role will report to the Head of Operations. As the Senior Regulatory Reporting Analyst, you will assist the firm with meeting its Regulatory Reporting obligations, principally in relation to EMIR and MiFIR as well as other current or future regulation as required. You will identify regulatory requirements, interpret these in the context of the firm's business activities and define … Static Data suppliers (e.g. Euromoney). Maintains/chairs forum for communication across business lines for reporting arrangements (TRWG). Your Profile Strong in-depth understanding of MiFIR and EMIR regulation. Good knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange. Experience of the LSEG UnaVista platform or … Static Data suppliers (e.g. Euromoney). Maintains/chairs forum for communication across business lines for reporting arrangements (TRWG). Your Profile Strong in-depth understanding of MiFIR and EMIR regulation. Good knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange. Experience of the LSEG UnaVista platform or More ❯
you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS&C University More ❯
agile and flexible way What skills, experience of qualifications would be beneficial: Implementation experience with Bloomberg Enterprise Good understanding of Bloomberg Data Licence High-level understanding of regulatory reporting (EMIR, MIFID, SFDR) and associated tools Strong communication skills both written and verbal Experience with data warehouses and associated tools (Microsoft SSMS) Experience with agile methods Scientific, engineering or computer science More ❯
agile and flexible way What skills, experience of qualifications would be beneficial: Implementation experience with Bloomberg Enterprise Good understanding of Bloomberg Data Licence High-level understanding of regulatory reporting (EMIR, MIFID, SFDR) and associated tools Strong communication skills both written and verbal Experience with data warehouses and associated tools (Microsoft SSMS) Experience with agile methods Scientific, engineering or computer science More ❯
Regulatory Reporting Analyst - MIFID/EMIR/SFTR - Operations/BAU Reference ID: 8805 Budget: 65,000 Role Overview: We are seeking a Regulatory Reporting Analyst to join a leading financial services firm. You will be responsible for ensuring that all regulatory reports are submitted accurately and on time, addressing reporting corrections promptly, and responding to customer queries efficiently. The … role also involves producing Management Information (MI) reports and contributing to the enhancement of internal controls. Experience & Skills: Proven experience in Regulatory Reporting Knowledge of MIFID, EMIR, or SFTR reporting regulations Operations/BAU experience Understanding of internal controls About Kite Human Capital: We focus on working with top talent who value customer service and uphold a strong professional reputation. More ❯
Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯
Regulatory Reporting Analyst - MIFID/EMIR/SFTR – Operations/BAU Regulatory Reporting Analyst required to join a leading financial services firm where you will be responsible for ensuring that all regulatory reports for the business are submitted on a daily basis, that reporting corrections are made in a timely manner and that any customer queries are responded to promptly … The position is also responsible for the production of MIS and helping to improve the internal controls function Experience: Experienced within Regulatory Reporting Knowledge/Experience of MIFID/EMIR or SFTR reporting regulations Operations/BAU experience Knowledge of internal controls Kite Human Capital – Hire Better We are unashamedly focused on working with only the best people, who care More ❯
IIBA (International Institute of Business Analysis)
in the financial industry, with a strong focus on regulatory reporting. Possess deep knowledge of CFTC regulations and reporting requirements. Knowledge of other regulatory reporting regimes (e.g., MiFID II, EMIR) is a plus. Quickly build a high level of technical and functional expertise. Perform complex analyses. Have previous operations, financial services, and non-financial regulatory reporting experience. Be capable of More ❯
in a senior or lead role. Proven experience in the energy trading sector, ideally with exposure to Natural Gas and Power markets, balancing mechanisms, and regulatory frameworks (e.g., REMIT, EMIR). Expert in Python and SQL; strong experience with data engineering libraries (e.g., Pandas, PySpark, Dask). Deep knowledge of ETL/ELT frameworks and orchestration tools (e.g., Airflow, Azure More ❯
financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of regulatory More ❯
financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Expertise with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). A track record of challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in More ❯
experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information. More ❯
Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance teams. More ❯
