery … on regulations. On offer is a company car, benefits package, competitive salary, and 25 days annual leave + public holidays. The role of a Compliance Manager includes: Overseeing Retrofit Installations in Social Housing properties Liaise with Site Managers and Installers to oversee the installation of Building Fabric Measures … with PAS2030:2019 regulations to ensure Installers remain compliant with current standards. Frequent driving to a variety of sites. Ensure that there are zero compliance failures resulting from poor and inaccurate submission information. Prepare PAS2030:2019 compliance paperwork for Clients, Energy Suppliers and Accreditation Bodies every week. Having more »

COMPLIANCE MANAGER***** Robert Half is delighted to partner with a leading International bank providing banking services including traditional corporate transactions, investment banking and trading as well as consumer banking including insurance with offices based in London to find their next Compliance Manager. Role Responsibilities: To provide regulatory … To advise and work with the 1LoD to design and implement controls to meet regulatory expectations. To attend key governance committees and represent the compliance team by being able to effectively provide real time advice and effective challenge to stakeholders. To report and escalate key regulatory risks to senior … management and governance committees. To work with wider 2nd line and 3rd line assurance functions to consider regulatory risks. Provide input to compliance reporting for internal committees and external regulators. Manage a team of compliance officers ensuring the business objectives are delivered and provide guidance and support where more »

We are partnering with a leading aerospace manufacturer who are seeking a Trade Compliance Manager to join their team in Basildon. Reporting into the Head of Trade Compliance, this role will provide support, including advice and guidance, on International Trade Compliance matters in order to ensure … compliance with UK, EU, US and other Export Control laws and regulations. Responsibilities: Provide expert guidance and advice to individuals and managers across all levels within the IS&P LoB based at our Basildon facility to ensure adherence to UK and international import/export laws, encompassing regulations such … Arms Regulations (ITAR), along with internal corporate policies. Collaborate with the IS&P LoB to understand Business Winning objectives, ensuring early consideration of trade compliance aspects, timely resolution of export licensing issues, and integration of trade compliance plans into project lifecycles. Attend and support Business Winning Reviews and more »