1 to 17 of 17 Compliance Officer Jobs in England

Regulatory Affairs Officer, Compliance Officer, Pharmaceutical, COR5800 A Regulatory Affairs Officer/Compliance Officer is urgently needed to join a thriving scientific technology company in Lincolnshire. It's a great opportunity for a Regulatory Officer looking to take ownership of my clients regulatory … systems! The Role The Regulatory Officer will ensure products comply with all regulatory requirements, working closely with internal teams and external bodies. Responsible for managing regulatory systems, serving as the main contact for regulatory issues and ensuring compliance with various regulations (BPR, REACH, PPE). The Company Joining … a family-owned business providing specialised equipment and technology within the scientific industry, the Compliance Officer has an exciting opportunity to make a big difference. Having over 400 employees and an impressive global reach, the Support Engineer will be joining a company who had a huge positive impact more »

Information Compliance Officer University of Westminster Salary: £39,236- £44,617 per annum (Incl. LWA) Department/School: Strategy, Planning and Performance Location: Well Street, Central London Ref. 50051087 This post is full time and permanent, working 35 hours per week. We would consider recruiting to this post … on a part-time or flexible basis. The University has an exciting opportunity for an information compliance professional to join our supportive and welcoming team in delivering an effective information compliance framework in support of the University’s business and risk strategies. As Information Compliance Officer … Data Protection Regulations, Freedom of Information Act, Environmental Information Regulations, Privacy and Electronic Communications Regulations and other relevant legislation. As one of two Information Compliance Officer’s in the team, the successful candidate will be responsible for organising and coordinating responses under the above legislation. The post holder more »

Chief compliance officer Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP We are looking for a Chief compliance officer (SMF16) on behalf of a cross-border transactions/payments business who are about to begin the process for their FCA application. … and SEPA payments. They work on behalf of both individual and corporate clients. This role requires a candidate with: Relevant experience as a Chief compliance officer/Head of compliance within the payments industry Experience Holding the SMF16 function Great hands-on experience working alongside the FCA more »

Do you want to join a company who values and rewards their employees? Are you passionate about regulatory compliance and ensuring products meet the necessary standards? If so, join our team as a Regulatory Chemical Compliance Officer! We're seeking a dedicated Regulatory Chemical Compliance Officer … manufacturing and industrial cleaning. About the role: Providing regulatory prerequisites for our products, including SDS and label documents Collaborating with internal stakeholders to ensure compliance Preparation of material data safety sheets using company software Managing product labeling and hazard classification Validating products in compliance with national and regional … regulations Responding to customer regulatory compliance questions Monitoring legislative developments and informing management Managing priorities to meet customer and business demands Maintaining registered product regulatory compliance About You: Knowledge of EU chemical global harmonized system CLP 5+ years' experience in SDS production for the chemical industry or equivalent more »

customers at the heart of everything we do and that starts with our brilliantly different team of people. Job Description As a Data Protection Compliance Officer , you will support the Group Data Protection Officer (DPO) through the independent assurance assessment of Togethers compliance with the UK … processing business functions, to ensure successful implementation and embedding of the data protection risk processes and controls across the business. As a Data Protection Compliance Officer, we are looking for someone to: Assess and manage the impact of data protection risk, within the current business as usual process more »

Job Title: Claims and Funding Officer Location: North London Hours: Full Time (37.5 hours per week) on site Salary: £30,000 - £35,000 Benefits: 25 days holiday, bonus We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims, Compliance, and … accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. ________________________________________ Summary of Responsibilities of the Funding and Compliance Officer Check, validate, and upload data to company database systems (Aptem) in line with funding guidelines and internal processes. Manage filing duties following … managers regularly. Perform day-to-day administrative tasks as assigned by the line manager and divisional head. ________________________________________ Skills & Experience Required for the Funding and Compliance Officer Knowledge of Traineeship funding streams and ESFA guidance and rules. Proficiency in MS Office (Excel, Word, Internet/Email) and Management Information more »

business market and maintaining its upward momentum. Our team is dedicated to delivering innovative solutions and exceptional customer service. Role Overview: As an Audit & Compliance Officer at ITB Holdings, you will play a crucial role in ensuring our organisation adheres to both internal and external regulations. Your primary … staff to identify regulatory risks and ensure data is processed, understood, and distributed in line with GDPR requirements. The daily duties of an Audit & Compliance Officer include verifying the correct collection and processing of data from various sources. You will need to double-check all outgoing data, address … any irregularities, and highlight problematic departments or sites for management to address. Ensuring up-to-date and properly documented RTW and insurance compliance is also paramount. Key Responsibilities: Compiling data for audits. Monitoring compliance with regulations and internal policies. Educating employees/contractors on compliance regulations and more »

