20 of 20 Remote MiFID Jobs in London

ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯

ability to influence and deal with senior individuals. Knowledge of the UK/EU regulatory environment, including the familiarisation with: FCA Handbook: SYSC COLL FUND MAR UCITS AIFMD MAR MiFID II Skills we’d love to see/Amazing Extras: Strong understanding of the trade life cycle in asset management Excel proficiency, with bonus points for SQL or Python To More ❯

the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯

work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) Preferred Qualifications • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations Visa sponsorship may be considered More ❯

/CD pipelines. Preferred Qualifications: Experience working in Kotlin, Kafka, ELK. Experience leveraging LLMs assistant tools rationally for coding Understanding of trade booking and life cycle processes Knowledge of Mifid II, Dodd Frank regulations and controls Knowledge/experience of FIX flows - TradeWeb, RFQ Hub, BlackRock and Bloomberg, RFQ Workflows. Additional technology experience: React JS, Apache NiFi, Mongo, DBaaS, SaaS More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership competencies for this level include Strategic More ❯

track risks, adapt to regulatory changes, and enhance operational processes Required Skills and Experience Strong experience in EMIR and SFTR reporting is essential Familiarity with other regulatory regimes (e.g., MiFID II , DMO , Commodities Position Reporting , Best Execution , Instrument Reporting , Trade Reporting , REMIT ) is desirable Experience with trade repositories including UnaVista , DTCC , or Regis-TR is preferred Solid understanding of regulatory More ❯

patterns and create HLD/LLD documentation for architecture review boards Optimise fabric configurations (Fibre Channel) and replication strategies for ultra-low latency requirements Ensure regulatory compliance across SEC, MiFID II, GDPR, and SOX requirements Act as governance liaison with BISO, audit, and risk teams Essential Experience Technical Expertise 10-15+ years in storage engineering with 5+ years in More ❯

bank policy, and FX markets to deliver relevant and timely commentary to clients Work within a structured framework to ensure compliance with internal policies, processes and regulatory obligations (e.g. MIFID) Support the onboarding of new clients with appropriate guidance and execution Help identify areas for process improvement, efficiency, and risk management within the dealing function Demonstrate excellence in trade booking More ❯

will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯

management tools). Clear communicator with influence across technical and non-technical stakeholders. Adaptive, proactive, and grounded in high-integrity problem solving. Bonus Qualifications Understanding of European regulations (e.g. MiFID II, GDPR, CASS). Familiarity with ISO 27001, SOC 2, or similar frameworks. Experience with Agile, Scrum, MSP, or software product lifecycle knowledge. Enhanced leave - 38 days inclusive of More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership Competencies for this level include Strategic More ❯

Ability to work independently and in a team. Regulatory Categories: SMCR - Certified This role is a certified role under FCA rules, performing functions such as Client Dealing (CD0). MiFID II - Staff giving investment information Willingness to undertake relevant qualifications such as IMC, CFA, ACA, ACCA, IAQ, FIA, or equivalent if not already held. What we would like from you More ❯

can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯

can be enhanced. You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience More ❯

can be enhanced. You'll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules. You'll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they're working as planned as well as significant experience More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising appropriately. Knowledge of financial services operations … Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour More ❯

fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financial instruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯

fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Expertise with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). A track record of challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products … for derivatives or similar highly-regulated products in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financial instruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯

DSS Activities: Leading Ctrl Alt through the application process of Gate 2 to enable the firm to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt's MiFID authorisation process by being the primary contact for the FCA and where required, outside counsel. You will be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the … the FCA are met. Manage other conduct and compliance risks. Requirements Must Haves 5 - 7 years working in a regulated firm in a senior Compliance role or MLRO role; MiFID experience is considered an advantage; Significant experience in all aspects of UK compliance standards, AML/CTF/FS including customer onboarding, KYC refresh, customer risk assessments, business wide risk More ❯