76 to 100 of 147 Regulatory Change Jobs in England

Permanent/Full time Hours : 8.30 am - 5.00 pm Benefits : Competitive If youre passionate about data protection and dedicated to supporting schools in meeting regulatory requirements, wed love to hear from you. This role can be either home or office-based with the expectation of travelling to schools when … regarding data management, usage, and protection. This multifaceted role encompasses both external client support and internal compliance. You will be responsible for advising on regulatory obligations, conducting assessments, delivering training, and managing policy libraries. Additionally, ensuring companywide GDPR compliance, collaborating with IT Teams to enhance security, and fostering strong … relationships across the company. This position requires adeptness in handling data breaches, supporting regulatory changes, and promoting data protection objectives through various channels. Our ideal candidate will be passionate about data protection, dedicated to delivering exceptional service and driven by a desire to make a positive impact in the more »

lifecycle, adhering at all times to the Product Process Manual and Product Lifecycle Management (PLM) requirements. Project management . Scope and design implementation of regulatory change, and any associated product changes, using effective project management tools to identify and document key milestones and deliverables, capture actions and issues … their launch including continued meeting of customer needs. Product technical support . As a fund domicile/vehicle/platform/asset class or change owner, direct and deliver product technical support on matters such as regulation, tax, customer channels, registrations, disclosures and operational items on both an on … changes that affect their own and Product’s effectiveness or that will require significant input. Competitors and industry. Review analysis of customer, industry and regulatory activity to assess where strategic new fund launches or strategic fund changes are required to inform proposition design and deliver enhancements, developments and changes more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

Manager will work closely with the Front Office Portfolio Management team acting as part of the First Line of Defence, ensuring appropriate Investment and Regulatory compliance across Investment Products and Portfolios, and constructing and maintaining relationships with important stakeholders to achieve this. The Product Risk Manager will require Wealth … Product Risk Manager will commit and prepare analysis on areas of financial regulations when required by the business and will apply their own compliance regulatory knowledge in the improvement of existing offering as well as representing the UK in regulatory change projects. The Product Risk Manager will … for the Wealth Management products and business. The Candidate 3-5 years minimum Experience in Product Governance, Risk Management Compliance, Investment Monitoring or Compliance regulatory change within Wealth Management or Private Banking is ESSENTIAL A good understanding of wealth management or private banking products. Great communication skills both more »

with the client – but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Analysing the potential impact on the business of recommendations and creating business cases, Planning … services to the business to help them develop business requirements and design (including mock-ups, wireframes, use cases, demos, mock data etc), Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs … experienced in dealing with multiple pension products and platforms. Previous experience working with large UK pension providers. Experienced in delivering large scale (multi-million) change delivery projects in Life and Pensions sector. Regulatory change experience highly required. Highly numerical as this project will be looking at charges more »

access to them. To find out more about Ethypharm, visit http://www.ethypharm.com and follow us on LinkedIn. We are recruiting for a Regulatory Affairs Manager - EU. The role reports to Director of Regulatory Affairs and is based in our offices near High Wycombe managing a small … team. This role is responsible for regulatory efforts for EU and UK products, particularly post-Brexit, where the Marketing Authorisation Holder (MAH) is Ethypharm SAS, France, while regulatory responsibilities remain under this role. The primary objective is to effectively fulfil MAH responsibilities for ESAS and other Ethypharm group … entities concerning the UK portfolio. Key responsibilities Portfolio Management : Specialise in managing regulatory affairs for EU products within Ethypharm portfolio, ensuring adherence to relevant regulations and standards. Gap Analysis : Conduct thorough assessments of Marketing Authorisation (MA) versus manufacturing documents to identify and address any discrepancies. New MA Applications : Lead more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

and external stakeholders. Foster and nurture relationships with clients, industry experts, and key stakeholders to cultivate new business opportunities. Keep abreast of industry trends, regulatory changes, and market developments pertinent to asset and wealth management. Requirements : Bachelor's degree in finance, economics, or a related field. Possession of an more »

for clients and internal stakeholders. Spearhead deal structuring, negotiation, and documentation to ensure seamless transaction closures. Remain abreast of industry trends, market developments, and regulatory changes impacting the Metals and Mining sector. Qualifications: Bachelor's degree in Finance, Economics, or related field. Extensive understanding of M&A processes and more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

for developing and implementing compliance training programmes and monitoring their effectiveness. In addition, you’ll perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business and recommending appropriate responses. You’ll have gained previous experience in a Compliance experience within an investment more »

NIST, CIS-20, COBIT-5 Knowledge of relevant regulations, i.e. DORA, Outsourcing, ESMA, etc. Previous experience in supporting or delivering of large scare regulatory change initiative Experience with contract review of information security schedules and terms Knowledge of financial markets, FMIs and CSD operations is an advantage Knowledge more »

