London, England, United Kingdom Hybrid / WFH Options
AXA Funds Management
Operational DueDiligence Analyst 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help … our clients, our people and the world to prosper. As a future Operational DueDiligence Analyst, you will report to our Senior Operational DueDiligence Analyst, and you will be part of AXA IM Prime. DISCOVER your opportunity The Operational DueDiligence Analyst will … work within the existing Operational DueDiligence team. This role primarily involves performing initial and ongoing monitoring reviews of the external managers across the AXA Prime platform. AXA Prime invests and advises in private debt, hedge fund, private equity, and infrastructure funds and strategies through their external managers more »
Birmingham, England, United Kingdom Hybrid / WFH Options
Elevate
to fee earners who are engaging clients. As a Client Onboarding Coach you will play a pivotal role in ensuring team members complete client duediligence and conflicts checks in line with all legal and regulatory requirements and internal policy and procedures. Reporting to the Training and Competency … quality assurance checks, provide technical training, and competency accreditation to members of the Client Onboarding teams. The role will cover activities relating to client duediligence and/or conflicts. Key Responsibilities/Accountabilities: Accreditation and Quality Framework Develop, maintain and implement a client duediligence … of the Client Onboarding Department are signed off as competent and technically skilled to meet legal, regulatory and internal policy requirements when conducting client duediligence and conflict checks. Quality Assurance Undertake quality assurance of client duediligence and/or conflicts checks in line with more »
Manchester office . To complete quality assurance checks , provide technical training , and provide competency accreditation . The role involves ensuring team members complete client duediligence and conflict checks in compliance with legal and regulatory requirements. Desired Skills and Experience In-depth technical knowledge, skills, and experience in … practically applying the legal and regulatory requirements relating to client duediligence and/or conflicts in a law firm for both domestic and international individual and business clients. Detailed knowledge and practical application in a law firm of SRA Standards and Rules relating to Conflicts and Financial … across the business. Approachable, capable of forming strong working relationships, and can work collaboratively within the team and with other colleagues. Knowledge of client duediligence software such as Smart Search, World Check, or other software providers. Knowledge of 3e Knowledge of regulatory requirements for other professional industries more »
Birmingham office . To complete quality assurance checks , provide technical training , and provide competency accreditation . The role involves ensuring team members complete client duediligence and conflict checks in compliance with legal and regulatory requirements. Desired Skills and Experience In-depth technical knowledge, skills, and experience in … practically applying the legal and regulatory requirements relating to client duediligence and/or conflicts in a law firm for both domestic and international individual and business clients. Detailed knowledge and practical application in a law firm of SRA Standards and Rules relating to Conflicts and Financial … across the business. Approachable, capable of forming strong working relationships, and can work collaboratively within the team and with other colleagues. Knowledge of client duediligence software such as Smart Search, World Check, or other software providers. Knowledge of 3e Knowledge of regulatory requirements for other professional industries more »
Sheffield office . To complete quality assurance checks , provide technical training , and provide competency accreditation . The role involves ensuring team members complete client duediligence and conflict checks in compliance with legal and regulatory requirements. Desired Skills and Experience In-depth technical knowledge, skills, and experience in … practically applying the legal and regulatory requirements relating to client duediligence and/or conflicts in a law firm for both domestic and international individual and business clients. Detailed knowledge and practical application in a law firm of SRA Standards and Rules relating to Conflicts and Financial … across the business. Approachable, capable of forming strong working relationships, and can work collaboratively within the team and with other colleagues. Knowledge of client duediligence software such as Smart Search, World Check, or other software providers. Knowledge of 3e Knowledge of regulatory requirements for other professional industries more »
