51 to 75 of 265 Regulatory Compliance Jobs in England

for international exchange/assignments. Responsibilities Review current processes and practice and advise on legislative/other requirements required to facilitate international mobility ensuring compliance (including but not confined to cross-border assignments, temporary overseas secondments, exchange programmes with partner organisations). This includes inward/outward exchange and … establish the processes to facilitate international exchange/assignments and ensure efficient programme execution. Qualifications/Experience Relevant global mobility experience including exposure to regulatory compliance Experience in a mobility role within a large, complex organisation ideally within the public and/or education sector Comprehensive understanding of more »

high-quality care services. Support and mentor Unit/Home Managers. Drive up the quality standards of care being delivered. Maintain operational excellence and regulatory compliance. Foster a culture of accountability and innovation. more »

ensure you area key promoter of continuous improvement and change, you will do so by monitoring key MI and ensuring any performance issues or regulatory risks are addressed promptly./p p The business pride themselves on their friendly, collaborative and inclusive culture, they actively encourage collaborative working and … learning and development opportunities./p p Key responsibilities of the role:/p p Provide leadership and oversight of the Dividends, Corporate Actions, Regulatory Reporting, and ISA/SIPP admin departments./p p Set performance targets for teams and ensure service standards are maintained./p p … managers to identify opportunities to reduce hand-offs and improve working practices./p p Maintain a culture that delivers excellent client service and regulatory compliance./p p Deputise for Director of Operations where relevant and/or appropriate./p p Key requirements and qualifications:/p more »

accordance with the companies ethos and maintaining its reputation at all times. At all times the Contracts Manager must have a focus on profitability, regulatory compliance and quality of delivery and project close out. The role has a wide scope and will encompass all management functions needed to … all O&M documentation is obtained and uploaded in accordance with the SLA. Preparation and submission of completion statements regulation 38 files and fire compliance reports. Supporting the final account preparation process. The role will include other such duties deemed necessary by the workstream manager in order to ensure more »

the brand, and secure retention of customers. Any other task required to fulfil the role of Call Centre Manager Ensure all product, policies and regulatory compliance in line with local laws Review and update all training materials and Knowledge Library, as it relates to local processes and policies … with the UK Sales team to support brand initiatives Coordinate and represent Incident Management, reviewing communications and offers to trade and guests to ensure compliance with local requirements Develop initiatives to drive sales performance and increase conversion Experience: 3-5 years' experience within a contact centre/customer service more »

and third parties. Team Development: mentor team members and share knowledge. Emerging Technologies: assess and document new technologies for proposal and review by stakeholders. Regulatory Compliance: ensure adherence to FCA, PRA, TCF, and GDPR regulations. Cybersecurity: implement a security-first approach in all systems and environments. What We more »

work environment, promoting teamwork and professional development. Design and Engineering: Oversee the preparation of detailed engineering designs, drawings, and specifications for residential projects. Ensure compliance with relevant building codes, regulations, and standards. Review and approve design calculations, plans, and documents. Quality Control and Assurance: Implement and maintain quality control … Budget and Cost Management: Monitor project budgets and control costs effectively. Prepare cost estimates, track expenses, and manage financial aspects of projects. Permitting and Regulatory Compliance: Coordinate with local authorities and regulatory agencies to obtain necessary permits and approvals. Ensure all projects comply with zoning laws, environmental more »

value candidates with diverse skill sets and will carefully consider all applicants. Introducing our organisation: Logic Fire & Security is proud to be part of Compliance Group, a leading organisation widely recognised for its commitment to providing unparalleled safety and regulatory compliance services. With specialised divisions focusing on … electrical, fire, and water services, we excel as an integrated provider. Trusted as compliance partners, we collaborate with clients in sectors such as Education, Health, Care Homes, Public Sector, Local Authority, Industry, Pharmaceutical, Hospitality, Leisure, Food & Beverage, Retail, and Media, to ensure risk reduction, safety improvement, and regulatory more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

