1 to 3 of 3 Trade Surveillance Jobs in England with Remote Work Options

span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking. On behalf of this organisation, AMS are looking for a Trade Surveillance Officer for a 6 Month contract based in either London, Manchester or Edinburgh. Please note this will be a hybrid working model … day per week in your closest office. The Role; As a Trade Surveillance Officer, you'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation. We'll look to you … to contribute to improving existing surveillance systems as well as assisting in driving new technological solutions while having the opportunity to develop your analytical skills, in this collaborative and fast-paced role. Responsibilities of the Role; As a Trade Surveillance Officer, you'll assist in reviewing alert more »

Product Manager Salary: £60,000 - £80,000 Location: London/Bristol - Hybrid Skills : Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 Are you looking for an excellent opportunity to join an exciting vendor who provide Regulatory and Surveillance … to compete with market leading financial services platforms. To be considered for the role of Product Manager the following experience is essential; knowledge of Trade, Market or eComms Surveillance Best Execution and regulatory reporting would be highly beneficial ability to manage, define and scale the product road map … with your CV and stating why you feel you would be perfect for this role. For more information please apply to Felix @ Artemis Talent Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 more »

a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time Regulatory … you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science, or a related field. At least 4 years … of experience in regulatory compliance, or technology in the financial services industry. MUST HAVE - Knowledge of regulatory requirements related to surveillance and monitoring for Market Abuse as well as Record keeping rules for financial institutions. Proven analytical skills with experience conducting impact assessments and gap analysis. Strong business analysis more »