We are in search of an experienced professional to take on the crucial role of MoneyLaundering Reporting Officer (MLRO) for a developing Electronic Money Institution (EMI) based in the UK. This role presents a unique opportunity to join a dynamic venture within the … in a senior compliance role within the financial services industry (preferably in payments/e-money), with demonstrated expertise in anti-moneylaundering controls and regulatory obligations. Bachelor's or Master s degree in a relevant field; advanced degree or professional certification … businesses. Experience serving as Head of Compliance or MLRO or equivalent role, with a proven track record of effectively managing anti-moneylaundering programs and compliance obligations. Ability to pass the fit and proper test by the FCA as part of the more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Overall networking equipment monitoring (i.e. Network Switches, Firewall and other appliances) and support To plan and carry out maintenance checks more »
About the Role Provide legal support and advice on a wide range of commercial matters. Advise on financial regulatory matters, including consumer credit, insurance, AML, and investment products. Assist in the development and implementation of compliance policies and procedures for financial services. Collaborate with cross-functional teams to identify and more »
the proprietary data and software. Polixis assists companies in need of Risk and Compliance solutions. Besides, the company provides data to signal any political, AML, reputational, sanction or other risks, automated KYC reviews, and several types of RESTful APIs. The technology stack includes Java/Spring, Python, React JS, MongoDB more »
the proprietary data and software. Polixis assists companies in need of Risk and Compliance solutions. Besides, the company provides data to signal any political, AML, reputational, sanction or other risks, automated KYC reviews, and several types of RESTful APIs. The technology stack includes Java/Spring, Python, React JS, MongoDB more »
reporting across business and family areas. Treasury management. Systems reviews to incorporate the design and introduction of new processes. Compliance reporting including KYC/AML etc. Liaising with lawyers and other professional advisers and banks custodians. Working closely with other management areas including Executive Office, Building Services, Property Services, Human more »
mobile app) and Non-Digital (e.g. contact centre) Banking ChannelsBanking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-MoneyLaundering Act).Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and more »
Contact: Financial Crime SME (AVP to VP FTC) C. £70k to 90k equivalent (subject to experience) Main focus: AML/STF/AB&C 2nd line Policy & Advisory Reporting to DMLRO Hybrid- 3 days in office Our client (UK Jurisdiction of a Global Investment Bank) is looking for a more »
Demonstrate liaison and adherence to processing guidelines with external bodies. Provide advice, guidance and direction to relevant key stake holders including; Underwriting, Customer Relations, AML, Internal investigations, Bodily Injury, Motor Claims, Home Claims and Technical and Large Loss to maximise fraud detection opportunities. Understand the balance between preventing fraud and more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn … advanced analytics to help our customers make better, timelier decisions. Our innovative solutions enable organisations to manage risks like identity theft, fraud, moneylaundering and terrorism, prevent financial crime along with insurance and government benefit scams. About the Role: You will be part of a high more »
in London. The Team provides advice and solutions to help clients prevent financial crime and meet their financial crime compliance obligations for Anti-MoneyLaundering, Sanctions & Embargoes, Fraud and Anti-Bribery & Corruption. Capgemini has an immediate need for a Associate Managing Director … concerning the practical implications of financial services regulation and how institutions should best manage these. Knowledge and Skills Knowledge of local, regional or international AML/CTF and Sanctions regulatory requirements as well as industry best practices. Junior and mid-career level staff and provide quality assurance on the work more »
conducting periodic review on existing clients and supporting the continuing development of the team within Crown Agents Bank. You will be responsible for conducting AML/KYC in accordance with Regulatory requirements and Policies & Procedures of Crown Agents Bank. You will deal with a variety of entity types, the majority … onboarding process and manages alerts generated daily from the overnight batch screening. Discuss and escalate, as necessary, issues arising from client types, structures and AML-related risks. Prepare client-specific KYC-related analysis (and complete Customer Onboarding Due Diligence). Represent the CDD team at internal meetings as required. Assist … experience working within High-Risk jurisdictions would be highly advantageous. Experience of PEP, Adverse Media and Sanction screening In depth knowledge of KYC and AML Exceptional interpersonal, communication and stakeholder management experience Skilled at documenting information to accurate summaries, as well as supplying detail where necessary Highly organised with strong more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
Your New Mandarin Job Title: Mandarin speaking Senior Assistant - Customer Due Diligence (Manchester) The Skills You'll Need: Mandarin to native level, experience in AML/KYC/CDD for Client On-boarding in banking. Your New Salary : Depending on experience Location : Manchester To be successful in this role our … client has said it is essential that candidates: speak and write Mandarin to native level have AML/KYC/CDD for Client On-boarding experience in Banking If that means this job isn t a match for you please view our other vacancies for one that may be a … Bachelor's Degree prefer in Finance, Accounting Relevant experience in analysing complex corporate ownership structures; Competent with all relevant legislations such as FATCA, JMLSG, AML and FCA Regulations. Sound experience in AML investigations, particularly in relation to Suspicious Activity Reporting Relevant experience in relevant AML/KYC/CDD for more »
and effective communication and resolution of compliance issues. Review existing policies and procedures for effectiveness As the MLRO, oversee the company s anti-moneylaundering activities, policies and procedures. Ensure ongoing monitoring and review of controls and key processes are in place throughout the … although under no circumstance are your details ever passed on without your specific permission. Ethical, Expert & Professional Recruitment by former Compliance Officers, specialising in AML & Financial Crime (including Anti Bribery & Corruption, ... More Jobs From Compliance Recruitment Solutions Boost your career Find thousands of job opportunities by signing more »
s activities and to the ethical dilemmas faced by individuals in practice advising on legal and regulatory notification and reporting requirements, including SRA and AML reporting requirements and obligations to report to other legal and financial conduct regulators creating directories of global regulatory requirements, including international practising rights and regulatory … investigation of potential conduct issues advising on issues arising out of A&O Shearman s vetting/background checking policy designing and implementing global AML compliance systems and procedures developing and delivering A&O Shearman's global risk training modules (in person and online), including anti-bribery and … compliance with A&O Shearman s global policies and the SRA Standards and Regulations, practising rights, business mobility, global professional ethics and conduct, and AML requirements Advising the Board and Risk Committee on key regulatory developments and challenges and how to meet them Leading and participating in multi-jurisdictional regulatory more »
Job description: Review transactions to identify any MoneyLaundering or Terrorist Financing cautionary flags and escalate cases which requires further review by the next level. Perform risk-based reviews on transaction monitoring cases, analyze trends and mitigate ML/TF risks with clear and concise narrative. … Conduct Quality Assurance of closed AML alerts using a sampling methodology. Keep abreast of related laws, regulations and best practices pertaining to Anti-MoneyLaundering/Combating of Terrorism Financing and Contribute by giving suggestions to enhance systems, methodologies, and process simplification. Identify and … assess possible MoneyLaundering/Terrorist Financing risks that may arise in relation to new products, services, business practices and delivery mechanisms. Build test and enforce transaction monitoring rules based on the needs of the business, and review test and suggest amendments to the existing rules more »
regular transaction monitoring to identify unusual/suspicious activity; Ensure transaction alerts are cleared or escalated appropriately; Ensure compliance with transaction monitoring and KYC AML operational policy and procedures; Work closely with the Head of Monitoring and MLRO to enable enhancement of the Financial Crime programme; Quality control - Sample testing … client transactions to ensure adherence to policy; Assist in optimising the transaction monitoring process; Assist with the training of staff within the company in AML matters. The Successful Applicant Several years working within a payments or e-money regulated firm with exposure to transaction monitoring of corporate clients … within the deliverable FX and payments environment; Knowledge of how money flows between counterparties; Detailed understanding of the MoneyLaundering Directive and JMLSG; Confident in dealing with different departments as required when required. What's on Offer A daily rate salary between  more »
requirements and serve as an effective advisor to key stakeholders across the business on financial crimes matters - specifically in respect to Irish and Luxembourg AML/CFT requirements - this covers public/private side funds. Providing SME support in connection with regulatory interpretation and application of financial crime policies and … standards; Acting as an SME in supporting the completion of AML questionnaires and fund Risk Assessments; Developing content and delivering GFC training to the first-line and other support functions where required; and Representing the Firm in relevant industry groups and other external forums (e.g. CSSF Forums, Irish Association of … Investment Managers (IAIM) Regulation and Compliance Committee etc) Previous experience within AML Advisory is preferred. For further information please don't hesitate to contact me on my email: Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. BY APPLYING FOR THIS ROLE YOU ARE more »
Spectrum IT Recruitment have partnered with a market leading FinTech specialist working with the UKs banking sector to provide anti-money-laundering (AML) systems and expertise. Fuelled by large global investment and significant project demand, they are growing their software engineering function across the more »
Joining Capco means joining an organisation that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to more »
team on a day-to-day basis on s.166 engagements.Conduct in-depth investigations into potential financial crime issues, such as moneylaundering, sanctions violations, bribery and corruption, and fraudulent financial activities.Provide support to project managers in planning, executing, and … managing small and large engagements, including project management, progress tracking, client updates, billing, and engagement productivity analysis.Collaborate with project teams to develop and deliver AML and sanctions training to Boards and all three lines of defence.Generate and contribute to high-quality client deliverables, including reports, proposals, marketing materials, and client … clients with innovative and effective solutions.Excellent analytical skills with the ability to conduct comprehensive risk assessments, gap analyses, and compliance monitoring and testing.Familiarity with AML practices, including transaction monitoring or correspondent banking.Proficiency in operating under JMLSG and UK MoneyLaundering Regulations 2017 (amended 2019).Experience in more »
propose improvements to maintain best practices and boost efficiency. Team Training: Ensure the payments team receives regular training on anti-fraud measures, AML, financial crime, and other relevant topics. Banking Procedures: Implement and follow best practice banking procedures. Service Level Agreements: Ensure payments to external parties are made more »
regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-moneylaundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the more »
City of London, London, United Kingdom Hybrid / WFH Options
Kennedy Pearce Consulting
activity within the team, including monthly 1 to 1's, performance monitoring and objective reviews Adhere to internal policy and regulatory requirements - FCA, PRA, AML, Prevention of Financial Crime, and Data Protection etc. ESSENTIAL EXPERIENCE REQUIRED Previous managerial experience of an underwriting, credit or lending team within a bridging/ more »
