1 to 5 of 5 Market Surveillance Jobs in London

THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems … and processes to ensure the surveillance programme remains robust and effective. Handle referrals and investigations undertaken by Market Surveillance. Responding to requests for information from the FCA. Keep abreast of market and regulatory news that may impact the surveillance programme. Ensure that a full audit trail … are accurate and completed to the highest standard. Draft and update procedure manuals as and when required. Provide support to the rest of the Market Surveillance team on day to day tasks or special projects when required. EXPERIENCE REQUIRED: Surveillance experience is key Metals experience – precious and more »

both headcount and AUM. The role offers the opportunity to join a highly prestigious hedge fund that has very low attrition -they offer a) market leading compensation packages, b) incredible benefits , c) some of the best internal progression platforms of any London based hedge fund - hence why its employees … aspects of compliance for the business. Working as part of a team of 3, in a flat structure, responsibilities will extend across monitoring, marketing, surveillance, distribution and advisory. Tech is core to their business and you can expect to fully develop these skills and be involved in various automation … globally. They are flexible on salary for the role – the right candidate will receive a guaranteed strong base salary uplift, as well as a market-leading bonus on top of this. more »

Junior Consultant with 2-5 years of experience in Regulatory Affairs. This role requires hands-on involvement with the management of technical files, post-market regulatory activities, global device registration, and formulating regulatory strategies. Quality Assurance experience is an added advantage. Key Responsibilities: Regulatory Submissions: Prepare and submit regulatory … medical devices. Compliance Monitoring: Monitor and interpret regulatory requirements, ensuring that company products and practices are in compliance with relevant regulations and standards. Post-Market Surveillance: Conduct post-market surveillance activities, including adverse event reporting and PMS reports. Validation Testing: Participate in the planning and execution … Assist in the preparation and maintenance of Clinical Evaluation Reports (CER). Regulatory Strategy: Support the development of regulatory strategies for new products and market entries. Stakeholder Communication: Liaise with internal and external stakeholders, including regulatory bodies, to address queries and provide regulatory guidance. Key Qualifications: 2-5 years more »

processes and reviewing and reporting on root cause analysis Compliance oversight of financial promotions issued by the firm. Investigation of suspicious transactions and orders (market surveillance). Assisting in the administration of the Senior Managers and Certification Function Regime. Assisting in the documentation of internal controls, policies, and more »

Product Manager Salary: £60,000 - £80,000 Location: London/Bristol - Hybrid Skills : Trade Surveillance, Market Surveillance, Market Abuse, eComms Surveillance, TCA, Regulatory Reporting, Best Execution, MAD2, MAR2, Mifid2 Are you looking for an excellent opportunity to join an exciting vendor who provide Regulatory and … Surveillance & Analytics tools to the financial services industry who require a Product Manager to join there expanding team. As a Product Manager within this leading provider of Regulatory Technology(RegTech), you will be working very closely with development teams and clients translating requirements for functional and technical specifications. My … of clients in flight and is under resourced with the technical and functional knowledge and know how to enhance their systems to compete with market leading financial services platforms. To be considered for the role of Product Manager the following experience is essential; knowledge of Trade, Market or more »