1 to 25 of 262 Regulatory Compliance Jobs in England

Advisor - Global Mobility. In this position, you will be responsible for reviewing and advising on legislative requirements to facilitate the international mobility process and compliance to facilitate international exchange and ensure efficient execution. Required: Active SC Clearance Relevant Global Mobility experience including regulatory compliance. Strong understanding of international more »

HNC qualifications in electrical or mechanical engineering. Engineering experience within a Manufacturing environment Knowledge and experience of plant and machine related Health & Safety/regulatory compliance requirements. Strong analytical and problem solving skills. Project Management experience. Strong interpersonal and facilitation skills. People management skills. Benefits: Up to more »

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. Assisting in compliance oversight of all activities outsourced to other entities. Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of appropriate management Information, and regulatory updates relevant to … the Company. Execution of a risk-based compliance monitoring programme in line with regulatory guidelines and in conjunction with business and compliance departments. Monitoring the complaints handling and vulnerability processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

innovative, and successful Life Sciences companies. Our 750 consultants are working on innovative activities in engineering, production, quality (QA, QC, validation), R&D, and regulatory affairs across Belgium, Switzerland, Germany, Denmark France, and Canada. Thanks to our excellent team, we support manufacturers in all stages of drug development. Respect … work in a stimulating environment, with a lot of opportunities for your professional and personal development. Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments … comprehensive safety policies and procedures for construction projects. Conduct regular safety inspections and audits on construction sites to identify and mitigate potential hazards. Ensure compliance with industry safety regulations and standards. Conduct safety training sessions for construction personnel to promote a culture of safety. Investigate incidents and accidents, and more »

track expenses to ensure financial objectives are met. Work alongside our accounts department to ensure invoices are delivered for projects in the designated timeframes. Regulatory Compliance : Ensure all surveying activities comply with industry standards. Implement safety protocols. Technology and Tools : Ensure team members are trained on technologies and … team members. Budget and Financial Management : Experience in budget planning and financial management. Skills in cost estimation and managing project finances to maintain profitability. Regulatory Knowledge : Understanding of the legal and regulatory environment related to surveying. Knowledge of health and safety regulations and compliance requirements in the more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship processes (acquirers and … payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key Responsibilities: Managing … the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

Insurance & Banking team. The AI&B Banking team is dedicated to delivering shareholder returns through strategic financial resource management, operational frameworks, and risk and regulatory initiatives. They leverage industry expertise and advanced analytical methodologies to navigate the complexities of the banking sector. Role Overview: The client is looking for … analysis, economics, quantitative modelling, and data science. The team members bring extensive experience from both industry and advisory backgrounds in strategy, finance, treasury, risk, regulatory, commercial, and operational domains. Key Responsibilities: Providing strategic advice and guidance to Tier 1 banks on balance sheet optimization and regulatory compliance. Developing … and developing data models, dashboards, and analytical frameworks for decision-making and cost reduction. Managing large-scale projects including technology implementation, M&A, and regulatory oversight. Spearheading business restructuring initiatives and overseeing complex investment platform migrations. Advising on treasury-related areas such as capital management, liquidity management, and interest more »

A leading global investment bank is seeking 3x Senior Business Analysts to join a team, supporting the Regulatory Leads in assessing the control environment in relation to MiFID/R, MAR , Prohibition on Use of Manipulative or Deceptive Practices, and EMIR . Candidates should have: Extensive knowledge and experience … UK MIFIR/MIFID II standards Understanding of controls vs processes, and what constitutes a good control Conducted gap analysis of control environment for regulatory compliance Ability to interpret rules based on facts and provide opinions Developed regulation artifacts (e.g., Policy, Standards, procedures) and overseen implementation Extreme attention … Ability to analyze processes/controls and recommend improvements Experience in risks and controls, particularly in the assessment of control design and implementation of regulatory controls Undergraduate and/or graduate degree(s) in related field(s) McGregor Boyall is an equal opportunity employer and do not discriminate on more »