Group Day Rate Contract We anticipate a requirement for subject matter experts to work on several technology operational resilience initiatives related to the DORA regulatory framework. These contract opportunities would be with a financial client who would be looking for three SMEs with specialist knowledge of ICT Disaster Recovery … DORA regulations Collaborate with tooling developers to ensure ITDR (Information Technology Disaster Recovery), Incident Management and Capacity Management requirements are covered Review and modify Regulatory Technical Standards and Implementation Technical Standards to current requirement Develop communication strategies for stakeholders and regulatory bodies Work with local compliance teams … to update policies/procedures Uplift reporting templates to meet DORA regulatory requirements Establish Incident Management, Disaster Recovery and Capacity Management processes as described in DORA and supporting RTS Maintain and test response and recovery plans, including with 3rd party service providers Transition to BAU following project completion Experience more »

maintenance and administration tasks applying specialist knowledge and modern enterprise management principles aligned to industry and organisational best practices, standards, service requirements including security, compliance, and resilience requirements. Technical Skills: Strong knowledge of managing Azure environments, including network traffic, subscriptions, accounts, users, groups, and billing within Azure. Strong understanding … automation, configuration management, and task automation. And a strong understanding of Azure Monitor and Azure Automate. Deep understanding of Azure security best practices and compliance standards, including the implementation of security measures for data protection/privacy and regulatory compliance, including managing Azure Update Management Centre. Proficiency more »

dynamic Finance Function in the BCG London office as a Senior Tax and Partnership Accountant. In this role, you will ensure tax, partnership, and regulatory compliance across the BCG UK Group while acting as a strategic business partner to various functions. Reporting to the Tax Senior Manager, you … will regularly collaborate with the UK and EMESA Tax Senior Directors, as well as the broader Finance team. What you'll do Compliance and Reporting: Work alongside the Partnership Accountant and act as an alternative contact for Partners. Responsibilities include preparing and accounting for profit statements, drawings, tax reserves … and tax payments. Oversee VAT, GST, WHT, Corporate, and Partnership tax payments, reporting, and compliance. Liaise with external advisers on tax compliance, including the provision of supporting analysis. Manage accounting for tax provisions, balance sheet reconciliations, and reserves. Review and develop relevant process notes. Process Improvement and Collaboration: Collaborate more »

data models and ensure data integrity. Develop integration solutions to facilitate data exchange between systems. Uphold data governance policies to ensure data quality and compliance with regulations like GDPR. Configure high availability solutions and develop backup and recovery procedures. Address performance bottlenecks and fine-tune systems for optimal throughput. … processes, and version control systems. Knowledge of project management methodologies and development methodologies like Agile or Scrum. Experience with data governance, security controls, and regulatory compliance. Relevant certifications (e.g., Microsoft Certified Database Administrator, Azure Data Engineer Associate) are desirable. Demonstrable experience in leading and developing teams, setting goals, and more »

The Role: This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime. The Senior Compliance Lead … will play a key role in ensuring that SMF has fit-for-purpose systems and processes in place to manage regulatory risk and deliver good customer outcomes. This role will provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute … to policy changes, analysing the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures and partner with key stakeholders in the business to deliver change and improve controls. Key Responsibilities: Key responsibilities include, but are more »

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications. Key Responsibilities … Operational Compliance Management Implement and oversee the company's regulatory compliance policies and procedures. Work under the direction of the Managing Director and in collaboration with the compliance team to identify and mitigate compliance risks. Monitor changes in legislation and enforcement that may impact the … company's gambling operations. Support Compliance Committee Activities Participate in Compliance Committee meetings, contributing to agenda setting and the execution of the committee's responsibilities. Aid in facilitating discussions, ensuring that all viewpoints are considered and compliance objectives are met. Regulatory Compliance Oversight Maintain and more »

Compliance Analyst - Wealth Management Bristol Area (1-2 days a week in office) £35k - £45k DoE Minimum of 1-2 years experience within Compliance or as a Paraplanner Role Overview: The Compliance Analyst will assume a pivotal role in our commitment to regulatory compliance and … fostering positive customer outcomes under the FCA’s Consumer Duty requirements. Working closely with the Group Head of Compliance, they will be instrumental in ensuring strict adherence to regulatory mandates while championing excellence in customer outcomes and customer service. The primary focus will centre on ensuring compliance … the highest standards of advice quality and professionalism through comprehensive training and competence programs. The analyst’s efforts will be essential in safeguarding both regulatory compliance and our clients' best interests, reinforcing our reputation as a trusted financial services provider. Key Responsibilities: Conduct regular reviews and assessments of more »

