1 to 25 of 30 Compliance Officer Jobs in England

Onboarding and Compliance Officer Liverpool Street Hybrid working (After 6 month probation) Up to £35,000 My client, a growing, international contract recruitment business is looking for an Onboarding and Compliance officer to join their team. The ideal candidate will have experience working within a compliance … sales teams regarding any missing, inaccurate or unconfirmed information. • Communicating both internally and externally in connection with information and outstanding documentation required for contracts, compliance and payments (i.e. missing bank details, contracts, timesheets, receipts, references etc.). • Recording and inputting details of all documentation received back from contractors (including … relevant systems. • Data entry onto any relevant and internal spreadsheets. • Data entry onto any client and internal systems/CRMs. • Basic knowledge of any compliance legislation including AWR & IR35 processes. • Checking the validity of candidates’ right to work. • Carrying out ID checks on candidates’ right-to-work documents. • Chasing more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across … UK, Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory … developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of more »

Miryco Consultants is working with a leading global insurance broker, who are looking for a Compliance Officer to join their Central Compliance Monitoring team. This is a fantastic opportunity for compliance monitoring professionals who enjoy building and developing frameworks, as well as working in a dynamic more »

Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is in growth mode and is looking for an experienced individual to help comply and facilitate that expansion. … understanding of market conduct and surveillance. Responsibilities: Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Provide Compliance guidance on an as-needed basis, especially regarding market abuse and conflicts of interest, aligning with company policies. Assist in compiling and preparing Management … Information (MI) reports related to surveillance activities and other compliance tasks. Collaborate on designing and implementing improvements to communication and trade surveillance procedures. Delivery of Compliance monitoring, with a focus on market conduct and financial crime risks. Perform assessment of market conduct and trade surveillance framework to identify more »

as we aim to become the Bank of choice for businesses wishing to transact in the African continent. Job Purpose Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. Working closely with Bank … CASS audit and following up on recommendations and exceptions identified by the external auditors. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive the minimise the risk of regulatory failure and the resultant reputational … damage. Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: Relevant qualification – Compliance qualification or LLB preferred. Minimum of 3 – 4 years of relevant industry experience. Good knowledge of the trade finance and regulatory framework. more »

dynamic environment? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the BRAC … Work: Monday to Friday 9am until 6pm (45 minutes unpaid lunch break) Salary: £25,000 to £30,000 gross per annum (Depending on Experience) Compliance Officer Requirements: A minimum of 3 years experience in a financial crime position relevant to the job description in relevant field, i.e. bank … concept of investigations and the ability to demonstrate/explain this if selected for interview Ability to multi-task, prioritise and manage time effectively Compliance Officer Opportunities: Exceptional candidates demonstrating a strong work ethic, have the exciting potential to advance within our compliance team, with the opportunity more »

Recruitment Hunters are recruiting an experienced Visa Compliance Officer for their HIGHER EDUCATION client in Central London. (CANDIDATES MUST HAVE WORKED IN A UNIVERSITY PRIOR) This role will require someone with a minimum of 1- 2 years Visa Compliance experience and Pre & Post CAS issuing experience is … essential from the Higher Education sector. Visa Compliance experience, UKVI, CAS (Pre-Post Issuing) & Tier 4 knowledge. **CAS ISSUING EXPERIENCE ** The VCO will report to the Visa & Immigration Compliance Manager, the Visa Compliance Officer will focus on the operational aspects of complying with the University's … and have a minimum of two years' experience working in a visa and immigration role in the UK Higher Education Sector. Job Summary - Visa Compliance Officer Thoroughly review CAS requests and documents, track pending documents, and communicate with students to ensure accurate and timely issuance of CAS. Collaborate more »

This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. … trade compliance regulations. This position will involve reviewing transactions and transactional documents, coordinating export authorizations, and maintaining records as required by regulations. We are looking for someone with excellent communication and collaboration skills to interact effectively with various stakeholders. You will report to the UK Export Lead. Essential Duties … and Responsibilities: Ensure legal compliance with relevant export regulations associated with the trading of export-controlled products. Identify export license requirements for domestic and international shipments accurately. Coordinate and organize the application of export authorizations with relevant licensing authorities. Review sales orders to confirm compliance with export regulatory more »

Job Title: Claims and Funding Officer Location: North London (Hybrid Office/Home Working) Hours: Full Time (37.5 hours per week) Salary: £30,000 - £35,000 Benefits: 25 days holiday, bonus We are seeking a dedicated Claims and Funding Officer to provide essential administrative support to our Claims … Compliance, and Quality teams. This role is crucial for checking and validating all contractual evidence in accordance with funding and awarding body frameworks (e.g., Ofsted, ESFA) and ensuring adherence to contractual claims deadlines. ________________________________________ Summary of Responsibilities of the Funding and Compliance Officer • Check, validate, and upload data … managers regularly. • Perform day-to-day administrative tasks as assigned by the line manager and divisional head. ________________________________________ Skills & Experience Required for the Funding and Compliance Officer • Knowledge of Traineeship funding streams and ESFA guidance and rules. • Proficiency in MS Office (Excel, Word, Internet/Email) and Management Information more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team. This person ideally would have extensive experience in core compliance tasks and particular PA Dealing. Key … Skills: 8+ years of Compliance experience Regulatory knowledge with regard to OBI's & PA dealing Ability to face off with senior stakeholders and investment teams Excellent communication skills more »

customers at the heart of everything we do and that starts with our brilliantly different team of people. Job Description As a Data Protection Compliance Officer , you will support the Group Data Protection Officer (DPO) through the independent assurance assessment of Togethers compliance with the UK … processing business functions, to ensure successful implementation and embedding of the data protection risk processes and controls across the business. As a Data Protection Compliance Officer, we are looking for someone to: Assess and manage the impact of data protection risk, within the current business as usual process more »