innovative solutions and exceptional customer service./p p br/p p b Role Overview:/b/p p As an Audit & Compliance Officer at ITB Holdings, you will play a crucial role in ensuring our organisation adheres to both internal and external regulations. Your primary … regulatory risks and ensure data is processed, understood, and distributed in line with GDPR requirements./p p The daily duties of an Audit & Compliance Officer include verifying the correct collection and processing of data from various sources. You will need to double-check all outgoing data, address … any irregularities, and highlight problematic departments or sites for management to address. Ensuring up-to-date and properly documented RTW and insurance compliance is also paramount./p p br/p p b Key Responsibilities:/b/p p ? ?Compiling data for audits./p p ? ?Monitoring more »

a variety of PCN operational activities with the aim of developing and improving patient care Lead in all activities required by CQC registration and compliance, provide leadership and management skills to enable the Super Partnership to meet its agreed aims and objectives and drive change within a profitable, efficient … to CQC Work with site managers, supervisors, the digital and transformation leads, PCN Work Stream leads, administrative officers and also clinicians to achieve CQC compliance and patient service requirements. Support Patient Support Service Teams (which includes ARRS Staff), digital transformation and operational activities across the PCN, to aid the … reasonably be required by the organisation. Main duties of the job The following are the core responsibilities of the PCN Operation Lead and CQC Compliance Officer.There may be on occasion, a requirement to carry out other tasks; this will be dependent upon factors such as the needs of the more »

Financial Group https://www.britannia.com/and a member of the London Stock Exchange and Dubai Gold and Commodity Exchange, ROLE DESCRIPTION The Compliance Analyst plays a vital role in supporting the compliance function within the firm. This position involves assisting in the development, implementation, and maintenance … of compliance programs to ensure adherence to regulatory requirements and internal policies. The Compliance Analyst conducts compliance monitoring, reviews trading activities, performs due diligence checks, and assists in regulatory filings and reporting. KEY RESPONSIBILITIES Performing analysis and reviews of key business data in support of the firm … s financial crime and conflicts of interest systems and controls. Perform due diligence checks on clients, counterparties, and transactions to assess and mitigate compliance risks, including conducting customer due diligence (CDD) and enhanced due diligence (EDD) processes as necessary. Collaborate with other internal teams, including legal, risk management, operations more »

GIMO with employees specialising in all aspects of Marketing, Affiliation Marketing, Development, Web Design, Content, Analysis, Software Development and Customer Service. The Role: The Compliance officer fulfilling this role will be responsible for maintaining the regulatory license obligations for the Danish Gambling Authority (DGA). The fundamental responsibility … is to ensure compliance with the licence regulations and governing legislation within the applicable jurisdiction. The officer is responsible for co-ordination, development and embedding of the Group s compliance framework within the each market whilst ensure they have consideration for commercial growth. You will be required … to oversee and manage the tasks and issues in a timely manner, and provide the necessary updates to the compliance and operations managers. You ll work with and support the business on any compliance related queries, including some day to day AML duties as designated by the Group more »

Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »

move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Compliance Risk Management. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our … clients by responsibly providing financial services that enable growth and economic progress. Team/Role Overview Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and … a manner consistent with the Citi program framework. What you will do Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Analysing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and more »

A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they … platforms of any London based hedge fund - hence why its employees find no reason to ever look externally for another hedge fund role. The Compliance Officer will assist in all aspects of compliance for the business. Working as part of a team of 3, in a flat … involved in various automation projects, within a world class team. The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best more »

protection. Role Working with the Information Security Manager, CSO and the wider Security team to build and maintain our information security management system, ensuring compliance with ISO 27001 and other standards as agreed with the Operating Board Assist with the support and implementation of the ISMS throughout the company … and techniques in order to deliver appropriate security for ourselves and our clients Work with operational staff to implement and maintain security, risk and compliance methods and tools in delivery of our projects and services to clients Under the direction of the Information Security Manager, liaise with clients and … potential clients to assist in their vendor assessments Review new application and system implementation plans for compliance with our standards and review and subsequent changes that might impact security posture Assist with Vendor assessments for our sub-contractors Assist with internal audit of ISMS procedures and work with external more »

name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team. This person ideally would have extensive experience in core compliance tasks and particular PA Dealing. Key … Skills: 8 years of Compliance experience Regulatory knowledge with regard to OBI's & PA dealing Ability to face off with senior stakeholders and investment teams Excellent communication skills more »

Job summary The post holder will be responsible for the systematic identification, recording, evaluation of risks arising from non-compliance with statutory legislation relating to buildings, plant, services and equipment and implementation of maintenance regimes to minimise the Trust exposure to those risks and identified within the Parameters of more »