Lead specific research and analysis projects to better understand client needs and behaviors that enable better business decisions and outcomes, or in support of regulatory reports. These efforts will include, but not be limited to: identifying product development opportunities arising from medium to long term macro market trends evaluating … regulatory changes and the potential threats/opportunities to ICE's global derivative markets analyzing the evolution of market architecture and infrastructure, identifying growth opportunities Collaborate and maintain relationships with key stakeholders across ICE exchanges, including senior management, sales & business development teams, market experts, business analysts, developers, with a more »

meetings and presentations, helping to articulate the firm's capabilities and insights related to the healthcare industry. Industry Research: Stay informed about industry developments, regulatory changes, and emerging trends affecting the healthcare sector. Contribute to the creation of thought leadership pieces and reports regarding healthcare market dynamics, innovations, and … investment opportunities. Team Collaboration: Collaborate with cross-functional teams, including legal, compliance, and operations, to ensure successful deal execution and adherence to regulatory requirements. Assist senior team members in various tasks and projects as needed, supporting a seamless workflow and efficient operations within the team. Qualifications: Bachelor's degree more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

share in the Europe region by attracting new clients. Identify and prioritise target markets, segments, and opportunities for expansion, taking into account market dynamics, regulatory landscape, and competitive intelligence. Lead end-to-end business development activities, including market analysis, opportunity assessment, partner identification, negotiation, and deal closure. Collaborate closely … sales, compliance, operations and others to ensure alignment of business objectives and successful execution of initiatives. Stay abreast of industry trends, market developments, and regulatory changes to anticipate opportunities and challenges, and adapt the business development strategy accordingly. Provide regular updates, reports, and insights to senior management on business more »

and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players. Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships. Requirements: A minimum of 10 years of relevant experience in mergers … A deals, demonstrating strong financial acumen and analytical skills. Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations. Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results. Excellent communication and negotiation skills, enabling more »

all applicable customs and trade regulations while maximize feasible savings for the business. The position is responsible for monitoring key industry developments, legislative, and regulatory changes affecting the businesses, assess impact and represent the client in various Trade Associations to ensure their interests are represented. The position will also … compliance personnel and will also support the Global Supply Chain with all departmental goals and objectives. Responsibilities Monitors regional key industry developments, legislative, and regulatory changes affecting the internal business units, assess impact and represent the client in various Trade Associations to ensure their interests are represented. Implement Global more »

assessments, audits, and compliance reviews to evaluate the effectiveness of security controls and identify areas for improvement. Stay abreast of emerging threats, vulnerabilities, and regulatory changes in the cybersecurity landscape, and proactively adapt security strategies and controls as needed. About you: Experience in working with third party vendors. Excellent … A collaborative cyber security professional, adept at working cross- functionally and an ability to influence and mentor team members. Proven track record of driving change and transformation within a business. Expertise in identifying and mitigating system vulnerabilities. E: j.bhard@locke-mccloud.com Locke & McCloud are the UK’s leading cyber more »

enable strategic objectives. Your responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Excellent written and verbal communication, capable of summarising complex regulatory information into concise, accessible, and useful formats Proactive and independent, capable of performing duties with minimal supervision or push Displays logical sound judgement and more »

successful candidate will be involved in a number of different projects within a portfolio of work, to include end of life/support systems, regulatory changes within their banking and shared services. The project will initially be for 3 months, with good potential to be extended for 6 months … experience of the full project life cycle, working in large transformation programmes or have relevant transferable skills or experience, and the following skills: - Business Change/Transformation Experience with regulatory and compliance projects Experience of DSDM Project methodology would be useful, although not essential A confident communicator able … to debate/challenge concisely, empathetically and clearly at all levels A creative thinker with the ability to deliver change initiatives Excellent written & spoken English & interpersonal communication, with good attention to detail Be a team player, show initiative and be able to work independently This contract position has already more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

to design, develop and implement learning initiatives using agile learning methodologies and data analysis with comprehensive reporting to evidence the successful adoption of this change across Financial Services. This role requires a blend of agile learning design expertise, change management knowledge, data analysis and reporting skills along with … our operating model impacting systems, customer journeys & operational processes * Identify and assess the learning needs across the Financial Services business in relation to the change in the operating model * Utilise a variety of training methodologies include classroom training, online learning and on the job training to cater for diverse … adjustments as necessary to maximise effectiveness * Provide learning experiences that develops the leadership, behavioural and technical skills of the business * Work closely with the Change team and wider change programme to integrate learning into the wider change management plan Compliance and Regulatory training * Stay informed of more »

financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a professional to ensure the company operates within legal and … Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. … Collaborate with legal, risk management, and business units. Prepare reports for senior management and regulatory authorities. What you'll need to succeed Minimum of 5 years of experience in financial services compliance. In-depth knowledge of relevant regulations (e.g., FCA, GDPR). Strong analytical skills and attention to detail. more »

Job Title : Regulatory Affairs Manager (ASIC/MAS) Team: Regulatory Affairs Location: Remote working with offices in London & Sofia Rate: Competitive, + commission, + share options Date available: June 2024 Job type: Full Time Line Manager: Interim - Head of Product Control Now Summary Control Now (CN) is a … regulatory technology business established in 2017 specifically to address investment firm’s requirements to submit compliant transaction reports for global reporting regimes such as MIFIR, EMIR, ASIC, MAS and many others. Control Now are disrupting the current market for Transaction Reporting with its suite of fully automated software delivered … business in a growing industry; learn directly from industry experts in a friendly environment and support improving the quality of data available to financial regulatory authorities. Role Summary Control Now (CN) is looking for a Regulatory Affairs Manager to support the business with monitoring and interpreting regulatory more »