15 of 15 Compliance Officer Jobs in London

Compliance - Data Privacy Compliance Officer - APAC Location London Business Area Legal, Compliance, and Risk Ref # Description & Requirements Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company … diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program. The Data Privacy Compliance team within Bloomberg's Legal & Compliance Department works closely with the Data Privacy Legal team, business and engineering stakeholders to ensure compliance with current/developing privacy … rules and regulations, implement global training and communication programs and monitor privacy risk across the business. The Data Privacy Compliance team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. What's the role? Based in our London Office, this will More ❯

Compliance - Data Privacy Compliance Officer - APAC Location London Business Area Legal, Compliance, and Risk Ref # Description & Requirements Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company … diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program. The Data Privacy Compliance team within Bloomberg's Legal & Compliance Department works closely with the Data Privacy Legal team, business and engineering stakeholders to ensure compliance with current/developing privacy … rules and regulations, implement global training and communication programs and monitor privacy risk across the business. The Data Privacy Compliance team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. What's the role? Based in our London Office, this will More ❯

Digital Privacy Officer & Compliance Manager Act as DPO for the business. • Oversee and manage all data protection activities within the business. • Develop and implement data protection policies and procedures. • Ensure compliance with GDPR and other data protection laws. • Work with counsel to help advise on local data privacy law issues in all applicable jurisdictions. • Provide advice and More ❯

Discover jobs at leading B2B SaaS companies across the globe Compliance & Privacy Officer (6-Month Fixed Term) Senior Compliance Officer - KYI, KYC, AML Screening Location: Remote/London Department: Compliance and Privacy Reports to: Head of Compliance/Chief Privacy Officer Role Overview The Senior Compliance Officer will play a key … role in overseeing KYI (Know Your Investor) and KYC (Know Your Customer) verifications, AML screening processes, and ensuring compliance with regulatory obligations. In addition to core verification tasks, this role will contribute to wider compliance, risk management, and privacy projects, helping to strengthen Shufti Pro's global compliance framework. Key Responsibilities Conduct detailed verifications of customers and … regulations relating to KYI, KYC, AML, and data privacy, and recommend process updates. Collaborate with internal teams to improve verification workflows and enhance operational efficiency. Participate in internal audits, compliance assessments, and preparation for external regulatory reviews. Contribute to compliance training programs and awareness campaigns across the organisation. Assist with managing compliance incidents, risk assessments, and regulatory More ❯

is driven by its commitment to the rule of law. We believe in the fundamental principles of fairness, equality and access to justice. We are looking to hire a Compliance Officer to assist on an ongoing basis. We would be interested in hearing from you if you feel you meet the following criteria. Essential Requirements Knowledge of AML … and UK Sanctions Compliance requirements for English law firms Knowledge of CRA rules and regulations Excellent Open Source Intelligence (OSINT) skills Basic knowledge of foreign corporate law will be an advantage A keen eye for detail and a commitment to excellence Excellent communication skills and strong work ethos IT literate with a good working knowledge of Microsoft Office Experience … of working as a compliance officer for an English law firm (preferred) Background in OFSI will be an advantage Responsibilities AML and Sanctions Compliance checks in course of onboarding of new clients Regular compliance checks on current clients Filling and maintaining compliance forms Monitoring of AML and Sanctions rules and regulations and producing alerts for More ❯

We need a proven leader that will help drive growth, generate ideas, challenge the status quo and work with other leaders to better the business. Overview The Group Chief Compliance Officer (CCO) is the most senior compliance executive responsible for setting and overseeing the strategic direction of the compliance function across the entire group. This role … facing perspective, engaging with regulators, industry bodies, and key stakeholders to ensure the business not only meets regulatory obligations but also anticipates and adapts to emerging risks and global compliance trends. Key Responsibilities Lead the development and execution of the group-wide compliance strategy, ensuring alignment with corporate goals and evolving regulatory landscapes, in line with the growth … strategy. Serve as the primary point of contact for regulators, external auditors, and industry associations on compliance matters. Advise the Board and internal leadership teams on key compliance risks, regulatory changes, and mitigation strategies. Promote a culture of compliance across all business units and locations, aligned with our risk appetite. Identify emerging compliance trends and respond More ❯

Compliance Officer ?" Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London Bank Branch To ensure the effectiveness of the Financial Crime Prevention … framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in the management of compliance and regulatory risks, including liaison with the Regulator’s Financial Intelligence Authority and any other regulatory and … going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions to supervisor/Manager or Head of Compliance for a review or decision Perform Compliance Review on respective business units on periodic basis, as per Compliance Review plan endorsed by Senior Management team Perform Control More ❯