Canepa Global Managers is seeking an analyst with broad experience of investment management operations/operational duediligence to undertake a key role in a growing oversight/value creation function working closely with the COO, finance and investment teams. The role will have broad responsibility for a … variety of tasks relating to ongoing duediligence, governance and value creation within the existing portfolio of investment management companies and prospective investments and exposure to all aspects of CGM's business and investment processes. Core Responsibilities Portfolio Companies Operational review/support of existing portfolio Conduct annual … operational duediligence on current portfolio of investment managers across asset classes (including private markets). Scope includes current operational framework versus best practices, operational change (e.g. service providers) and incidents Assist in setting operational goals/expectations for managers and advise on best practices. Track performance against more »
company through a pivotal phase, providing expert guidance and strategic insight during exit processes. The ideal candidate will possess a strong background in Financial DueDiligence (FDD), Vendor DueDiligence (VDD), and Financial Modeling. Responsibilities Conduct comprehensive Financial DueDiligence (FDD) and Vendor DueDiligence (VDD) assessments to ensure accuracy and transparency in financial reporting. Develop and maintain sophisticated financial models to evaluate potential exit scenarios, assess valuation metrics, and optimize outcomes. Collaborate closely with cross-functional teams including finance, legal, and executive leadership to streamline exit processes and drive strategic decision … guidance on complex financial matters and market trends. Requirements ACA/ACCA/CIMA qualified or equivalent. Proven track record of success in Financial DueDiligence (FDD), Vendor DueDiligence (VDD), and Financial Modeling within the tech sector or related industries. Strong analytical skills with the more »
Leading Alternatives Funds Business seeking a VP Operational DueDiligence to join their team in London. Key Responsibilities GP Operational DueDiligence A . Complete the assessment and monitoring of GP Operation Risk B . GP Operation Risk assessment is a desk-based review to assess … ESG, Ops etc) 5. Monitoring Requirements c. Advance the established process as a result of feedback and findings of the reviews Operating Company Operational DueDiligence A . Focused on Real Estate but possible requirements for other “Direct” assets B . Focused on outsourcing of core duediligence but requirement to instruct, digest and recommend actions as a result C . Very much in learning mode as to requirements and best practice. Day-to-day management of the Operational DueDiligence team direct reports Skills/Experience Required • Experience of completing Operational Duemore »
opportunity for you to build on your current KYC and Sanctions Screening skillset and develop your experience within the Insurance Market. Duties: Undertaking client duediligence checks and determining the nature and level of duediligence required. Facilitating the onboarding process for new customers. Check that … Regulatory Checking database to establish if there are reputational or sanction related issues. Ensure that during the process, any identified ‘High Risk’ cases from duediligence and sanctions activities are escalated to management Advising the business day-to-day as required on policy application and interpretation – e.g. customer … duediligence requirements. Assist with specific departmental projects as required. Adhere to company and regulatory policies, procedures together with mandatory training requirements. Experience: Previous experience within a DueDiligence/KYC/Compliance environment within the London Insurance Market. Knowledge and use of sanction checking software more »
pivotal role in supporting the Corporate Compliance Manager in managing compliance risks within the Group. This role will involve ensuring timely completion of counterparty duediligence and periodic reviews, as well as ensuring compliance with key regulations such as the UK Bribery Act, General Data Protection Regulation (GDPR … work closely with front office personnel, assist in developing new reporting methods for senior management, and actively contribute to committee meetings. Key Responsibilities: Conduct DueDiligence: Utilise various third-party and internal databases to conduct duediligence on counterparties. This includes identifying the nature of an … compliance practices. Administrative Tasks: Provide support for all compliance matters and undertake day-to-day administrative tasks related to compliance activities. Monitoring Alerts: Clear duediligence monitoring alerts on a daily basis to ensure timely resolution of potential compliance issues. Regulatory Updates: Stay abreast of regulatory and commercial more »
law enforcement agencies and private organisations, in identifying and investigating integrity threats to their organisations and jurisdictions. R&I specialises in providing a robust duediligence programme through vetting individuals and entities, as well as providing intelligence and investigative support to combat doping, online abuse, misconduct, fraudulent behaviour … will be responsible for contributing to all aspects of Sportradar’s intelligence and investigation activity. The role demands a dedicated, forward-thinking intelligence/duediligence professional who will thrive working in a ground-breaking and fast-paced company. RESPONSIBILITIES: Lead and conduct duediligence products … approach Collect, analyse and evaluate sensitive information and datasets Perform advanced Open Source Intelligence (OSINT) research and analysis in order to support investigations and duediligence projects Produce a variety of intelligence products, including both short and extensive written reports Develop and maintain intelligence holdings and datasets Contribute more »
