1 to 25 of 88 Regulatory Change Jobs in London

Develop and implement best practices in sustainability, building physics, energy modelling, and sustainability within the organisation. Stay abreast of industry trends, emerging technologies, and regulatory changes to ensure that the firm remains at the forefront of sustainable design. Collaborate with the existing leadership team to secure projects.Project Delivery: Lead more »

issues, adapting strategies as needed to maintain a competitive advantage. Conduct thorough market research and competitive benchmarking analysis to stay informed about industry trends, regulatory changes and market dynamics that may impact the company’s commercial strategies. Stakeholder Management Collate information and distil data into clear insights and compelling more »

customer experience. Build strong relationships with clients, Operations teams, and sales/trading counterparts. Participate in Fixed Income projects, including new product implementation and regulatory changes. Identify opportunities for process streamlining and automation. Maintain up-to-date documentation and procedures. Provide training and coaching to other team members. Other more »

Data Lineage, or Data Quality is also expected. This person will need to have solid knowledge around BCBS 239, and the data elements of regulatory change programmes. Whilst this is a senior leadership role, and not technically “hands-on”, they would like someone with a good level of more »

seeking a Chief Financial Officer to join their dynamic team. The company is poised for significant growth, driven by both technological advancements, and anticipated regulatory changes in the sector. Specializing in EV charging infrastructure, they are seeking a strategic financial leader to lead the scaling up of the business more »

Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: ACA qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »

Budget Oversight Lead the design and implementation of technology solutions that support EUDR compliance, ensuring delivery on time, within scope, Budget constraints, and within regulatory standards. Develop detailed project plans that include technology strategies, systems architecture, data security measures, and compliance checkpoints, with a clear focus on optimizing resource … compliance into all technology-related project deliverables, while adhering to approved budgets. 2. Stakeholder and Technical Team Engagement Manage communications between technology teams and regulatory experts to ensure that all tech developments align with EUDR requirements. Organize and lead meetings with stakeholders to discuss technology deployment strategies, addressing any … cost-effectiveness. 4. Continuous Technological Improvement & Compliance Monitoring Monitor the effectiveness of technology solutions in meeting compliance standards and managing costs, making adjustments as regulatory changes occur or budget adjustments are needed. Keep abreast of technological advancements and regulatory updates in EUDR, integrating new technologies to enhance compliance more »

and enhancements in security practices. Foster a positive team environment focused on achievement, development, accountability, and professionalism. Maintain an up-to-date understanding of regulatory changes and requirements to ensure continuous certification. Provide essential support for client-driven requests for information (RFIs) and questionnaires related to SOC2, ISO, and more »

next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports … to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the company's policy framework. Manage interactions with regulatory bodies, including responding to inquiries and organizing information. Coordinate the preparation of monthly Risk and Compliance Committee materials, including taking and distributing minutes. Skills …/Experience required – Extensive background in banking, financial services, and payments, with exposure to UK and European regulatory frameworks. Professional qualifications in risk or compliance - preferred. Comprehensive understanding of payments services and e-money sector, including card schemes and BIN Sponsorship model. Familiarity with UK and Finnish/EU more »

as in adherence with both internal policies and procedures as well as that set out by the regulator. Keep up to date with all regulatory changes and guidance in line with the relevant regulatory governing bodies Monitor and record enforcement action taken by the regulator with operators and more »

control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The division is ideal for collaborative individuals who have strong ethics and attention … to detail. EMEA ICAAP and Regulatory Stress Testing Team The EMEA ICAAP and Regulatory Stress Testing team sits within the Regulatory Policy team in the Regulatory Controllers department within the EMEA Finance division. Regulatory Controllers are responsible for ensuring that Goldman Sachs UK and European … which the business is subject, e.g. Market Risk, Credit Risk and Operational Risk, and other risks as assessed in our ICAAPs. The ICAAP and Regulatory Stress Testing team is a specialist unit which concentrates on: Coordination of the material EMEA entities Internal Capital Adequacy Assessment Process (ICAAPs) Coordination of more »

Rate: £600.00 PAYE/£770.59 Umbrella Location: London [Hybrid] Duration – 3 months Role Summary: HSBC are currently searching for a Business Analyst for the Regulatory Reporting Enhancement programme which is outlining remediation required across the scope of the Group’s regulatory reporting. The jobholder will be expected to … to adopt an agile and flexible approach to work and an outstanding level of professionalism and conduct. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the … regulator. Global and regional Market Risk Functions, Traded Risk Senior management team, GRA Regional Heads and regional Policy leads. Finance – Group Regulatory Policy and Regulatory Reporting teams. Regulatory bodies – in particular the Prudential Regulatory Authority supervisory and modelling teams. Work together with business experts from the more »