City of London, London, United Kingdom Hybrid / WFH Options
ETRA Talent
Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance teams. More ❯
Project Manager with MiFID ?" City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Huxley Associates
Regulatory Reporting Analyst/financial reporting EMIR SFTR MiFID This is a new and exclusive opportunity for a junior/associate level Regulatory Reporting Analyst/financial reporting focused on EMIR SFTR MiFID new opportunity Role details Title: Regulatory Reporting Analyst Focus on global post-trade regulatory reporting requirements, including the regimes of MIFID II, EMIR, ASIC & SFTR, EMIR SFTR … superb new permanent opportunity where the manager is specifically looking for a Regulatory Reporting Analyst/financial reporting analyst who they can grow and develop. This role focuses on EMIR Refit- MiFID II &- SFTR The Regulatory Reporting team is responsible for the regulatory reporting requirements and ensuring that all regulatory reports are submitted on a daily basis. This will include … EMIR Transaction, Position, Valuation and Collateral Reporting SFTR Reporting MiFID Reporting Production of timely and accurate MIS Order Record Keeping CPR This is a really interesting role which will give you a lot of opportunity and visibility from day one Role requirements 2+ years' experience working in a financial reporting or controls environment Experience in the regulatory reporting environment Knowledge More ❯
Regulatory Reporting Analyst/financial reporting EMIR SFTR MiFID This is a new and exclusive opportunity for a junior/associate level Regulatory Reporting Analyst/financial reporting focused on EMIR SFTR MiFID new opportunity Role details Title: Regulatory Reporting Analyst Focus on global post-trade regulatory reporting requirements, including the regimes of MIFID II, EMIR, ASIC & SFTR, EMIR SFTR … superb new permanent opportunity where the manager is specifically looking for a Regulatory Reporting Analyst/financial reporting analyst who they can grow and develop. This role focuses on EMIR Refit- MiFID II &- SFTR The Regulatory Reporting team is responsible for the regulatory reporting requirements and ensuring that all regulatory reports are submitted on a daily basis. This will include … EMIR Transaction, Position, Valuation and Collateral Reporting SFTR Reporting MiFID Reporting Production of timely and accurate MIS Order Record Keeping CPR This is a really interesting role which will give you a lot of opportunity and visibility from day one Role requirements 2+ years' experience working in a financial reporting or controls environment Experience in the regulatory reporting environment Knowledge More ❯
a daily rate of £240 inside IR35. It is London-based, with 4 days on-site. Suitable candidates will have at least 1 year of experience in: MiFIR and EMIRregulation Knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income, and Foreign Exchange Experience with the LSEG UnaVistA platform or a More ❯
London, South East, England, United Kingdom Hybrid / WFH Options
Client Server Ltd
reporting including building out reconciliation. About you: You have strong Python and SQL coding skills plus database design experience You have experience generating complex financial industry regulatory reports like EMIR, MFID, SFTR, CPR, K Factor etc. You are collaborative and pragmatic, able to take ownership and work with others You have experience across the full development lifecycle You have experience More ❯
to both internal and external customers, inclusive of documentation, publications, E Training tools, FAQ's Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with product area of expertise Where required, partner with the Integration team to ensure pipeline/new … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership More ❯
to both internal and external customers, inclusive of documentation, publications, E Training tools, FAQ's Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with product area of expertise Identifies potential risks to achieving project objectives and elevates to appropriate management … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership More ❯
structure (equities, bonds, repos, collateralized lending, etc.). Strong grasp of collateral management, capital efficiency, and how DeFi can impact these processes. Familiarity with regulatory frameworks (Basel III, MiFID, EMIR, etc.) and how they relate to tokenisation and digital asset adoption Tokenization Expertise: Strong command of tokenization models, use cases, and best practices. Able to influence strategy and guide partner More ❯
Regime to which they report under. Coupled with an exceptionalmanagement service and state-of-the-art portal notifications, oursolution is probably the only true end-to-end solution, covering EMIR,MiFIR, FinfraG, and SFTR. At Point Nine, commitment to our communities is integral to ourvalues. We strongly believe that each should reach their bestpotential and with that as Point Nine More ❯