the right amount of Market research and analysis. Interested candidates please share your profiles. Job Description: 1. Investment Analysis: Conduct comprehensive financial analysis, including duediligence, financial modelling, and valuation assessments, to evaluate potential investment opportunities. Assess the attractiveness and viability of target companies, considering industry trends, competitive … and potential investors. Support negotiations, deal structuring, and transaction documentation. Coordinate with legal, tax, and other external advisors to ensure smooth deal execution 3. DueDiligence: Conduct thorough duediligence on target companies, including financial, operational, and legal analysis. Evaluate the company's financial statements, business … investment bank or Private Equity/Venture Capital/M&A Advisory/firm. 2. Strong financial analysis skills, including financial modelling, valuation and duediligence preferably in high growth industries like: Healthcare/E-Commerce/Internet and Services/Fintech 3. Advanced proficiency in Excel, financial more »
leading ESG/sustainability consultancy Your new role Project Delivery:Collaborate with international project teams and advisors to manage and support the delivery of duediligence (ESG and EHS) and ESG/sustainability projects.Ensure tasks are completed on time and within budget, contributing to project success. Technical Expertise … solutions for our clients. What you'll need to succeed 2 to 15-years' experience in a related position (ESG advisory, ESG/EHS duediligence, financial services consulting) Bachelor's degree in a relevant field (e.g., environmental science, sustainability, business).Experience working with, or in, private equity … corporates or the financial services sector. Understanding of the duediligence process and demonstrable experience in managing duediligence projects Passion for creating a more sustainable future. Technical knowledge of sustainability topics, key ESG standards and frameworks and latest developments in the ESG and sustainable finance more »
exceptional value to our portfolio companies and investors. Position Overview: We are seeking a highly skilled and experienced Senior Manager to join our Technology DueDiligence practice. In this role, you will play a key leadership role in assessing the technological aspects of potential investment opportunities, providing strategic … insights, and driving value creation initiatives within our portfolio companies. Key Responsibilities: Lead and manage technology duediligence engagements for potential investments, including assessing technology infrastructure, software, intellectual property, cybersecurity, and IT strategy. Collaborate closely with investment teams and other stakeholders to evaluate the technological risks, opportunities, and … synergies associated with potential transactions. Conduct in-depth analysis and duediligence assessments to identify key drivers of value and potential areas for improvement within target companies. Develop comprehensive duediligence reports and presentations highlighting key findings, recommendations, and actionable insights for senior leadership and investment more »
Greater London, England, United Kingdom Hybrid / WFH Options
Buckden Partners
of a small credit operations team, your main responsibilities will include: Risks associated with the issuance of facility documentation, sign-off of pre-completion duediligence, processing of build payments, and release of security are properly monitored and mitigated; Ensuring that credit business is processed in an efficient … times to the Front Office lending teams. Responsibilities Credit Risk Check credit applications for accuracy, completeness and compliance with Credit policy. Undertake pre-completion duediligence that has been completed by the Lending Teams, including the checking and verification of reports produced by the Bank’s professional Advisors. … been drafted in accordance with relevant approvals and terms. To mitigate the risk of breaches of lending parameters, approved facility limits, and credit and duediligence procedures by way of thorough checking and monitoring. To monitor and advise on the management of interest payment arrears and expired loans. more »
to the Laser Digital platform. Your role will also include assisting on all KYC activities taking place across the first line such as ongoing duediligence and screening. As this is a client facing role, you will be comfortable liaising with clients to obtain the relevant documentation. Internally … you will be dealing with a number of teams including Sales, Compliance, Risk, Legal and Operational teams. In addition to this any duediligence updates to clients throughout the lifecycle such as Periodic Reviews will also need to be conducted. This is a entry level role for someone … policies and risk appetite. Perform KYC, PEP and Adverse News Screening. Review findings and determine proposed risk assessment and escalation where required. Conduct initial duediligence in line with policies and procedures Escalate issues to the Client Onboarding Lead and the Compliance team Work closely with Sales and more »