EHS&Q Compliance Manager Location: Hybrid, Cumbria/Preston Job type: Permanent (Part-time, 3 days per week) Salary: Competitive Company Overview Delkia is a fast-growing Engineering and Technical organisation based in Cumbria and Preston. We are proud of our reputation for delivering safe, high-quality projects, on … Systems Integration (SI) for high-integrity and mission-critical systems. We have an exciting opportunity to appoint an enthusiastic and highly motivated EHS&Q Compliance Manager to join our dynamic team at Delkia. Overview of the role As an EHS&Q (Environment, Health, Safety, and Quality) Compliance Manager … you will be responsible for developing, implementing, and overseeing all aspects of the company's compliance with environmental, health, safety, and quality regulations and standards. This role involves working closely with various departments to ensure adherence to relevant laws, policies, and industry best practices. The EHS&Q Compliance more »

Oracle Cloud Infrastructure Data Center Services is seeking a Sustainability Reporting and Regulatory Lead, reporting to the Energy and Sustainability Director within the Data Center Sourcing and Energy team. As a sustainability leader within DCS, you will have day-to-day responsibility for shaping and driving Oracle Cloud’s … approach to sustainability and ESG reporting and preparing for regulatory requirements that pertain to the OCI cloud platform. As part of Oracle, we have a goal to reach 100% renewable energy, halve our global operational emissions by 2030 and reach net zero by 2050. Sustainability and regulatory alignment … Cloud data centers. Career Level - Career Level - Responsibilities Responsible for day-to-day management of Oracle Cloud’s data center sustainability ESG reporting and regulatory compliance strategy across global markets – North and South America, EMEA, and Asia-Pacific, with significant focus on Europe. Create and manage requirements around more »

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a … would be 2 days per week in the firms offices located in the West Midlands. Role responsibilities Manage and lead a small team of Compliance Business Partners. Provide advice and guidance to the business on technical regulatory issues. Ensure that the business attains the highest standards of conduct … and data protection regulatory compliance. Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters. Meet regulatory/legislative timescales providing well-structured, well-considered summaries more »

data flows to improve Data Quality for downstream processes and the delivery/implementation of process and policy improvements. Particular expertise required: Familiarity with regulatory requirements related to Credit Risk and Rating Systems and ideally Parental Support Rating Systems Experience of delivering change within a Data Programme and dealing … provides solutions using analytics, tools, and models to identify, measure and manage key risks.GRA currently covers Wholesale Credit and Market Risk, Financial Crime Risk, Regulatory Compliance and Operational Risk. As GRA is focused on model development and ownership, its activities are considered First Line of Defence. Role Context … awareness of modelling tools, techniques and systems Risk system architecture across Risk sub-functions – where relevant. Data management approaches and technology Understanding of the regulatory framework within which HSBC operates globally. Experience Proven track record as an outstanding analyst or consultant Overall financial services industry knowledge with specific functional more »

in technology law to advise clients on a wide range of legal matters related to technology, including IP, data privacy, cybersecurity, software licensing, and regulatory compliance. Work closely with clients to understand their needs and build lasting relationships. Requirements qualified with a valid Solicitors' Practicing Certificate and 5 years+ more »

RISK & COMPLIANCE ASSOCIATE WELLINGBOROUGH (HYBRID) We are ready to accelerate our growth and realise our full potential – are YOU ready to join us on our journey? We are looking for someone to work closely with the Head of 2nd Line Risk & Compliance in providing assurance and challenge to … the Arkle business. You will bring your passion for regulatory compliance and risk management to enhance our risk culture and deliver the risk and compliance oversight plan. WHY JOIN US? This role has been created due to the growth of both Arkle and the Weatherbys Banking Group. … It offers a wide range of exciting challenges, opportunities for personal growth, and a chance to progress. With responsibilities that encompass Risk, Compliance, and Financial Crime, you'll never have a dull moment! THE PRACTICAL BITS You will work from our Wellingborough head office with the flexibility to work more »