A leading global Hedge Fund are looking to make a key Compliance hire. The firm have achieved excellent performance and they continue to rapidly expand, growing in both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they … platforms of any London based hedge fund - hence why its employees find no reason to ever look externally for another hedge fund role. The Compliance Officer will assist in all aspects of compliance for the business. Working as part of a team of 3, in a flat … involved in various automation projects, within a world class team. The ideal candidate will have at least 4 years of experience in a generalist compliance role, as part of a buy-side firm. The role offers a fantastic opportunity to take a step up into one of the best more »

Our client is a market leading global electronic trading and financial services firm. They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Key Responsibilities: · Advise on compliance requirements more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance … Job Summary This is a new role where the successful candidate will provide vital administrative support to the Information Access Team (IAT) in the Compliance and Assurance (C&A) Pillar within Counter Terrorism Policing Headquarters (CTPHQ) to ensure that statutory deadlines are met. The Unit manages Freedom of Information … processing of these requests within the statutory deadline. This will entail liaising regularly with these SO units and providing advice and guidance to ensure compliance, where necessary Therefore, it is expected that you will have a basic understanding of these Acts and the General DataProtection Regulations (GDPR). This more »

flexible working to all. Our individual impact and output is what counts most. About The Role This is an exciting opportunity for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all … profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting; Supporting the Chief Risk & Compliance Officer with the rollout of more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management … Framework, managing the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA … Regulations/Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

GIMO with employees specialising in all aspects of Marketing, Affiliation Marketing, Development, Web Design, Content, Analysis, Software Development and Customer Service. The Role: The Compliance officer fulfilling this role will be responsible for maintaining the regulatory license obligations for the Danish Gambling Authority (DGA). The fundamental responsibility … is to ensure compliance with the licence regulations and governing legislation within the applicable jurisdiction. The officer is responsible for co-ordination, development and embedding of the Group’s compliance framework within the each market whilst ensure they have consideration for commercial growth. You will be required … to oversee and manage the tasks and issues in a timely manner, and provide the necessary updates to the compliance and operations managers. You’ll work with and support the business on any compliance related queries, including some day to day AML duties as designated by the Group more »

Information Officer - Compliance & Assurance Counter Terrorism Policing HQ The starting salary is £33,348, which includes allowances totalling £2,841. The salary is broken down as £30,507 basic salary, which will increase annually until you reach the top of the scale £32,639. Plus, a location allowance more »

sustainability, and innovation. Specialising in importing premium products, they serve a diverse clientele across the globe. They are seeking a skilled Customs and Trade Compliance Officer to join our team in line with growth and the increasing complexity of global trade regulations. Your new role The Customs and … Trade Compliance Officer will play a critical role in ensuring that all their product import activities comply with national and international customs regulations and trade laws. This position requires a meticulous and proactive individual who can navigate the complexities of customs procedures, trade compliance, and regulatory requirements … efficiently. Key Responsibilities: Customs Compliance: Ensure all import transactions comply with national and international customs laws and regulations. Prepare, review, and submit all necessary customs documentation required for the clearance of imported products. Trade Compliance: Stay abreast of changes in trade policies, agreements, and regulations that may affect more »

flexible working to all. Our individual impact and output is what counts most. About The Role This is an exciting opportunity for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of … the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all … profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting; Supporting the Chief Risk & Compliance Officer with the rollout of more »

We are looking for an Information Compliance Officer to join our Parliamentary Knowledge and Information Office at the House of Lords. This is an exciting opportunity for someone with good knowledge of data protection legislation and experience of handling FOI/EIR requests, who is keen to use … their expertise to advise and support multiple stakeholders. The work that you do will ensure compliance with legislation and best practice, through your contribution to relevant policies, processes and sharing of knowledge with others. This is an opportunity to work on a hybrid basis where you will be able … policies and procedures on information security issues and the accreditation of ITsolutions, in liaison with the Information Security Team and House of Commons Information Compliance Team - supporting the Head of Information Compliance in completing Data Protection Impact Assessments (DPIAs) for projects and IT solutions that are processing personaldata. more »

advising them of deadlines by which they must complete their training and advising the Temporary Staffing Manager on workers that have fallen out of compliance for suspension, as per Trust policy. Develop and maintain well working relationships with temporary staff, managers and clinical and non-clinical leads, to ensure … to ensure that training mapping activity takes place acting as subject matter expert for Temporary Staffing in training related matters. Taking ownership of the Compliance mailbox ensuring emails are dealt with promptly and accurately. To analyse gaps and areas of low compliance and take appropriate action with Temporary … to work as part of team in a demanding fast pace environment Desirable Experience of advising on NHS staff terms with a view of compliance Experience of working in Temporary Staffing Service Personal Qualities Essential Ability to advise Trust managers and staff on the relevant policies and procedures pertaining more »

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial … institutions. Main Focus or role: To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and … applicable standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as more »

Job summary The post holder will be responsible for the systematic identification, recording, evaluation of risks arising from non-compliance with statutory legislation relating to buildings, plant, services and equipment and implementation of maintenance regimes to minimise the Trust exposure to those risks and identified within the Parameters of more »