1 to 11 of 11 Head of Compliance Jobs in England

Do you have compliance experience, and are you seeking a new job in Sittingbourne Kent? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16/SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance. You ... more »

Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering … the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue and exchange matters. To manage the day-to-day operation of the CFE Compliance department, including budgets, hiring and performance management. Key Responsibilities: Risk Management Manage the delivery of an annual … Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed on a timely basis. Have more »

Shape the Future of Digital Finance as Head of Compliance Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you Black Swan Group is thrilled to represent a pioneering … client in the digital assets space, seeking a visionary Head of Compliance to join their dynamic team. Position: Head of Compliance Digital Assets Platform Why Join Us? Cutting-Edge Digital Assets: Be at the forefront of the digital revolution Join a trailblazing platform … that's reshaping the way the world engages with digital assets, backed by the regulatory strength of the Financial Conduct Authority (FCA). Innovative Fintech Culture: Immerse yourself in a culture of innovation and technological advancement. Contribute to the development of groundbreaking solutions in a company that more »

for checking out our vacancy, we're delighted you want to learn more about Dechra. Dechra are a growing, global specialist within the world of veterinary pharmaceuticals. Our expertise is in the development, manufacture, marketing and sales of high quality products exclusively for veterinarians worldwide. Here at Dechra … our values are embedded within our culture and thrive within our family of almost 2000 colleagues globally. From manufacturing to marketing, ( D )edication, ( E )njoyment, ( C )ourage, ( H )onesty, ( R )elationships and ( A )mbition are at the heart of our everyday operations and the way we do business. … Opportunity Dechra Pharmaceuticals are looking for an experienced auditing professional to join our manufacturing division on a remote basis. Support the GxP and Regulatory compliance of Dechra Products by developing audit systems which will ensure process and product compliance with applicable GMPs/GDPs throughout the product more »

Exclusive: Part Time UK Head of Compliance & MLRO IFA or Wealth Management Experience Required Exclusive: Part Time UK Head of Compliance & MLRO IFA or Wealth Management Experience Required Ref: 4022G2 We have been appointed by our Client, a Global Wealth Manager, who are looking … to hire a UK Head of Compliance & MLRO holding SMF16/17 to oversee their small UK branch business. Reporting to the CEO and Board, duties will include; Perform the SMF16 role of the business including remaining current with all relevant regulatory changes that impact the … business and ensuring the business and senior management remain abreast of their obligations. Provide support, guidance and advice to the Board, Managers and colleagues to support and facilitate a strong compliance framework and culture, ensuring open and effective communication and resolution of compliance issues. Review existing more »

Description: Job Title: H e a d o f F i n a n c i a l C r i m e Risk & Compliance B u s i n e ss C o n t r o l a n d O v er s i g h … t C B & IB Corporate Title: Managing Director Location: New York, NY Overview The CB/IB Financial Crime Risk and Compliance Business Control Oversight (FCR&C BCO) unit sits within Deutsche Bank's CB IB Operations and Controls with the FCR&C BCO Head of reporting … directly to CB/IB MB Board member. The FCR&C BCO unit has mandate to provide a CB/IB Center of Excellence for strengthening 1st Line of Defense (LOD) FCR&C risk ownership through expert frameworks, controls, assurance, training, culture, and consequence management with subject matter more »

Do you have Deputy Head of Compliance experience, and are you seeking a new hybrid job? Our client is looking for a Deputy Head of Compliance (Investment Mgt/Financial Services background with retail clients experience) in London Mayfair, and the remote role comes … with an attractive salary package £80k-£100k + package including Bonus, Share options, Pension etc… As a Deputy Head of Compliance , you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation. If … you were already in this Deputy Head of Compliance role, here are some of the areas you would have been working in this week: Developing, implementing and maintaining our compliance framework, policies and procedures, including CASS compliance Monitoring and reporting on our compliance more »

Niyaa people are looking for a Head of Assets and Compliance , to join a Birmingham based housing association. Reporting into the Executive Director, you will help develop the newly formed Asset Management and Investment team. This exciting opportunity comes with outstanding development opportunities, and is perfect for … a self-motivated and forward thinking individual. Head of Asset and Compliance Birmingham £65,000 - £70,000 (Plus £3,500 Car Allowance) Permanent Why Join? Competitive starting salary £3,500 Car allowance 34 Days Annual leave - Including the option to buy and sell days Flexible and Hybrid … Working Learning and development opportunities Peoples Pension Contribution Birthday Leave Gym Flex Health Cash Plan As the Head of Assets and Compliance you will Develop and implement the Asset Management programmes Oversee the delivery of a cost-effective strategy Manage the assets and portfolio to ensure more »

We are delighted to be recruiting for the position of Head of Housing Assets and Compliance. This pivotal role, reporting to the Executive Director, is responsible for the implementation of our clients Asset Management Strategy, Building Safety & Compliance Programmes. The successful candidate will lead the … development and implementation of our clients Housing stock investment programme, ensuring the safety and compliance of all properties under the company's portfolio. The Role: As Head of Assets and Compliance, you will: Provide clear leadership to the Asset Investment, Compliance and Safety … team Lead the team in maintaining, investing in, and ensuring compliance of the organisation's assets Develop and implement the stock investment programme Oversee key service functions including planned maintenance, capital investment, contracts, building safety, and compliance Prepare and present management reports and KPI's to the more »

Do you have compliance experience, and are you seeking a new job in London Mayfair? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16/SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance. You will also monitor and report on compliance status, identifying and addressing any areas of non-compliance or potential risk. In your first few weeks … in this Head of Compliance role, you can expect to: Develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance Provide guidance and support to other departments to ensure they understand and adhere to regulatory requirements and industry best practices Keep up more »

Do you have compliance experience, and are you seeking a new job in Sittingbourne Kent? Deerfoot IT Recruitment is looking for a Head of Compliance MLRO (SMF 16/SMF17), and the role comes with an excellent salary £90k-£120k and benefits package. As a Head of Compliance MLRO, you will develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance. You will also monitor and report on compliance status, identifying and addressing any areas of non-compliance or potential risk. In your first few weeks … in this Head of Compliance role, you can expect to: Develop, implement and maintain our compliance framework, policies and procedures, including CASS compliance Provide guidance and support to other departments to ensure they understand and adhere to regulatory requirements and industry best practices Keep up more »