Job Description: Chief Compliance Officer, MLRO Fidelity Digital Assets, Ltd. The Role The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. has a significant role in protecting the interests of the Fidelity organisation and its clients. The individual will oversee, develop, and implement programmes to support FDA Ltd's compliance with the FCA rules. This includes creating, monitoring, and reviewing policies, procedures, and systems to ensure compliance and minimise risks. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and industry trends, and overall development of an effective compliance programme. As … Head of AML/CFT for FDA Ltd., responsibilities include development and implementation of an effective anti-money laundering and counter terrorist financing compliance program and acting as the MLRO. The Expertise and Skills You Bring Responsible for compliance with obligations including receipt and oversight of compliance related services for FDA Ltd. Assist FDA Ltd in addressing More ❯

Financial Services (hereinafter “BHFS”) provides financial services in the form of payment services and e-money products across all the brands. BHFS is committed to conducting its business in compliance with applicable laws, regulations and guidelines, with integrity and to the highest ethical standards Job Summary Booking Holdings Financial Services UK, is looking for a Chief Compliance Officer … the business complies with laws, regulatory requirements, policies and procedures across the UK. You’ll report directly to theUK Managing Director, with a dotted line into the Global Chief Compliance Officer and be a key part of the senior management team defining the overall direction of the company . Registration as an EMD Individual with the FCA will … be required to fulfil this role. Harnessing the strategic vision of the company this role will be responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organisation are effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulations and producing useful management information to support the business as More ❯

use and designed to demystify money for everyone. We employ more than 3,000 people across our London, Southampton, Cardiff and Manchester offices. We're looking for a Senior Compliance Office to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight and challenge to the 1LoD (first line of defence)/business … teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Please note; this is a 12-month fixed term contract. Key Responsibilities Provide product specific advice as part of a high performing Conduct & Compliance Advice team on a day-to-day basis … ensuring that timely and accurate regulatory compliance and conduct related advice, guidance and support is provided, as well as independent challenge and oversight, to Starling Bank's first line of defence (1LoD)/business teams. Compliance advice will cover all current (and future) products, services and activities across the Bank, as well as overarching compliance requirements, such More ❯

Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to … the Head of Risk and Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank Knowledge of country and industry specifics in banking An ability to work proactively, taking initiative with an ability to work … both independently and as part of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or Compliance would be off added advantage The salary for this position More ❯

Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and … Compliance at the Bank. Key Skills Required: A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank Knowledge of country and industry specifics in banking An ability to work proactively, taking initiative with an ability to work both independently and as part … of a team Have strong communication (both written and verbal), reasoning and influencing skills Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process Any certification in AML or Compliance would be off added advantage The salary for this position is £25K - £35K plus Benefits. More ❯

Group Chief Compliance Officer - London We seek a complaince leader to join join one of the most exciting FinTech's in the payments/digital assets space. You will work with the board to develop and scale this business across Europe, the UAE and intime APCA and the USA. Our client is one of the preeminent providers of … We need a proven leader that will help drive growth, generate ideas, challenge the status quo and work with other leaders to better the business. Overview The Group Chief Compliance Officer (CCO) is the most senior compliance executive responsible for setting and overseeing the strategic direction of the compliance function across the entire group. This role … facing perspective, engaging with regulators, industry bodies, and key stakeholders to ensure the business not only meets regulatory obligations but also anticipates and adapts to emerging risks and global compliance trends. Key Responsibilities Lead the development and execution of the group-wide compliance strategy, ensuring alignment with corporate goals and evolving regulatory landscapes, in line with the growth More ❯

Group Chief Compliance Officer - London We seek a complaince leader to join join one of the most exciting FinTech's in the payments/digital assets space. You will work with the board to develop and scale this business across Europe, the UAE and intime APCA and the USA. Our client is one of the preeminent providers of … We need a proven leader that will help drive growth, generate ideas, challenge the status quo and work with other leaders to better the business. Overview The Group Chief Compliance Officer (CCO) is the most senior compliance executive responsible for setting and overseeing the strategic direction of the compliance function across the entire group. This role … facing perspective, engaging with regulators, industry bodies, and key stakeholders to ensure the business not only meets regulatory obligations but also anticipates and adapts to emerging risks and global compliance trends. Key Responsibilities Lead the development and execution of the group-wide compliance strategy, ensuring alignment with corporate goals and evolving regulatory landscapes, in line with the growth More ❯

Compliance Officer - Technology Firm - London - Up to £50,000 - 6 Month FTC Your new company They are one of the leading businesses in the data analytics marketing space. They give their customers a profound understanding of what the world thinks, therefore providing them with a competitive advantage. Over the past 20 years, they have seen rapid growth as … changed on a daily basis. They have the ability to improve their insight by drawing on over 20 million sources across over 50 markets. Your new role As the Compliance Administrator, you will get the chance to report directly into the Head of Compliance. This role will initially focused on supplier onboarding but will have the chance to transition … to a more advanced role over the course of the contract. What you'll need to succeed Proven experience within a compliance role. Ability to start quickly. Experience with supplier onboarding. Having worked in a fast pace environment. What you need to do now If you're interested in this role, click 'apply now' to forward an up-to More ❯