1 to 25 of 40 MiFID Jobs in London

IT systems used in Prime Brokerage (e.g., trade capture, EMS/OMS, risk platforms, reconciliation, and client reporting platforms). Experience working on regulatory (e.g. Basel III, Dodd Frank, MiFID II) and operational change projects. Presenting and explaining complex business or technical ideas to an audience who are not familiar with the subject. Proficiency in data analysis tools (e.g. Excel More ❯

analytics Risk & Regulatory Change: Strong understanding of the UK and EU regulatory environment Exposure to non-financial risk frameworks (operational, conduct, controls) Experience working on major regulatory programmes (e.g. MIFID, EMIR Refit, T+1, FRTB) Technology Delivery: Understanding of capital markets tech architecture (pre-trade, risk, post-trade systems) Project management experience across tech implementation and system integration Strong data analysis More ❯

Docker, Kubernetes Infra as code: Terraform, ansible, azure cloud Datastores: PostGre, OCP Observability: ELK, Grafana, OpenTelemetry Batch: airflow (python) Security & Compliance: TLS, OAuth2/OIDC, data masking, GDPR/MiFID controls Project & Process: Scrum/Kanban, backlog grooming, metrics driven retrospectives Why join us People join for the impact they can have on us. They stay for the impact we More ❯

projects in a fast-paced environment with challenging deadlines, multiple priorities and limited resources. Proven experience in driving change in Capital Markets and particularly Transaction Reporting (ideally SFTR, ASIC, MiFID and EMIR) both as a project manager and a business analyst. Ability to translate regulatory text into implementation requirements and interface with Tech, Operations, Compliance, Legal and Front Office teams More ❯

engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯

engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯

engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯

engagement skills. Ability to work independently and deliver value in a contract setting. Desirable Attributes Exposure to LNG, power, or broader commodity markets. Experience with regulatory frameworks (REMIT, EMIR, MiFID II). Background in agile delivery and cloud-based platforms. What’s on Offer A contract role with a high-performing energy trading client. Exposure to a diverse portfolio including More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

banking Retail banking Credit Cards Payments Digital (e.g. online banking, mobile app) and Non-Digital (e.g. contact centre) Banking Channels Banking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-Money Laundering Act). Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and latest innovations and competition More ❯

motivated PC literate (not limited to Intermediate/Advanced Excel skills) Technical knowledge - not all are essential Changes in the market, products, legislation & regulation relevant to the business area- MiFID II, CASS, PSD2, GDPR, EMIR Understanding of payments processing Understanding of settlement and custody process Understanding of equities and derivatives clearingIf this is the role for you, click apply today More ❯

work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) Preferred Qualifications • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations Visa sponsorship may be considered More ❯

a similar role. Bachelor's degree preferred; Master's or equivalent experience is advantageous. Knowledge of financial services operations, especially trade booking and regulatory reporting (EMIR, ASIC, MAS, MiFIR, MiFID II). Understanding of the competitive landscape and technology trends in trade reporting is beneficial. Leadership competencies include: Strategic Thinking Organizational Savvy Leading Change Financial Acumen Team Building Inclusive Leadership More ❯

especially Equities, and experience with buy-side or sell-side firms. Strong understanding of OMS/EMS data, trading workflows, and experience with transaction cost analysis, best execution, or MIFID regulations. Proven technical resource with the ability to communicate effectively with technical and business stakeholders. Programming experience; knowledge of C#, .NET, Visual Studio, Java, Python, SQL, and Windows Commands is More ❯

track risks, adapt to regulatory changes, and enhance operational processes Required Skills and Experience Strong experience in EMIR and SFTR reporting is essential Familiarity with other regulatory regimes (e.g., MiFID II , DMO , Commodities Position Reporting , Best Execution , Instrument Reporting , Trade Reporting , REMIT ) is desirable Experience with trade repositories including UnaVista , DTCC , or Regis-TR is preferred Solid understanding of regulatory More ❯

will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯

Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: o Certification - Client Dealing - CD0 Meeting with Clients o Certification - Cert Manager MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards the following list of qualifications (or equivalent). More ❯

relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client Dealing - CD0 Meeting with Clients Certification - Cert Manager MiFID II - Staff giving information about investment products, investment services or ancillary services It is essential that you hold or are working towards one of the following list of qualifications (or More ❯

management tools). Clear communicator with influence across technical and non-technical stakeholders. Adaptive, proactive, and grounded in high-integrity problem solving. Bonus Qualifications Understanding of European regulations (e.g. MiFID II, GDPR, CASS). Familiarity with ISO 27001, SOC 2, or similar frameworks. Experience with Agile, Scrum, MSP, or software product lifecycle knowledge. Enhanced leave - 38 days inclusive of More ❯

Template Lifecycle Management Oversee the end-to-end lifecycle of industry data standard and regulatory templates-from data input through generation to dissemination via industry platforms (e.g., FundInfo, European MiFID Template Exchange). Stay up to date with evolving data models and technology (e.g., Openfunds evolution, EMT v4.1, EET v1.1) and update internal processes accordingly Support the onboarding of new More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

to the agreed SLAs. Experience/Knowledge Required: Comprehensive and proven project management skills Strong knowledge of current and upcoming regulatory standards including but not limited to (CFTC, EMIR, MIFID, BREXIT, CSDR & SFTR) Market knowledge of products and how they are traded, be well versed with asset classes and trading strategies Readily adaptable to operate within the HSBC Change Framework More ❯

and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Market Infrastructure Regulation (EMIR including Refit), Markets in Financial Instruments Regulation and Directives (MiFID/MiFIR II) and Securities Financing Transaction Regulation (SFTR) This role will focus heavily on EMIR Regulatory reporting regimes that UK investment firms may find themselves subject to are: EMIR More ❯