Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for more »
our innovative Regulatory Reporting Technology team. This crucial role offers the successful candidate the opportunity to work on pivotal systems that support MAS and MiFID regulatory reporting. Key Responsibilities: As a hands-on developer, you'll design, create, and modify the user interface of our applications using Angular. You will more »
expiry experience. An understanding of the CASS rules and how they are applied to Exchange Traded Derivative. An understanding and experience of transaction reporting (MIFID and EMIR) from both a client and delegated perspective. Vendor management experience (both back office and front office relationships). The ability to form relationships more »
brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting or Transaction background Strong Middle Office background MiFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Circa £70,000 + bonus + package Location: London more »
Experienced Project/Change manager (FX/MIFID/SWIFT Subject matter Expert) Rolling contract with possibility to go permanent Paying £400 - £450pd City of London Start date ASAP We are recruiting for a Project/change manager on behalf of a Financial services business - with a specific focus on … FX, SWIFT and MIFID regulations. As such, experience and knowledge of these areas is a requirement. We need a proven project manager with: PRINCE2 qualification Extensive banking experience as a project manager In-depth knowledge of project management methodologies Strong personality with the ability to be a leader and be more »
utilization and make applications for limit renewal and increases. Execution of FX, MM, Bond and IRS/CCS deals via dealing platforms, with subsequent MiFiD II reporting where appropriate. Assist in managing the Bond Investment portfolio; sourcing new issuers, new issues and maintaining Bond counterparty relationships. Prepare daily trades for more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
Good knowledge of related processes such as the Know Your Customer (KYC) and the Anti-Money Laundering Regulations. Understanding of client regulatory & tax classification – MiFID, FATCA, CRS Understanding of the EU/US/UK Sanctions regime Understanding of the Anti-Bribery requirements Exposure and understanding of Give up agreements more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
Board reports. Experience Required: 1 - 3 years’ experience working within an alternative investment manager or consultancy Generalist compliance experience Knowledge and understanding of AIFMD, MiFID II, UCITS/COLL Some knowledge & understanding of ESG regulation Experience working at SEC registered investment advisers is desirable Able to work independently & as part more »
Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking – checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries – investigating more »
asset trading agreements Advising on the impact of financial regulation for the firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and more »
I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. more »
Custodian Fail Trade Reports actively fails managing. Actioning all inbound queries from Brokers, Custodian, Corporate Actions and Reconciliations department CTM broker matching APAC trades MIFID Client Commission checking checking research fee targets Charles River order management system - trade monitor, checking broker details and agreed research targets Corporate Action queries investigating more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »
requirements include: Previous experience working in compliance within a Fintech, Payments or Traditional Bank environment Expertise in Electronic Money (e.g Domestic Payments, SEPA Payments), MIFID and Crypto Assets Detailed knowledge of financial crime regulation and guidance including AML, fraud, sanction breaches and tax evasion Passionate about Crypto This will be more »
a Project Manager, within Financial Services Environment Understanding of operational resilience from a technology/digital perspective. Experience working on regulated projects. (i.e. EMIR, MiFID, CFTC, CSDR etc.). more »
Greater London, England, United Kingdom Hybrid / WFH Options
Credit Suisse
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
and a brilliant opportunity within a really supportive team. The following skills/experience is essential: Strong Trade Reporting background Strong Middle Office background MIFID Product knowledge to include Debt, Equity and OTC Derivatives. Understanding of Jira Excellent communication skills Salary: Excellent + bonus + package Location: London (good work more »
Regulatory Business Analyst - Commodity Trading - £750pd - 6-month initial contract Cititec are partnered with a global commodity trading firm who are searching for a Regulatory Business Analyst to work in their PMO function. Great opportunity for a Business Analyst with more »
supporting the assessment of the control environment under key financial regulations. They are seeking a subject-matter expert (SME) with a strong background inMiFID/R, MAR, and EMIR to work alongside their Global Markets Prudential and Regulatory Compliance Risk Lead. Key Responsibilities: Collaborate with managers on MiFID/… processes in line with internal standards. Report program status to internal and external stakeholders. Qualifications & Skills: Extensive knowledge of EU/UK MIFIR/MIFID II, MAR, and EMIR. Experience implementing MiFID/R in large banks, with practical, BAU experience. Proficient in transparency and reporting regimes and control translation. more »
Greater London, England, United Kingdom Hybrid / WFH Options
Martis Search
very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. The whole team work together in the office x 5-days a week, however everyone can work remotely … creating and managing compliance controls/testing, reviewing marketing materials, managing/submitting regulatory filings Familiarity with EU and UK rules, including UCITS and MiFiD Understands the team is lean and must be hands on and prompt for urgent deliverables Benefits Contributory Pension; Remote working during July and August plus more »
client portfolio Scopes client engagements and projects and effectively prices potential work Drafts external publications and speaks at conferences and events Detailed understanding of MiFiD II, AIFMD, (knowledge of UCITS would be advantageous) and other relevant European and/or US Regulations Review and sign off compliance manuals to a more »