Design, Content, Analysis, Software Development and Customer Service. THE ROLE : The responsibilities of this role are to perform core AML/CTF and Customer duediligence, PEP, Sanctions and associated compliance tasks as well as financial crime risk assessments of new and existing customers, to help secure compliance … Gambling (SG) Manager. The role is to be performed across the MGA – [The Malta Gaming Authority ] market. Duties and Responsibilities: Timely, efficient, and accurate DueDiligence (DD) checks of new and existing customers, ensuring records are accurate in all systems and that supporting documentation is scanned and filed … Person Specifications: Experience of AML within a regulated sector within iGaming/Online Casino Industry , KYC analysis of clients and understanding of the customer duediligence process. Experience in communicating with customers via Phone and Email (in English) is essential. Knowledge of the Money Laundering Regulations within the more »
Working closely with the Governance team. * Support the Delegated Authority Manager and where directed take ownership with maintaining delegated claims authority relationships from a duediligence perspective across divisions including Lloyds in a professional, timely and fair manner. * Undertake pre-approval and duediligence reviews and … Ensure that delegated claims bordereaux meets minimum requirements and any bordereaux uploads to systems takes place in a timely manner. * Ensure the delegated claims duediligence practices are in adherence to the appropriate internal claims manuals and processes. Feed into any reviews of policies and procedures as directed. more »
such as asset pricing, demand forecasting, sentiment analysis, and other machine-learning techniques for pattern recognition and statistical modeling. You may also participate in duediligence analyses of future investments, or evaluate 3rd party solutions and cloud-based tools for client adoption. Cerberus Capital Management (CCM) is a … applications Generate analytical reports to track adherence of client processes to business strategy Apply statistical methods to predict future client business outcomes Participate in duediligence of investment proposals as a Technology expert Evaluate 3rd party solutions for functionality, quality and applicability to client use cases. Requirements: 6+ … and Advisory Company, LLC (COAC) , employs world-class operating executives to support Cerberus’ investment teams in the following areas: sourcing opportunities, conducting highly informed duediligence, taking interim management roles, monitoring the performance of investments and assisting in the planning and implementation of operational improvement initiatives at Cerberus more »
high-profile mergers and acquisitions, supporting helping clients navigate complex deals and achieve their strategic goals. Successful candidates will be able to lead technology duediligence engagements, as well as winning and developing relationships with key accounts. I am looking for top performing individuals with the following background … Strong experience in M&A advisory role Hands-on experience with technology, and an expertise or understanding of duediligence Experience of working with Private Equity clients and with CxO level client stakeholders Ability to commercialize business and drive growth. Candidates must have the right to work in … the UK Key words: M&A, duediligence, technology, IT Opex/Capex, synergy assessment, IT Carve-out, private equity, management consulting more »
with clients and management on a regular basis and providing support with investor and management presentations. Preparation of proposal documents, drafting and assisting with duediligence and incorporating duediligence findings into valuation materials and financial models. Supporting senior bankers' marketing initiatives by co-ordinating the more »
/or Advisory Boards and strategic proposals for new initiatives Leading on continuous improvement activities across the team and drafting work instructions as appropriate Duediligence, contracting and portfolio management Undertaking duediligence of funding proposals, including reviewing the scientific, technical and clinical rationale, analysis of more »
Potters Bar, Hertfordshire, South East, United Kingdom Hybrid / WFH Options
Canada Life Group (UK) Ltd (The)
meets the requirements as set out in the Fitness and Probity standards issued by the Central Bank. This requires the company to complete prescribed duediligence to assess the appointee's fitness and probity. Further details on this duediligence process are available from Human Resources. more »
and commissioning Supporting all aspects of translational funding, including scoping potential call themes Support Programme Leads, Assistant Directors and the Head of Business Development Duediligence, contracting and portfolio management Undertaking duediligence of funding proposals Negotiating funding agreements for projects r Managing a portfolio of more »
accordance with the firms policies and regulatory requirements. Conducting and recording outcomes of risk assessments on new and existing clients and gathering CDD (Customer DueDiligence) and in appropriate matters EDD (Enhanced DueDiligence) documentation. Conducting and recording outcomes of searches and analysis related to AML more »