/or delegates on the team Confidently lead sales pitches, both in terms of proposals and in the client facing pitch Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to such entities Competently deals with difficult clients and situations with ease Effectively … client is able to adopt Identifying, driving and leading the development of new content when necessary for clients; Draft new policies in response to regulatory change Internal Relations Ability to train team members in their field of expertise in an effective manner; Is approachable and a go-to … seen as an expert and is a go-to person across a range of regulation Ability to give concise and clear explanations on complex regulatory concepts and requirements Identifying potential opportunities to upsell a piece of work/secondment/project with clients Optima Partners is committed to providing more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

their esteemed team. Role Overview: As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory compliance matters at a macro level. Collaborating with senior stakeholders, you will assess regulatory developments, analyze their implications, and develop proactive compliance strategies … to ensure the bank's adherence to regulatory requirements. Key Responsibilities: Stay abreast of global regulatory developments and macroeconomic trends impacting the financial services industry. Conduct comprehensive assessments to evaluate the potential impact of regulatory changes on the bank's operations and compliance framework. Collaborate with senior … management to develop and implement proactive compliance strategies and initiatives. Provide expert guidance on compliance best practices, risk mitigation strategies, and regulatory interpretations. Act as a subject matter expert on regulatory matters, delivering insights and recommendations to internal stakeholders. Foster strong relationships with regulatory authorities, industry organizations more »

collaborating with local finance teams. Responsibilities: Interpret and apply accounting standards (IFRS and UK GAAP) to complex transactions. Research and analyze accounting pronouncements and regulatory updates. Draft technical accounting papers and maintain group accounting policies. Advise finance teams and business on technical accounting matters. Assist FP&A team with … technical accounting for budgeting and forecasting. Collaborate with external advisors and auditors on accounting matters. Support implementation of new accounting standards and regulatory changes Contribute to production of Group's consolidated statutory accounts. Manage intercompany reconciliation process and reporting for Head Office entities. Assist with financial and covenant reporting more »

compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems + Support in the delivery of required regulatory changes projects or business initiatives in relation to CASS Attendance at industry conferences/events, networking & roundtables in relation to CASS Requirements: Strong background more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Responsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates. Experience/Skills/… years) relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels knowledge of the FCA’s regulatory rules relevant to asset managers attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems self-supportive, and more »

trading, distribution, and operational areas and for maintaining a stable and resilient IT infrastructure platform. The Global Technology department has 400+ employees, running numerous change projects across all areas of the firm, including vendor implementations, regulatory change, in-house development, as well as overseeing change delivery more »

Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance … framework, focusing on team management, regulatory analysis, and process implementation at the company's headquarters and operational levels. About the Role: Compliance Knowledge: Proficiency in gambling regulations across multiple jurisdictions; with the ability to interpret and apply them practically within the company’s context while considering commercial objectives. Process … Management: Skills in monitoring, assessing, and improving compliance processes. Gambling Industry Expertise: Ability to critically evaluate regulatory frameworks, perform impact analysis at both local and group levels, and provide constructive advice to the business. Strategic Transaction Support: Excellence in supporting strategic transactions, including M&A, finance, and key strategic more »

Associate/Manager - Payment Services London - Hybrid (2 Days in the office) Are you currently working in the payment space with previous consultancy experience, regulatory/compliance knowledge, and the ability to manage client relationships? Are you looking for a new position where you can elevate your career in … you: Mostyn Chase is thrilled to be collaborating with this award-winning organisation, who provide financial services companies with products and services to navigate regulatory changes effectively. They provide expert compliance advice and support across the financial services sector. Collaborating with clients who range from niche start-ups to … as well as managing their own portfolio of client projects. The senior associate or manager role would also involve creating policies and procedures, answering regulatory-based questions, and providing advice and guidance. You will also have: Recent and relevant experience in the payments industry Broad base of compliance understanding. more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

Are you a collaborative Project Manager with experience of Business Change Projects? Do you love to truly partner with the business to improve ways of working? Are you looking to deliver projects with accountability and ownership? This could be a brilliant next move for your career development! Joining a … ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to deliver a range of projects, bringing your more »

services to ensure data storage, security, and scalability. Develop and optimize SQL queries for data extraction and analysis. Stay updated on industry trends and regulatory changes within the insurance sector to inform data strategies and solutions. Experience: Proven experience in building and maintaining data lakes or data warehouses using more »