We have an opportunity for a Senior Scientific and Regulatory Affairs - UK/IRL Market Lead (known internally as - Program Manager SRA (Science & Regulatory Affairs) UK/IRL) to join us at Mars. You will lead a variety of regional regulatory activities related to raw materials, finished … products, labelling, claims, packaging and supporting UK/IRL. In this role, you will provide leadership and guidance to internal partners on regulatory matters, recommend options and implement solutions to resolve problems so that products can be brought to market in the UK and Ireland, and across the broader … plus car allowance and ~20% annual bonus. What will be your key responsibilities? Accountable for the development and execution of the external regulatory influencing strategy related to UK/IRL. Works with internal partners to understand priorities and impacts of developing legislation and aligns appropriate external positions. Accountable for more »

Compliance Associate – Private Credit Firm - London Company Overview: Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are … currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for … and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not more »

The Commodities Compliance Officer will be responsible for ensuring compliance with all regulatory requirements and internal policies related to our metals trading activities. This role demands a professional with in-depth knowledge of base metals compliance, while also considering candidates with experience in precious metals. Key … Responsibilities: Regulatory Compliance: Ensure the firm's trading activities in base metals and precious metals comply with relevant UK and international regulations. Policy Development: Develop, implement, and maintain compliance policies and procedures specific to metals trading. Monitoring and Reporting: Conduct regular compliance monitoring and prepare comprehensive … reports for senior management and regulatory bodies. Risk Management: Identify, assess, and mitigate compliance risks related to metals trading, ensuring robust controls are in place. Training and Support: Provide training and guidance to staff on compliance matters related to metals, fostering a culture of compliance across more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

Role Overview: The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA’s Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the … firm’s reputation. Key Responsibilities: Regulatory Compliance: Ensure the firm’s operations comply with the FCA’s CASS rules, maintaining accurate records and implementing effective controls. Policy Development: Develop, implement, and review CASS policies and procedures, ensuring they are robust and up-to-date with current regulations. Monitoring … and Reporting: Conduct regular compliance monitoring and prepare comprehensive reports for senior management and regulatory bodies. Training and Support: Provide training and guidance to staff on CASS compliance matters, promoting a culture of compliance within the organisation. Risk Management: Identify, assess, and mitigate risks related to more »

Operational Resilience Business Partner (Corporate Functions & HR) VP Introduction: Are you driven by the challenge of ensuring operational resilience and regulatory compliance within the financial sector? We are seeking an experienced Operational Resilience Business Partner (Corporate Functions & HR) VP to join our team. In this role, you'll … play a pivotal role in supporting corporate functions such as finance, compliance, and HR, ensuring compliance with operational resilience regulations across the UK (FCA/PRA) and the EU, including the Digital Operational Resilience Act (DORA). Responsibilities: Develop, embed, and manage the Operational Resilience framework, tools, and … methodologies in line with regulatory requirements. Act as a single point of contact for corporate functions, supporting the identification of critical/important functions and mapping them within the Operational Resilience Framework. Coordinate with stakeholders across Corporate Functions and HR to ensure a cohesive approach to resilience management. Conduct more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our client … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data use … evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework. Key Responsibilities: Develop and maintain Compliance Policies & Procedures Ensure FCA & SEC regulatory compliance requirements are adhered too Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-money laundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and more »

About Compliance The Compliance team oversees the regulated activities that Barclays undertakes. The team includes experts in three main disciplines: Regulatory Compliance (Consumer Protection, Market Integrity and Market Conduct); Financial Crime (Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption); and Operations. Compliance is a critical … part of our business: changes to economic conditions and regulatory requirements make our compliance department a busy place. Many of our Compliance team members work with senior business leaders, helping to keep Barclays up to date with the latest thinking on control and regulation. As a Compliance … your talent to our team. Please visit our website here for more information. About Financial Crime Financial Crime is a component pillar of the Compliance Function delivering oversight and services dedicated to the management of ABC, AML, Sanctions and Anti-Tax Evasion Facilitation Risks. ­­­­­­­­­­­­­­­­­­Overall purpose of role The more »