intelligent, committed, and down to earth individuals. As an effective member of the local management team, you will be engaged in long-term strategy, regulatory strategic decision-making operations, and bringing novel medical products to new markets in a compliant manner. The QARA Manager organises, plans, directs, and controls … all Regulatory Affairs and Quality Assurance functions including product registration, complaint handling and reporting, internal and external auditing of the quality systems and supports R&D and Marketing. Develops policies, procedures, and training to ensure efficient and effective operation of the Company quality system and regulatory requirements. Serves … as the Quality Assurance Management Representative and Medical Device Person Responsible for Regulatory Affairs. The QARA manager will also be responsible for spearheading the creation, implementation, and oversight of our company's Environmental, Social and Governance (ESG) policies and initiatives. The role will involve collaborating with various stakeholders to more »

SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and analysis. more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a standard that the client is able to adopt Identifying, driving and leading the development of new content when necessary for clients … Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to person for additional support and guidance on regulation/client queries Ownership of any reportees; inclusive of personal development more »

delivering the Operations proposition within Insurance. The Insurance Transformation Services practice focuses on implementing strategic changes that include innovation, customer experience enhancement, growth transformation, regulatory compliance, and large-scale cost reduction/efficiency improvements. Responsibilities: Build and maintain strong client relationships within the sector, leveraging proven industry content more »

New Senior Compliance Analyst (Sanctions) opportunity working with a top-performing specialty insurer. You’ll be a key member of the team and will support on all aspects of regulatory compliance across the group, gaining exposure to both intermediary and insurer regulatory requirements, as well as … Lloyd’s oversight requirements. Key responsibilities: Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives, as well as international licensing queries. Taking a leading role in ensuring compliance with Lloyd’s regulatory principles. Playing a key role in horizon scanning … Assisting in the operation of financial crime controls, including Sanctions, Anti-Money Laundering, Anti-Bribery and Corruption, and Gifts and Entertainment. Undertaking and supporting Compliance Monitoring reviews and presenting findings to senior stakeholders. Supporting with the ongoing operation of the Product Oversight and Governance process, including annual product reviews. more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

knowledgeable File Reviewer. The successful candidate will play a pivotal role in ensuring that all financial and investment advice provided to clients aligns with regulatory standards and internal guidelines. This is an excellent opportunity for a detail-oriented individual with a strong background in financial planning and regulatory more »

Quality Assurance and Regulatory Lead Assistant Kent £38,000-£44,000 Our client, who specialise in plant-based products, made in the UK, are looking to recruit a key position in their technical team. The roles’ primary focus is to actively ensure that they meet industry, customer, external accreditation … and legislative requirements both for Quality/Food safety and Regulatory, ensuring they are both legally compliant and adhering to external accrediting & compliance bodies standards. Key Accountabilities • Prioritise the QMS and its importance to the business • Demonstrate working knowledge and experience of HACCP/TACCP/VACCP • Implement … quality aspects are factored in • Ensure new ingredients, products, processes and equipment are smoothly integrated into everyday operation • Ensure the company remains compliant to regulatory requirements • Liaising with external bodies as required • Implement, monitor and review policies, procedures • Producing and ensuring all labelling is compliant for both regulatory more »

Prominent global asset manager seeks a fund product focussed compliance professional for its 2nd line advisory team. This is certainly an employer of choice, investing in segregated mandates on behalf of an institutional client base as well as a range of fund products, UCITS typically, for wider distribution. Whilst … the role centres on regulatory advice for UK fund product matters, the successful candidate should have generalist asset management knowledge as partnering will extend to responsible investing and compliance oversight of fund accounting. Candidates are sought with regulatory compliance experience gained in the asset management sector more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »