26 to 30 of 30 MiFID Jobs in England

investment bank is seeking 3x Senior Business Analysts to join a team, supporting the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience of EU/UK … MIFIR/MIFID II, MAR, and EMIR Implemented MIFID/R in large/Tier 1 banks (preferably in Markets businesses) with practical, BAU experience Extensive knowledge of transparency and reporting regimes and how they translate into controls Participated in relevant industry forums and monitored changes/developments to relevant … EU/UK MIFIR/MIFID II standards Understanding of controls vs processes, and what constitutes a good control Conducted gap analysis of control environment for regulatory compliance Ability to interpret rules based on facts and provide opinions Developed regulation artifacts (e.g., Policy, Standards, procedures) and overseen implementation Extreme attention more »

and Financial Services experience - Working knowledge and project/project experience with Market Risk, Credit Risk and Trade Surveillance - Position Limit Monitoring experience (Exchange, MiFID and CFTC0 - Understanding of data systems and large data sets - Data tools and languages knowledge (SQL, PowerBi, SSAS and Powershell) For more information and a more »

Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries investigating more »

Advisor (IFA) environment with comprehensive knowledge of retail investment products. Familiarity with SIPP providers, permitted investments, and specialist funds. Understanding of industry legislation, including MiFID II, GDPR, and AML. To apply for this exciting opportunity, submit your application today. If your profile aligns with our criteria, one of our specialist more »

pipelines Outstanding written & verbal communications skills Highly advantageous: Understanding of futures (especially LME), options or other exchange traded derivatives Experience of regulatory reporting (eg MIFID, EMIR) Advantageous: REST API experience including deployment, security and orchestration Web frameworks (eg React, Knockout and JQuery) Windows Forms (WinForms) and WCF Azure DevOps for more »